Investment adviser · CRD 108679

D. E. SHAW & CO., L.P.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Aug 14, 2026

Regulatory AUM
$213B
Form ADV · Item 5.F
Client accounts
23
Accounts, not individual clients
Employees
998
Reported in this filing
Advisory professionals
526
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles23$213,364,737,381100.0%
Filing source

Form ADV 2124876 · Aug 14, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

33 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

D. E. SHAW COMPOSITE PORTFOLIOS, L.L.C.Hedge Fund · Last reported Aug 14, 2026$91BGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LTD JERSEY CITY, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian ALLSPRING FUNDS MANAGEMENT, LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian BANCO SANTANDER, S.A. SANTANDER, Spain Related to adviser: No
Custodian BANK OF AMERICA, N.A. CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian BANK OF MONTREAL TORONTO, Canada Related to adviser: No
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian BARCLAYS BANK PLC, NEW YORK BRANCH LONDON, United Kingdom Related to adviser: No
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS CAPITAL SECURITIES, LTD. LONDON, United Kingdom Related to adviser: No
Custodian BLACK ROCK, INC. NEW YORK, New York, United States Related to adviser: No
Custodian BMO CAPITAL MARKETS CORP. WILMINGTON, Delaware, United States Related to adviser: No
Custodian BNP PARIBAS PARIS, France Related to adviser: No
Custodian BNP PARIBAS SA PARIS, France Related to adviser: No
Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No
Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian BOFA SECURITIES INDIA LIMITED MUMBAI, India Related to adviser: No
Custodian BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC NEW YORK, New York, United States Related to adviser: No
Custodian CANADIAN IMPERIAL BANK OF COMMERCE TORONTO, Canada Related to adviser: No
Custodian CANADIAN IMPERIAL BANK OF COMMERCE, NY BRANCH NEW YORK, New York, United States Related to adviser: No
Custodian CIBC WORLD MARKETS CORP. WILMINGTON, Delaware, United States Related to adviser: No
Custodian CITIBANK N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS LTD LONDON, United Kingdom Related to adviser: No
Custodian COINBASE CUSTODY TRUST COMPANY, LLC NEW YORK, New York, United States Related to adviser: No
Custodian COMPUTERSHARE LIMITED MELBOURNE, Australia Related to adviser: No
Custodian CONTINENTAL STOCK TRANSFER & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No
Custodian DAIWA CAPITAL MARKETS EUROPE LIMITED LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK AG FRANKFURT, Germany Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian EQUINITI TRUST COMPANY BROOKLYN, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS BANK USA NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian HSBC BANK BERMUDA LIMITED HAMILTON, Bermuda Related to adviser: No
Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian HSBC BANK USA, N.A. MCLEAN, Virginia, United States Related to adviser: No
Custodian HSBC LUXEMBOURG BOULEVARD DE KOCKELSCHEUER, Luxembourg Related to adviser: No
Custodian HSBC SECURITIES (USA) INC. WILMINGTON, Delaware, United States Related to adviser: No
Custodian INVESCO ADVISERS, INC. ATLANTA, Georgia, United States Related to adviser: No
Custodian JEFFERIES FINANCIAL SERVICES INC. WILMINGTON, Delaware, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK N.A. COLUMBUS, Ohio, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES PLC LONDON, United Kingdom Related to adviser: No
Custodian MACQUARIE BANK LIMITED SYDNEY, Australia Related to adviser: No
Custodian MERRILL LYNCH CAPITAL SERVICES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MIZUHO CAPITAL MARKETS LLC WILMINGTON, Delaware, United States Related to adviser: No
Custodian MIZUHO MARKETS AMERICAS LLC WILMINGTON, Delaware, United States Related to adviser: No
Custodian MIZUHO SECURITIES USA LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY BANK, N.A. SALT LAKE CITY, Utah, United States Related to adviser: No
Custodian MORGAN STANLEY CAPITAL GROUP INC. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY CAPITAL SERVICES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY INDIA COMPANY PRIVATE LIMITED MUMBAI, India Related to adviser: No
Custodian NATIONAL BANK OF CANADA FINANCIAL INC. WILMINGTON, Delaware, United States Related to adviser: No
Custodian NATIXIS NEW YORK BRANCH NEW YORK, New York, United States Related to adviser: No
Custodian NATIXIS SA PARIS, France Related to adviser: No
Custodian NATIXIS SECURITIES AMERICAS LLC WILMINGTON, Delaware, United States Related to adviser: No
Custodian NATWEST MARKETS PLC EDINBURGH, United Kingdom Related to adviser: No
Custodian NOMURA GLOBAL FINANCIAL PRODUCTS INC. NEW YORK, New York, United States Related to adviser: No
Custodian NOMURA INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian NOMURA SECURITIES INTERNATIONAL, INC. NEW YORK, New York, United States Related to adviser: No
Custodian NORTHERN TRUST INVESTMENTS, INC. CHICAGO, Illinois, United States Related to adviser: No
Custodian ROYAL BANK OF CANADA TORONTO, Canada Related to adviser: No
Custodian ROYAL BANK OF CANADA, NEW YORK BRANCH NEW YORK, New York, United States Related to adviser: No
Custodian SCOTIA CAPITAL (USA) INC. NEW YORK, New York, United States Related to adviser: No
Custodian SKANDINAVISKA ENSKILDA BANKEN AB STOCKHOLM, Sweden Related to adviser: No
Custodian SMBC CAPITAL MARKETS, INC. NEW YORK, New York, United States Related to adviser: No
Custodian SOCIETE GENERALE PARIS, France Related to adviser: No
Custodian STANDARD CHARTERED BANK NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Custodian STATE STREET INSTITUTIONAL INVESTMENT TRUST BOSTON, Massachusetts, United States Related to adviser: No
Custodian THE BANK OF BERMUDA LIMITED BOSTON, Massachusetts, United States Related to adviser: No
Custodian THE BANK OF NOVA SCOTIA TORONTO, Canada Related to adviser: No
Custodian THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND DUBLIN, Ireland Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Custodian UBS AG ZURICH, Switzerland Related to adviser: No
Custodian UBS AG, LONDON BRANCH ZURICH, Switzerland Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian UNICREDIT BANK AUSTRIA AG WEIN, Austria Related to adviser: No
Custodian WELLS FARGO BANK, N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No
Prime broker BANCO SANTANDER, S.A. SANTANDER, Spain
Prime broker BANK OF AMERICA N.A. CHARLOTTE, North Carolina, United States
Prime broker BANK OF MONTREAL TORONTO, Canada
Prime broker BANK OF NEW YORK MELLON NEW YORK, New York, United States
Prime broker BARCLAYS BANK PLC LONDON, United Kingdom
Prime broker BARCLAYS BANK PLC, NEW YORK BRANCH LONDON, United Kingdom
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker BARCLAYS CAPITAL SECURITIES, LTD. LONDON, United Kingdom
Prime broker BMO CAPITAL MARKETS CORP. WILMINGTON, Delaware, United States
Prime broker BNP PARIBAS PARIS, France
Prime broker BNP PARIBAS SA PARIS, France
Prime broker BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States
Prime broker BOFA SECURITIES, INC. NEW YORK, New York, United States
Prime broker BOFA SECURITIES INDIA LIMITED MUMBAI, India
Prime broker CANADIAN IMPERIAL BANK OF COMMERCE TORONTO, Canada
Prime broker CANADIAN IMPERIAL BANK OF COMMERCE, NY BRANCH NEW YORK, New York, United States
Prime broker CIBC WORLD MARKETS CORP. WILMINGTON, Delaware, United States
Prime broker CITIBANK N.A. SIOUX FALLS, South Dakota, United States
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS LTD LONDON, United Kingdom
Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom
Prime broker DAIWA CAPITAL MARKETS EUROPE LIMITED LONDON, United Kingdom
Prime broker DEUTSCHE BANK AG FRANKFURT, Germany
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS BANK USA NEW YORK, New York, United States
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker HSBC BANK PLC LONDON, United Kingdom
Prime broker HSBC SECURITIES (USA) INC. WILMINGTON, Delaware, United States
Prime broker JEFFERIES FINANCIAL SERVICES INC. WILMINGTON, Delaware, United States
Prime broker JPMORGAN CHASE BANK N.A. COLUMBUS, Ohio, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES PLC LONDON, United Kingdom
Prime broker MACQUARIE BANK LIMITED SYDNEY, Australia
Prime broker MERRILL LYNCH CAPITAL SERVICES, INC. NEW YORK, New York, United States
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Prime broker MIZUHO CAPITAL MARKETS LLC WILMINGTON, Delaware, United States
Prime broker MIZUHO MARKETS AMERICAS LLC WILMINGTON, Delaware, United States
Prime broker MIZUHO SECURITIES USA LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY BANK, N.A. SALT LAKE CITY, Utah, United States
Prime broker MORGAN STANLEY CAPITAL GROUP INC. NEW YORK, New York, United States
Prime broker MORGAN STANLEY CAPITAL SERVICES, INC. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY INDIA COMPANY PRIVATE LIMITED MUMBAI, India
Prime broker NATIONAL BANK OF CANADA FINANCIAL INC. WILMINGTON, Delaware, United States
Prime broker NATIXIS NEW YORK BRANCH NEW YORK, New York, United States
Prime broker NATIXIS SA PARIS, France
Prime broker NATIXIS SECURITIES AMERICAS LLC WILMINGTON, Delaware, United States
Prime broker NATWEST MARKETS PLC EDINBURGH, United Kingdom
Prime broker NOMURA GLOBAL FINANCIAL PRODUCTS INC. NEW YORK, New York, United States
Prime broker NOMURA INTERNATIONAL PLC LONDON, United Kingdom
Prime broker NOMURA SECURITIES INTERNATIONAL, INC. NEW YORK, New York, United States
Prime broker ROYAL BANK OF CANADA TORONTO, Canada
Prime broker ROYAL BANK OF CANADA, NEW YORK BRANCH NEW YORK, New York, United States
Prime broker SCOTIA CAPITAL (USA) INC. NEW YORK, New York, United States
Prime broker SKANDINAVISKA ENSKILDA BANKEN AB STOCKHOLM, Sweden
Prime broker SMBC CAPITAL MARKETS, INC. NEW YORK, New York, United States
Prime broker SOCIETE GENERALE PARIS, France
Prime broker STANDARD CHARTERED BANK NEW YORK, New York, United States
Prime broker THE BANK OF NOVA SCOTIA TORONTO, Canada
Prime broker THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States
Prime broker UBS AG ZURICH, Switzerland
Prime broker UBS AG, LONDON BRANCH ZURICH, Switzerland
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Prime broker UNICREDIT BANK AUSTRIA AG WEIN, Austria
Prime broker WELLS FARGO BANK, N.A. SIOUX FALLS, South Dakota, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

ALLSPRING FUNDS MANAGEMENT, LLC
LEI 549300HDKZE50HZZOG90

BANCO SANTANDER, S.A.
LEI 5493006QMFDDMYWIAM13

BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB27

BANK OF MONTREAL
LEI NQQ6HPCNCCU6TUTQYE16

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

BARCLAYS BANK PLC
LEI G5GSEF7VJP5I7OUK5573

BARCLAYS BANK PLC, NEW YORK BRANCH
LEI G5GSEF7VJP5I7OUK5573

BARCLAYS CAPITAL INC.
SEC 8-41342

BARCLAYS CAPITAL SECURITIES, LTD.
LEI K9WDOH4D2PYBSLSOB484

BLACK ROCK, INC.
LEI 549300LRIF3NWCU26A80

BMO CAPITAL MARKETS CORP.
SEC 8-34344 · LEI RUC0QBLBRPRCU4W1NE59

BNP PARIBAS
LEI R0MUWSFPU8MPRO8K5P83

BNP PARIBAS SA
LEI R0MUWSFPU8MPRO8K5P83

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

BOFA SECURITIES, INC.
SEC 8-69787

BOFA SECURITIES INDIA LIMITED
LEI 549300A5QXDCAXLKH833

CANADIAN IMPERIAL BANK OF COMMERCE
LEI 2IGI19DL77OX0HC3ZE78

CANADIAN IMPERIAL BANK OF COMMERCE, NY BRANCH
LEI 549300H8L46OOZOFHU82

CIBC WORLD MARKETS CORP.
LEI 549300445CON3DBMU275

CITIBANK N.A.
LEI E57ODZWZ7FF32TWEFA76

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CITIGROUP GLOBAL MARKETS LTD
LEI XKZZ2JZF41MRHTR1V493

COINBASE CUSTODY TRUST COMPANY, LLC
LEI 549300ZHW72BH3BM4Q58

COMPUTERSHARE LIMITED
LEI 21380085HOKTMGLV9G93

CREDIT SUISSE SECURITIES (EUROPE) LIMITED
LEI DL6FFRRLF74S01HE2M14

DAIWA CAPITAL MARKETS EUROPE LIMITED
LEI MIM2K09LFYD4IB163W58

DEUTSCHE BANK AG
LEI 7LTWFZYICNSX8D621K86

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

EQUINITI TRUST COMPANY
LEI 254900TS5EWP83BEOU02

GOLDMAN SACHS BANK USA
LEI KD3XUN7C6T14HNAYLU02

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

HSBC BANK BERMUDA LIMITED
LEI 0W1U67PTV5WY3WYWKD79

HSBC BANK PLC
LEI MP6I5ZYZBEU3UXPYFY54

HSBC BANK USA, N.A.
LEI 1IE8VN30JCEQV1H4R804

HSBC LUXEMBOURG
LEI 213800CD235ST4TMNL94

HSBC SECURITIES (USA) INC.
LEI CYYGQCGNHMHPSMRL3R97

INVESCO ADVISERS, INC.
LEI O37NHJVF7S22I1ONOU83

JEFFERIES FINANCIAL SERVICES INC.
LEI O26QTPAJC1X7058KCW11

JPMORGAN CHASE BANK N.A.
LEI 7H6GLXDRUGQFU57RNE97

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES PLC
LEI K6Q0W1PS1L1O4IQL9C32

MACQUARIE BANK LIMITED
LEI 4ZHCHI4KYZG2WVRT8631

MERRILL LYNCH CAPITAL SERVICES, INC.
LEI GDWTXX036O1TB7DW3U69

MERRILL LYNCH INTERNATIONAL
LEI GGDZP1UYGU9STUHRDP48

MIZUHO CAPITAL MARKETS LLC
LEI OV6W8S6QX2D1J857QP30

MIZUHO MARKETS AMERICAS LLC
LEI 549300Y6K4T3QBM4LN29

MIZUHO SECURITIES USA LLC
SEC 8-37710

MORGAN STANLEY BANK, N.A.
LEI G1MLHIS0N32I3QPILB75

MORGAN STANLEY CAPITAL GROUP INC.
LEI VB7RXNZGO6KVDABYB880

MORGAN STANLEY CAPITAL SERVICES, INC.
LEI I7331LVCZKQKX5T7XV54

MORGAN STANLEY & CO. INTERNATIONAL PLC
LEI 4PQUHN3JPFGFNF3BB653

MORGAN STANLEY & CO. LLC
SEC 8-15869 · LEI 9R7GPTSO7KV3UQJZQ078

MORGAN STANLEY INDIA COMPANY PRIVATE LIMITED
LEI OYO6KC46QF54MHNL5D43

NATIONAL BANK OF CANADA FINANCIAL INC.
SEC 8-39947 · LEI 549300K66TF1ST7A3V76

NATIXIS NEW YORK BRANCH
LEI KX1WK48MPD4Y2NCUIZ63

NATIXIS SA
LEI KX1WK48MPD4Y2NCUIZ63

NATIXIS SECURITIES AMERICAS LLC
SEC 8-719 · LEI 549300L8G1E7ZHVEOG75

NATWEST MARKETS PLC
LEI RR3QWICWWIPCS8A4S074

NOMURA GLOBAL FINANCIAL PRODUCTS INC.
LEI 0Z3VO5H2G7GRS05BHJ91

NOMURA INTERNATIONAL PLC
LEI DGQCSV2PHVF7I2743539

NOMURA SECURITIES INTERNATIONAL, INC.
SEC 8-15255

NORTHERN TRUST INVESTMENTS, INC.
LEI BEL4B8X7EHJU845Y2N39

ROYAL BANK OF CANADA
LEI ES7IP3U3RHIGC71XBU11

ROYAL BANK OF CANADA, NEW YORK BRANCH
LEI 549300HXQQQCCUBS2Z23

SCOTIA CAPITAL (USA) INC.
SEC 8-3716 · LEI 549300BLWPABP1VNME36

SKANDINAVISKA ENSKILDA BANKEN AB
LEI F3JS33DEI6XQ4ZBPTN86

SMBC CAPITAL MARKETS, INC.
LEI TVJ8SHLIZL0RGWGDTN03

SOCIETE GENERALE
LEI O2RNE8IBXP4R0TD8PU41

STANDARD CHARTERED BANK
LEI RILFO74KP1CM8P6PCT96

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

THE BANK OF NOVA SCOTIA
LEI L3I9ZG2KFGXZ61BMYR72

THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND
LEI Q2GQA2KF6XJ24W42G291

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

UBS AG
LEI BFM8T61CT2L1QCEMIK50

UBS AG, LONDON BRANCH
LEI BFM8T61CT2L1QCEMIK50

UBS SECURITIES LLC
SEC 8-22651 · LEI T6FIZBDPKLYJKFCRVK44

UNICREDIT BANK AUSTRIA AG
LEI D1HEB8VEU6D9M8ZUXG17

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

BMO CAPITAL MARKETS CORP.
CRD 16686 · SEC 8-34344

BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682

BOFA SECURITIES, INC.
CRD 283942 · SEC 8-69787

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MIZUHO SECURITIES USA LLC
CRD 19647 · SEC 8-37710

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

NATIONAL BANK OF CANADA FINANCIAL INC.
CRD 22698 · SEC 8-39947

NATIXIS SECURITIES AMERICAS LLC
CRD 1101 · SEC 8-719

NOMURA SECURITIES INTERNATIONAL, INC.
CRD 4297 · SEC 8-15255

SCOTIA CAPITAL (USA) INC.
CRD 2739 · SEC 8-3716

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-6926572168
Reported beneficial owners
524
Minimum commitment
$1M
Form D file number
021-129860
Form D file number
021-129861
Form D file number
021-146386
Form D file number
021-146388

Form ADV 2124876 · Aug 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

D. E. SHAW OCULUS PORTFOLIOS, L.L.C.Hedge Fund · Last reported Aug 14, 2026$55.8BGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LTD JERSEY CITY, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian ALLSPRING FUNDS MANAGEMENT, LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian BANCO SANTANDER, S.A. SANTANDER, Spain Related to adviser: No
Custodian BANK OF AMERICA, N.A. CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian BANK OF MONTREAL TORONTO, Canada Related to adviser: No
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian BARCLAYS BANK PLC, NEW YORK BRANCH LONDON, United Kingdom Related to adviser: No
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS CAPITAL SECURITIES, LTD. LONDON, United Kingdom Related to adviser: No
Custodian BLACK ROCK, INC. NEW YORK, New York, United States Related to adviser: No
Custodian BMO CAPITAL MARKETS CORP. WILMINGTON, Delaware, United States Related to adviser: No
Custodian BNP PARIBAS PARIS, France Related to adviser: No
Custodian BNP PARIBAS SA PARIS, France Related to adviser: No
Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No
Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian CANADIAN IMPERIAL BANK OF COMMERCE TORONTO, Canada Related to adviser: No
Custodian CANADIAN IMPERIAL BANK OF COMMERCE, NY BRANCH NEW YORK, New York, United States Related to adviser: No
Custodian CIBC WORLD MARKETS CORP. WILMINGTON, Delaware, United States Related to adviser: No
Custodian CITIBANK N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS LTD LONDON, United Kingdom Related to adviser: No
Custodian COINBASE CUSTODY TRUST COMPANY, LLC NEW YORK, New York, United States Related to adviser: No
Custodian COMPUTERSHARE LIMITED MELBOURNE, Australia Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (EUROPE) LTD. LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK AG FRANKFURT, Germany Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian EQUINITI TRUST COMPANY BROOKLYN, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian HSBC BANK BERMUDA LIMITED HAMILTON, Bermuda Related to adviser: No
Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian HSBC BANK USA, N.A. MCLEAN, Virginia, United States Related to adviser: No
Custodian HSBC LUXEMBOURG BOULEVARD DE KOCKELSCHEUER, Luxembourg Related to adviser: No
Custodian HSBC SECURITIES (USA) INC. WILMINGTON, Delaware, United States Related to adviser: No
Custodian INVESCO ADVISERS, INC. ATLANTA, Georgia, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK N.A. COLUMBUS, Ohio, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MACQUARIE BANK LIMITED SYDNEY, Australia Related to adviser: No
Custodian MERRILL LYNCH CAPITAL SERVICES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MIZUHO CAPITAL MARKETS LLC WILMINGTON, Delaware, United States Related to adviser: No
Custodian MIZUHO SECURITIES USA LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY BANK, N.A. SALT LAKE CITY, Utah, United States Related to adviser: No
Custodian MORGAN STANLEY CAPITAL GROUP INC. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY CAPITAL SERVICES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL BANK OF CANADA FINANCIAL INC. WILMINGTON, Delaware, United States Related to adviser: No
Custodian NATIXIS NEW YORK BRANCH NEW YORK, New York, United States Related to adviser: No
Custodian NATIXIS SECURITIES AMERICAS LLC WILMINGTON, Delaware, United States Related to adviser: No
Custodian NOMURA GLOBAL FINANCIAL PRODUCTS INC. NEW YORK, New York, United States Related to adviser: No
Custodian NOMURA INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian NOMURA SECURITIES INTERNATIONAL, INC. NEW YORK, New York, United States Related to adviser: No
Custodian NORTHERN TRUST INVESTMENTS, INC. CHICAGO, Illinois, United States Related to adviser: No
Custodian ROYAL BANK OF CANADA TORONTO, Canada Related to adviser: No
Custodian ROYAL BANK OF CANADA, NEW YORK BRANCH NEW YORK, New York, United States Related to adviser: No
Custodian SCOTIA CAPITAL (USA) INC. NEW YORK, New York, United States Related to adviser: No
Custodian SKANDINAVISKA ENSKILDA BANKEN AB STOCKHOLM, Sweden Related to adviser: No
Custodian SMBC CAPITAL MARKETS, INC. NEW YORK, New York, United States Related to adviser: No
Custodian SOCIETE GENERALE PARIS, France Related to adviser: No
Custodian STANDARD CHARTERED BANK NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET INSTITUTIONAL INVESTMENT TRUST BOSTON, Massachusetts, United States Related to adviser: No
Custodian THE BANK OF NOVA SCOTIA TORONTO, Canada Related to adviser: No
Custodian THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND DUBLIN, Ireland Related to adviser: No
Custodian UBS AG ZURICH, Switzerland Related to adviser: No
Custodian UBS AG, LONDON BRANCH ZURICH, Switzerland Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No
Prime broker BANCO SANTANDER, S.A. SANTANDER, Spain
Prime broker BANK OF AMERICA, N.A. CHARLOTTE, North Carolina, United States
Prime broker BANK OF MONTREAL TORONTO, Canada
Prime broker BANK OF NEW YORK MELLON NEW YORK, New York, United States
Prime broker BARCLAYS BANK PLC LONDON, United Kingdom
Prime broker BARCLAYS BANK PLC, NEW YORK BRANCH LONDON, United Kingdom
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker BARCLAYS CAPITAL SECURITIES LTD. LONDON, United Kingdom
Prime broker BMO CAPITAL MARKETS CORP. WILMINGTON, Delaware, United States
Prime broker BNP PARIBAS PARIS, France
Prime broker BNP PARIBAS SA PARIS, France
Prime broker BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States
Prime broker BOFA SECURITIES, INC. NEW YORK, New York, United States
Prime broker CANADIAN IMPERIAL BANK OF COMMERCE TORONTO, Canada
Prime broker CANADIAN IMPERIAL BANK OF COMMERCE, NY BRANCH NEW YORK, New York, United States
Prime broker CIBC WORLD MARKETS CORP. WILMINGTON, Delaware, United States
Prime broker CITIBANK N.A. SIOUX FALLS, South Dakota, United States
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS LTD LONDON, United Kingdom
Prime broker CREDIT SUISSE SECURITIES (EUROPE) LTD. LONDON, United Kingdom
Prime broker DEUTSCHE BANK AG FRANKFURT, Germany
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker HSBC BANK PLC LONDON, United Kingdom
Prime broker HSBC SECURITIES (USA) INC. WILMINGTON, Delaware, United States
Prime broker JPMORGAN CHASE BANK N.A. COLUMBUS, Ohio, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker MACQUARIE BANK LTD SYDNEY, Australia
Prime broker MERRILL LYNCH CAPITAL SERVICES, INC. NEW YORK, New York, United States
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Prime broker MIZUHO CAPITAL MARKETS LLC WILMINGTON, Delaware, United States
Prime broker MIZUHO SECURITIES USA LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY BANK, N.A. SALT LAKE CITY, Utah, United States
Prime broker MORGAN STANLEY CAPITAL GROUP INC. NEW YORK, New York, United States
Prime broker MORGAN STANLEY CAPITAL SERVICES, INC. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker NATIONAL BANK OF CANADA FINANCIAL INC. WILMINGTON, Delaware, United States
Prime broker NATIXIS NEW YORK BRANCH NEW YORK, New York, United States
Prime broker NATIXIS SECURITIES AMERICAS LLC WILMINGTON, Delaware, United States
Prime broker NOMURA GLOBAL FINANCIAL PRODUCTS INC. NEW YORK, New York, United States
Prime broker NOMURA INTERNATIONAL PLC LONDON, United Kingdom
Prime broker NOMURA SECURITIES INTERNATIONAL, INC. NEW YORK, New York, United States
Prime broker ROYAL BANK OF CANADA TORONTO, Canada
Prime broker ROYAL BANK OF CANADA, NEW YORK BRANCH NEW YORK, New York, United States
Prime broker SCOTIA CAPITAL (USA) INC. NEW YORK, New York, United States
Prime broker SKANDINAVISKA ENSKILDA BANKEN AB STOCKHOLM, Sweden
Prime broker SMBC CAPITAL MARKETS, INC. NEW YORK, New York, United States
Prime broker SOCIETE GENERALE PARIS, France
Prime broker STANDARD CHARTERED BANK NEW YORK, New York, United States
Prime broker THE BANK OF NOVA SCOTIA TORONTO, Canada
Prime broker UBS AG ZURICH, Switzerland
Prime broker UBS AG, LONDON BRANCH ZURICH, Switzerland
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Prime broker WELLS FARGO BANK, N.A. SIOUX FALLS, South Dakota, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

ALLSPRING FUNDS MANAGEMENT, LLC
LEI 549300HDKZE50HZZOG90

BANCO SANTANDER, S.A.
LEI 5493006QMFDDMYWIAM13

BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB27

BANK OF MONTREAL
LEI NQQ6HPCNCCU6TUTQYE16

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

BARCLAYS BANK PLC
LEI G5GSEF7VJP5I7OUK5573

BARCLAYS BANK PLC, NEW YORK BRANCH
LEI G5GSEF7VJP5I7OUK5573

BARCLAYS CAPITAL INC.
SEC 8-41342

BARCLAYS CAPITAL SECURITIES, LTD.
LEI K9WDOH4D2PYBSLSOB484

BLACK ROCK, INC.
LEI 549300LRIF3NWCU26A80

BMO CAPITAL MARKETS CORP.
SEC 8-34344

BNP PARIBAS
LEI R0MUWSFPU8MPRO8K5P83

BNP PARIBAS SA
LEI R0MUWSFPU8MPRO8K5P83

BNP PARIBAS SECURITIES CORP.
SEC 8-32682 · LEI RCNB6OTYUAMMP879YW96

BOFA SECURITIES, INC.
SEC 8-69787

CANADIAN IMPERIAL BANK OF COMMERCE
LEI 2IGI19DL77OX0HC3ZE78

CANADIAN IMPERIAL BANK OF COMMERCE, NY BRANCH
LEI 549300H8L46OOZOFHU82

CIBC WORLD MARKETS CORP.
LEI 549300445CON3DBMU275

CITIBANK N.A.
LEI E57ODZWZ7FF32TWEFA76

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CITIGROUP GLOBAL MARKETS LTD
LEI XKZZ2JZF41MRHTR1V493

COINBASE CUSTODY TRUST COMPANY, LLC
LEI 549300ZHW72BH3BM4Q58

COMPUTERSHARE LIMITED
LEI 21380085HOKTMGLV9G93

CREDIT SUISSE SECURITIES (EUROPE) LTD.
LEI DL6FFRRLF74S01HE2M14

DEUTSCHE BANK AG
LEI 7LTWFZYICNSX8D621K86

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

EQUINITI TRUST COMPANY
LEI 254900TS5EWP83BEOU02

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

HSBC BANK BERMUDA LIMITED
LEI 0W1U67PTV5WY3WYWKD79

HSBC BANK PLC
LEI MP6I5ZYZBEU3UXPYFY54

HSBC BANK USA, N.A.
LEI 1IE8VN30JCEQV1H4R804

HSBC LUXEMBOURG
LEI 213800CD235ST4TMNL94

HSBC SECURITIES (USA) INC.
LEI CYYGQCGNHMHPSMRL3R97

INVESCO ADVISERS, INC.
LEI O37NHJVF7S22I1ONOU83

JPMORGAN CHASE BANK N.A.
LEI 7H6GLXDRUGQFU57RNE97

J.P. MORGAN SECURITIES LLC
LEI ZBUT11V806EZRVTWT807

MACQUARIE BANK LIMITED
LEI 4ZHCHI4KYZG2WVRT8631

MERRILL LYNCH CAPITAL SERVICES, INC.
LEI GDWTXX036O1TB7DW3U69

MERRILL LYNCH INTERNATIONAL
LEI GGDZP1UYGU9STUHRDP48

MIZUHO CAPITAL MARKETS LLC
LEI OV6W8S6QX2D1J857QP30

MIZUHO SECURITIES USA LLC
SEC 8-37710

MORGAN STANLEY BANK, N.A.
LEI G1MLHIS0N32I3QPILB75

MORGAN STANLEY CAPITAL GROUP INC.
LEI VB7RXNZGO6KVDABYB880

MORGAN STANLEY CAPITAL SERVICES, INC.
LEI I7331LVCZKQKX5T7XV54

MORGAN STANLEY & CO. INTERNATIONAL PLC
LEI 4PQUHN3JPFGFNF3BB653

MORGAN STANLEY & CO. LLC
SEC 8-15869 · LEI 9R7GPTSO7KV3UQJZQ078

NATIONAL BANK OF CANADA FINANCIAL INC.
SEC 8-39947

NATIXIS NEW YORK BRANCH
LEI KX1WK48MPD4Y2NCUIZ63

NATIXIS SECURITIES AMERICAS LLC
LEI 549300L8G1E7ZHVEOG75

NOMURA GLOBAL FINANCIAL PRODUCTS INC.
LEI 0Z3VO5H2G7GRS05BHJ91

NOMURA INTERNATIONAL PLC
LEI DGQCSV2PHVF7I2743539

NOMURA SECURITIES INTERNATIONAL, INC.
SEC 8-15255

NORTHERN TRUST INVESTMENTS, INC.
LEI BEL4B8X7EHJU845Y2N39

ROYAL BANK OF CANADA
LEI ES7IP3U3RHIGC71XBU11

ROYAL BANK OF CANADA, NEW YORK BRANCH
LEI 549300HXQQQCCUBS2Z23

SCOTIA CAPITAL (USA) INC.
SEC 8-3716 · LEI 549300BLWPABP1VNME36

SKANDINAVISKA ENSKILDA BANKEN AB
LEI F3JS33DEI6XQ4ZBPTN86

SMBC CAPITAL MARKETS, INC.
LEI TVJ8SHLIZL0RGWGDTN03

SOCIETE GENERALE
LEI O2RNE8IBXP4R0TD8PU41

STANDARD CHARTERED BANK
LEI RILFO74KP1CM8P6PCT96

THE BANK OF NOVA SCOTIA
LEI L3I9ZG2KFGXZ61BMYR72

THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND
LEI Q2GQA2KF6XJ24W42G291

UBS AG
LEI BFM8T61CT2L1QCEMIK50

UBS AG, LONDON BRANCH
LEI BFM8T61CT2L1QCEMIK50

UBS SECURITIES LLC
SEC 8-22651

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

BMO CAPITAL MARKETS CORP.
CRD 16686 · SEC 8-34344

BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682

BOFA SECURITIES, INC.
CRD 283942 · SEC 8-69787

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

MIZUHO SECURITIES USA LLC
CRD 19647 · SEC 8-37710

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

NATIONAL BANK OF CANADA FINANCIAL INC.
CRD 22698 · SEC 8-39947

NOMURA SECURITIES INTERNATIONAL, INC.
CRD 4297 · SEC 8-15255

SCOTIA CAPITAL (USA) INC.
CRD 2739 · SEC 8-3716

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-9678869862
Reported beneficial owners
380
Minimum commitment
$1M
Form D file number
021-64161
Form D file number
021-64162

Form ADV 2124876 · Aug 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

D. E. SHAW VALENCE PORTFOLIOS, L.L.C.Hedge Fund · Last reported Aug 14, 2026$48.1BGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LTD. JERSEY CITY, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian ALLSPRING FUNDS MANAGEMENT, LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian BANCO SANTANDER, S.A. SANTANDER, Spain Related to adviser: No
Custodian BANK OF AMERICA, N.A. CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian BANK OF MONTREAL TORONTO, Canada Related to adviser: No
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian BARCLAYS BANK PLC, NEW YORK BRANCH LONDON, United Kingdom Related to adviser: No
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS CAPITAL SECURITIES, LTD. LONDON, United Kingdom Related to adviser: No
Custodian BLACK ROCK, INC. NEW YORK, New York, United States Related to adviser: No
Custodian BMO CAPITAL MARKETS CORP. WILMINGTON, Delaware, United States Related to adviser: No
Custodian BNP PARIBAS PARIS, France Related to adviser: No
Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No
Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian BOFA SECURITIES INDIA LIMITED MUMBAI, India Related to adviser: No
Custodian BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC NEW YORK, New York, United States Related to adviser: No
Custodian CIBC WORLD MARKETS CORP. WILMINGTON, Delaware, United States Related to adviser: No
Custodian CITIBANK N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS LTD LONDON, United Kingdom Related to adviser: No
Custodian COMPUTERSHARE LIMITED MELBOURNE, Australia Related to adviser: No
Custodian CONTINENTAL STOCK TRANSFER & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No
Custodian DAIWA CAPITAL MARKETS EUROPE LIMITED LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK AG FRANKFURT, Germany Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian EQUINITI TRUST COMPANY BROOKLYN, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS BANK USA SALT LAKE CITY, Utah, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian HSBC BANK USA, N.A. MCLEAN, Virginia, United States Related to adviser: No
Custodian HSBC SECURITIES (USA) INC. WILMINGTON, Delaware, United States Related to adviser: No
Custodian INVESCO ADVISERS, INC. ATLANTA, Georgia, United States Related to adviser: No
Custodian JEFFERIES FINANCIAL SERVICES INC. WILMINGTON, Delaware, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK N.A. COLUMBUS, Ohio, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES PLC LONDON, United Kingdom Related to adviser: No
Custodian MACQUARIE BANK LIMITED SYDNEY, Australia Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MIZUHO CAPITAL MARKETS LLC WILMINGTON, Delaware, United States Related to adviser: No
Custodian MIZUHO MARKETS AMERICAS LLC WILMINGTON, Delaware, United States Related to adviser: No
Custodian MORGAN STANLEY CAPITAL SERVICES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian NATIONAL BANK OF CANADA FINANCIAL INC. WILMINGTON, Delaware, United States Related to adviser: No
Custodian NATIXIS SA PARIS, France Related to adviser: No
Custodian NATIXIS SECURITIES AMERICAS LLC WILMINGTON, Delaware, United States Related to adviser: No
Custodian NATWEST MARKETS PLC EDINBURGH, United Kingdom Related to adviser: No
Custodian NOMURA GLOBAL FINANCIAL PRODUCTS INC. NEW YORK, New York, United States Related to adviser: No
Custodian NOMURA INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian NORTHERN TRUST INVESTMENTS, INC. CHICAGO, Illinois, United States Related to adviser: No
Custodian ROYAL BANK OF CANADA TORONTO, Canada Related to adviser: No
Custodian SCOTIA CAPITAL (USA) INC. NEW YORK, New York, United States Related to adviser: No
Custodian SKANDINAVISKA ENSKILDA BANKEN AB STOCKHOLM, Sweden Related to adviser: No
Custodian SMBC CAPITAL MARKETS, INC. NEW YORK, New York, United States Related to adviser: No
Custodian SOCIETE GENERALE PARIS, France Related to adviser: No
Custodian STATE STREET INSTITUTIONAL INVESTMENT TRUST BOSTON, Massachusetts, United States Related to adviser: No
Custodian THE BANK OF NOVA SCOTIA TORONTO, Canada Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Custodian UBS AG ZURICH, Switzerland Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No
Prime broker BANCO SANTANDER, S.A. SANTANDER, Spain
Prime broker BANK OF AMERICA, N.A. CHARLOTTE, North Carolina, United States
Prime broker BANK OF MONTREAL TORONTO, Canada
Prime broker BANK OF NEW YORK MELLON NEW YORK, New York, United States
Prime broker BARCLAYS BANK PLC LONDON, United Kingdom
Prime broker BARCLAYS BANK PLC, NEW YORK BRANCH LONDON, United Kingdom
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker BARCLAYS CAPITAL SECURITIES, LTD. LONDON, United Kingdom
Prime broker BMO CAPITAL MARKETS CORP. WILMINGTON, Delaware, United States
Prime broker BNP PARIBAS PARIS, France
Prime broker BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States
Prime broker BOFA SECURITIES, INC. NEW YORK, New York, United States
Prime broker BOFA SECURITIES INDIA LIMITED MUMBAI, India
Prime broker CIBC WORLD MARKETS CORP. WILMINGTON, Delaware, United States
Prime broker CITIBANK N.A. SIOUX FALLS, South Dakota, United States
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS LTD LONDON, United Kingdom
Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom
Prime broker DAIWA CAPITAL MARKETS EUROPE LIMITED LONDON, United Kingdom
Prime broker DEUTSCHE BANK AG FRANKFURT, Germany
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS BANK USA NEW YORK, New York, United States
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker HSBC BANK PLC LONDON, United Kingdom
Prime broker HSBC SECURITIES (USA) INC. WILMINGTON, Delaware, United States
Prime broker JEFFERIES FINANCIAL SERVICES INC. WILMINGTON, Delaware, United States
Prime broker JPMORGAN CHASE BANK N.A. COLUMBUS, Ohio, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES PLC LONDON, United Kingdom
Prime broker MACQUARIE BANK LIMITED SYDNEY, Australia
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Prime broker MIZUHO CAPITAL MARKETS LLC WILMINGTON, Delaware, United States
Prime broker MIZUHO MARKETS AMERICAS LLC WILMINGTON, Delaware, United States
Prime broker MORGAN STANLEY CAPITAL SERVICES, INC. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom
Prime broker NATIONAL BANK OF CANADA FINANCIAL INC. WILMINGTON, Delaware, United States
Prime broker NATIXIS SA PARIS, France
Prime broker NATIXIS SECURITIES AMERICAS LLC WILMINGTON, Delaware, United States
Prime broker NATWEST MARKETS PLC EDINBURGH, United Kingdom
Prime broker NOMURA GLOBAL FINANCIAL PRODUCTS INC. NEW YORK, New York, United States
Prime broker NOMURA INTERNATIONAL PLC LONDON, United Kingdom
Prime broker ROYAL BANK OF CANADA TORONTO, Canada
Prime broker SCOTIA CAPITAL (USA) INC. NEW YORK, New York, United States
Prime broker SKANDINAVISKA ENSKILDA BANKEN AB STOCKHOLM, Sweden
Prime broker SMBC CAPITAL MARKETS, INC. NEW YORK, New York, United States
Prime broker SOCIETE GENERALE PARIS, France
Prime broker THE BANK OF NOVA SCOTIA TORONTO, Canada
Prime broker THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States
Prime broker UBS AG ZURICH, Switzerland
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Prime broker WELLS FARGO BANK, N.A. SIOUX FALLS, South Dakota, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

ALLSPRING FUNDS MANAGEMENT, LLC
LEI 549300HDKZE50HZZOG90

BANCO SANTANDER, S.A.
LEI 5493006QMFDDMYWIAM13

BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB27

BANK OF MONTREAL
LEI NQQ6HPCNCCU6TUTQYE16

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

BARCLAYS BANK PLC
LEI G5GSEF7VJP5I7OUK5573

BARCLAYS BANK PLC, NEW YORK BRANCH
LEI G5GSEF7VJP5I7OUK5573

BARCLAYS CAPITAL INC.
SEC 8-41342

BARCLAYS CAPITAL SECURITIES, LTD.
LEI K9WDOH4D2PYBSLSOB484

BLACK ROCK, INC.
LEI 549300LRIF3NWCU26A80

BMO CAPITAL MARKETS CORP.
SEC 8-34344

BNP PARIBAS
LEI R0MUWSFPU8MPRO8K5P83

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

BOFA SECURITIES, INC.
SEC 8-69787

BOFA SECURITIES INDIA LIMITED
LEI 549300A5QXDCAXLKH833

CIBC WORLD MARKETS CORP.
LEI 549300445CON3DBMU275

CITIBANK N.A.
LEI E57ODZWZ7FF32TWEFA76

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CITIGROUP GLOBAL MARKETS LTD
LEI XKZZ2JZF41MRHTR1V493

COMPUTERSHARE LIMITED
LEI 21380085HOKTMGLV9G93

CREDIT SUISSE SECURITIES (EUROPE) LIMITED
LEI DL6FFRRLF74S01HE2M14

DAIWA CAPITAL MARKETS EUROPE LIMITED
LEI MIM2K09LFYD4IB163W58

DEUTSCHE BANK AG
LEI 7LTWFZYICNSX8D621K86

DEUTSCHE BANK SECURITIES INC.
LEI 9J6MBOOO7BECTDTUZW19

EQUINITI TRUST COMPANY
LEI 254900TS5EWP83BEOU02

GOLDMAN SACHS BANK USA
LEI KD3XUN7C6T14HNAYLU02

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

HSBC BANK PLC
LEI MP6I5ZYZBEU3UXPYFY54

HSBC BANK USA, N.A.
LEI 1IE8VN30JCEQV1H4R804

HSBC SECURITIES (USA) INC.
LEI CYYGQCGNHMHPSMRL3R97

INVESCO ADVISERS, INC.
LEI O37NHJVF7S22I1ONOU83

JEFFERIES FINANCIAL SERVICES INC.
LEI O26QTPAJC1X7058KCW11

JPMORGAN CHASE BANK N.A.
LEI 7H6GLXDRUGQFU57RNE97

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES PLC
LEI K6Q0W1PS1L1O4IQL9C32

MACQUARIE BANK LIMITED
LEI 4ZHCHI4KYZG2WVRT8631

MERRILL LYNCH INTERNATIONAL
LEI GGDZP1UYGU9STUHRDP48

MIZUHO CAPITAL MARKETS LLC
LEI OV6W8S6QX2D1J857QP30

MIZUHO MARKETS AMERICAS LLC
LEI 549300Y6K4T3QBM4LN29

MORGAN STANLEY CAPITAL SERVICES, INC.
LEI I7331LVCZKQKX5T7XV54

MORGAN STANLEY & CO. INTERNATIONAL PLC
LEI 4PQUHN3JPFGFNF3BB653

NATIONAL BANK OF CANADA FINANCIAL INC.
SEC 8-39947

NATIXIS SA
LEI KX1WK48MPD4Y2NCUIZ63

NATIXIS SECURITIES AMERICAS LLC
SEC 8-719

NATWEST MARKETS PLC
LEI RR3QWICWWIPCS8A4S074

NOMURA GLOBAL FINANCIAL PRODUCTS INC.
LEI 0Z3VO5H2G7GRS05BHJ91

NOMURA INTERNATIONAL PLC
LEI DGQCSV2PHVF7I2743539

NORTHERN TRUST INVESTMENTS, INC.
LEI BEL4B8X7EHJU845Y2N39

ROYAL BANK OF CANADA
LEI ES7IP3U3RHIGC71XBU11

SCOTIA CAPITAL (USA) INC.
SEC 8-3716 · LEI 549300BLWPABP1VNME36

SKANDINAVISKA ENSKILDA BANKEN AB
LEI F3JS33DEI6XQ4ZBPTN86

SMBC CAPITAL MARKETS, INC.
LEI TVJ8SHLIZL0RGWGDTN03

SOCIETE GENERALE
LEI O2RNE8IBXP4R0TD8PU41

THE BANK OF NOVA SCOTIA
LEI L3I9ZG2KFGXZ61BMYR72

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

UBS AG
LEI BFM8T61CT2L1QCEMIK50

UBS SECURITIES LLC
SEC 8-22651

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

BMO CAPITAL MARKETS CORP.
CRD 16686 · SEC 8-34344

BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682

BOFA SECURITIES, INC.
CRD 283942 · SEC 8-69787

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

NATIONAL BANK OF CANADA FINANCIAL INC.
CRD 22698 · SEC 8-39947

NATIXIS SECURITIES AMERICAS LLC
CRD 1101 · SEC 8-719

SCOTIA CAPITAL (USA) INC.
CRD 2739 · SEC 8-3716

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-4712338271
Reported beneficial owners
221
Minimum commitment
$1M
Form D file number
021-232002
Form D file number
021-232003

Form ADV 2124876 · Aug 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

D. E. SHAW COGENCE PORTFOLIOS, L.L.C.Hedge Fund · Last reported Aug 14, 2026$9.6BGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LTD. JERSEY CITY, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian ALLSPRING FUNDS MANAGEMENT, LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian BANK OF AMERICA, N.A. CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian BLACK ROCK, INC. NEW YORK, New York, United States Related to adviser: No
Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No
Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIBANK N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No
Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian HSBC BANK USA, N.A. MCLEAN, Virginia, United States Related to adviser: No
Custodian HSBC LUXEMBOURG BOULEVARD DE KOCKELSCHEUER, Luxembourg Related to adviser: No
Custodian INVESCO ADVISERS, INC. ATLANTA, Georgia, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK N.A. COLUMBUS, Ohio, United States Related to adviser: No
Custodian MIZUHO CAPITAL MARKETS LLC WILMINGTON, Delaware, United States Related to adviser: No
Custodian MORGAN STANLEY CAPITAL SERVICES, LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian NOMURA GLOBAL FINANCIAL PRODUCTS INC. NEW YORK, New York, United States Related to adviser: No
Custodian NOMURA INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian NORTHERN TRUST INVESTMENTS, INC. CHICAGO, Illinois, United States Related to adviser: No
Custodian STATE STREET INSTITUTIONAL INVESTMENT TRUST BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS AG ZURICH, Switzerland Related to adviser: No
Prime broker BANK OF AMERICA, N.A. CHARLOTTE, North Carolina, United States
Prime broker BARCLAYS BANK PLC LONDON, United Kingdom
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States
Prime broker BOFA SECURITIES, INC. NEW YORK, New York, United States
Prime broker CITIBANK N.A. SIOUX FALLS, South Dakota, United States
Prime broker HSBC BANK PLC LONDON, United Kingdom
Prime broker JPMORGAN CHASE BANK N.A. COLUMBUS, Ohio, United States
Prime broker MIZUHO CAPITAL MARKETS LLC WILMINGTON, Delaware, United States
Prime broker MORGAN STANLEY CAPITAL SERVICES, LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker NOMURA GLOBAL FINANCIAL PRODUCTS INC. NEW YORK, New York, United States
Prime broker NOMURA INTERNATIONAL PLC LONDON, United Kingdom
Prime broker UBS AG ZURICH, Switzerland
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

ALLSPRING FUNDS MANAGEMENT, LLC
LEI 549300HDKZE50HZZOG90

BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB27

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

BARCLAYS BANK PLC
LEI G5GSEF7VJP5I7OUK5573

BARCLAYS CAPITAL INC.
SEC 8-41342 · LEI AC28XWWI3WIBK2824319

BLACK ROCK, INC.
LEI 549300LRIF3NWCU26A80

BNP PARIBAS SECURITIES CORP.
SEC 8-32682 · LEI RCNB6OTYUAMMP879YW96

BOFA SECURITIES, INC.
SEC 8-69787 · LEI 549300HN4UKV1E2R3U73

CITIBANK N.A.
LEI E57ODZWZ7FF32TWEFA76

HSBC BANK PLC
LEI MP6I5ZYZBEU3UXPYFY54

HSBC BANK USA, N.A.
LEI 1IE8VN30JCEQV1H4R804

HSBC LUXEMBOURG
LEI 213800CD235ST4TMNL94

INVESCO ADVISERS, INC.
LEI O37NHJVF7S22I1ONOU83

JPMORGAN CHASE BANK N.A.
LEI 7H6GLXDRUGQFU57RNE97

MIZUHO CAPITAL MARKETS LLC
LEI OV6W8S6QX2D1J857QP30

MORGAN STANLEY CAPITAL SERVICES, LLC
LEI I7331LVCZKQKX5T7XV54

MORGAN STANLEY & CO. LLC
SEC 8-15869 · LEI 9R7GPTSO7KV3UQJZQ078

NOMURA GLOBAL FINANCIAL PRODUCTS INC.
LEI 0Z3VO5H2G7GRS05BHJ91

NOMURA INTERNATIONAL PLC
LEI DGQCSV2PHVF7I2743539

NORTHERN TRUST INVESTMENTS, INC.
LEI BEL4B8X7EHJU845Y2N39

UBS AG
LEI BFM8T61CT2L1QCEMIK50

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682

BOFA SECURITIES, INC.
CRD 283942 · SEC 8-69787

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-2603106990
Reported beneficial owners
164
Minimum commitment
$1M
Form D file number
021-556223
Form D file number
021-556224

Form ADV 2124876 · Aug 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

D. E. SHAW MULTI-ASSET PORTFOLIOS, L.L.C.Hedge Fund · Last reported Aug 14, 2026$2.91BGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LTD JERSEY CITY, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian ALLSPRING FUNDS MANAGEMENT, LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian BANCO SANTANDER, S.A. SANTANDER, Spain Related to adviser: No
Custodian BANK OF AMERICA, N.A. CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian BANK OF MONTREAL TORONTO, Canada Related to adviser: No
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian BARCLAYS BANK PLC, NEW YORK BRANCH LONDON, United Kingdom Related to adviser: No
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS CAPITAL SECURITIES, LTD. LONDON, United Kingdom Related to adviser: No
Custodian BLACK ROCK, INC. NEW YORK, New York, United States Related to adviser: No
Custodian BMO CAPITAL MARKETS CORP. WILMINGTON, Delaware, United States Related to adviser: No
Custodian BNP PARIBAS PARIS, France Related to adviser: No
Custodian BNP PARIBAS SA PARIS, France Related to adviser: No
Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No
Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian BOFA SECURITIES INDIA LIMITED MUMBAI, India Related to adviser: No
Custodian BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC NEW YORK, New York, United States Related to adviser: No
Custodian CANADIAN IMPERIAL BANK OF COMMERCE TORONTO, Canada Related to adviser: No
Custodian CANADIAN IMPERIAL BANK OF COMMERCE, NY BRANCH NEW YORK, New York, United States Related to adviser: No
Custodian CIBC WORLD MARKETS CORP. WILMINGTON, Delaware, United States Related to adviser: No
Custodian CITIBANK N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS LTD LONDON, United Kingdom Related to adviser: No
Custodian COMPUTERSHARE LIMITED MELBOURNE, Australia Related to adviser: No
Custodian CONTINENTAL STOCK TRANSFER & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No
Custodian DAIWA CAPITAL MARKETS EUROPE LIMITED LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK AG FRANKFURT, Germany Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian EQUINITI TRUST COMPANY BROOKLYN, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS BANK USA NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian HSBC BANK BERMUDA LIMITED HAMILTON, Bermuda Related to adviser: No
Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian HSBC BANK USA, N.A. MCLEAN, Virginia, United States Related to adviser: No
Custodian HSBC LUXEMBOURG BOULEVARD DE KOCKELSCHEUER, Luxembourg Related to adviser: No
Custodian HSBC SECURITIES (USA) INC. WILMINGTON, Delaware, United States Related to adviser: No
Custodian INVESCO ADVISERS, INC. ATLANTA, Georgia, United States Related to adviser: No
Custodian JEFFERIES FINANCIAL SERVICES INC. WILMINGTON, Delaware, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK N.A. COLUMBUS, Ohio, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES PLC LONDON, United Kingdom Related to adviser: No
Custodian MACQUARIE BANK LIMITED SYDNEY, Australia Related to adviser: No
Custodian MERRILL LYNCH CAPITAL SERVICES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MIZUHO CAPITAL MARKETS LLC WILMINGTON, Delaware, United States Related to adviser: No
Custodian MIZUHO MARKETS AMERICAS LLC WILMINGTON, Delaware, United States Related to adviser: No
Custodian MIZUHO SECURITIES USA LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY BANK, N.A. SALT LAKE CITY, Utah, United States Related to adviser: No
Custodian MORGAN STANLEY CAPITAL SERVICES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL BANK OF CANADA FINANCIAL INC. WILMINGTON, Delaware, United States Related to adviser: No
Custodian NATIXIS NEW YORK BRANCH NEW YORK, New York, United States Related to adviser: No
Custodian NATIXIS SA PARIS, France Related to adviser: No
Custodian NATIXIS SECURITIES AMERICAS LLC WILMINGTON, Delaware, United States Related to adviser: No
Custodian NATWEST MARKETS PLC EDINBURGH, United Kingdom Related to adviser: No
Custodian NOMURA GLOBAL FINANCIAL PRODUCTS INC. NEW YORK, New York, United States Related to adviser: No
Custodian NOMURA INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian NOMURA SECURITIES INTERNATIONAL, INC. NEW YORK, New York, United States Related to adviser: No
Custodian NORTHERN TRUST INVESTMENTS, INC. CHICAGO, Illinois, United States Related to adviser: No
Custodian ROYAL BANK OF CANADA TORONTO, Canada Related to adviser: No
Custodian ROYAL BANK OF CANADA, NEW YORK BRANCH NEW YORK, New York, United States Related to adviser: No
Custodian SCOTIA CAPITAL (USA) INC. NEW YORK, New York, United States Related to adviser: No
Custodian SKANDINAVISKA ENSKILDA BANKEN AB STOCKHOLM, Sweden Related to adviser: No
Custodian SMBC CAPITAL MARKETS, INC. NEW YORK, New York, United States Related to adviser: No
Custodian SOCIETE GENERALE PARIS, France Related to adviser: No
Custodian STANDARD CHARTERED BANK NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Custodian STATE STREET INSTITUTIONAL INVESTMENT TRUST BOSTON, Massachusetts, United States Related to adviser: No
Custodian THE BANK OF NOVA SCOTIA TORONTO, Canada Related to adviser: No
Custodian THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND DUBLIN, Ireland Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Custodian UBS AG ZURICH, Switzerland Related to adviser: No
Custodian UBS AG, LONDON BRANCH ZURICH, Switzerland Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No
Prime broker BANCO SANTANDER, S.A. SANTANDER, Spain
Prime broker BANK OF AMERICA, N.A. CHARLOTTE, North Carolina, United States
Prime broker BANK OF MONTREAL TORONTO, Canada
Prime broker BANK OF NEW YORK MELLON NEW YORK, New York, United States
Prime broker BARCLAYS BANK PLC LONDON, United Kingdom
Prime broker BARCLAYS BANK PLC, NEW YORK BRANCH LONDON, United Kingdom
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker BARCLAYS CAPITAL SECURITIES, LTD. LONDON, United Kingdom
Prime broker BMO CAPITAL MARKETS CORP. WILMINGTON, Delaware, United States
Prime broker BNP PARIBAS PARIS, France
Prime broker BNP PARIBAS SA PARIS, France
Prime broker BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States
Prime broker BOFA SECURITIES, INC. NEW YORK, New York, United States
Prime broker BOFA SECURITIES INDIA LIMITED MUMBAI, India
Prime broker CANADIAN IMPERIAL BANK OF COMMERCE TORONTO, Canada
Prime broker CANADIAN IMPERIAL BANK OF COMMERCE, NY BRANCH NEW YORK, New York, United States
Prime broker CIBC WORLD MARKETS CORP. WILMINGTON, Delaware, United States
Prime broker CITIBANK N.A. SIOUX FALLS, South Dakota, United States
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS LTD LONDON, United Kingdom
Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom
Prime broker DAIWA CAPITAL MARKETS EUROPE LIMITED LONDON, United Kingdom
Prime broker DEUTSCHE BANK AG FRANKFURT, Germany
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS BANK USA NEW YORK, New York, United States
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker HSBC BANK PLC LONDON, United Kingdom
Prime broker HSBC SECURITIES (USA) INC. WILMINGTON, Delaware, United States
Prime broker JEFFERIES FINANCIAL SERVICES INC. WILMINGTON, Delaware, United States
Prime broker JPMORGAN CHASE BANK N.A. COLUMBUS, Ohio, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES PLC LONDON, United Kingdom
Prime broker MACQUARIE BANK LIMITED SYDNEY, Australia
Prime broker MERRILL LYNCH CAPITAL SERVICES, INC. NEW YORK, New York, United States
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Prime broker MIZUHO CAPITAL MARKETS LLC WILMINGTON, Delaware, United States
Prime broker MIZUHO MARKETS AMERICAS LLC WILMINGTON, Delaware, United States
Prime broker MIZUHO SECURITIES USA LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY BANK, N.A. SALT LAKE CITY, Utah, United States
Prime broker MORGAN STANLEY CAPITAL SERVICES, INC. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker NATIONAL BANK OF CANADA FINANCIAL INC. WILMINGTON, Delaware, United States
Prime broker NATIXIS NEW YORK BRANCH NEW YORK, New York, United States
Prime broker NATIXIS SA PARIS, France
Prime broker NATIXIS SECURITIES AMERICAS LLC WILMINGTON, Delaware, United States
Prime broker NATWEST MARKETS PLC EDINBURGH, United Kingdom
Prime broker NOMURA GLOBAL FINANCIAL PRODUCTS INC. NEW YORK, New York, United States
Prime broker NOMURA INTERNATIONAL PLC LONDON, United Kingdom
Prime broker NOMURA SECURITIES INTERNATIONAL, INC. NEW YORK, New York, United States
Prime broker ROYAL BANK OF CANADA TORONTO, Canada
Prime broker ROYAL BANK OF CANADA, NEW YORK BRANCH NEW YORK, New York, United States
Prime broker SCOTIA CAPITAL (USA) INC. NEW YORK, New York, United States
Prime broker SKANDINAVISKA ENSKILDA BANKEN AB STOCKHOLM, Sweden
Prime broker SMBC CAPITAL MARKETS, INC. NEW YORK, New York, United States
Prime broker SOCIETE GENERALE PARIS, France
Prime broker STANDARD CHARTERED BANK NEW YORK, New York, United States
Prime broker THE BANK OF NOVA SCOTIA TORONTO, Canada
Prime broker THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States
Prime broker UBS AG ZURICH, Switzerland
Prime broker UBS AG, LONDON BRANCH ZURICH, Switzerland
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Prime broker WELLS FARGO BANK, N.A. SIOUX FALLS, South Dakota, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

ALLSPRING FUNDS MANAGEMENT, LLC
LEI 549300HDKZE50HZZOG90

BANCO SANTANDER, S.A.
LEI 5493006QMFDDMYWIAM13

BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB27

BANK OF MONTREAL
LEI NQQ6HPCNCCU6TUTQYE16

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

BARCLAYS BANK PLC
LEI G5GSEF7VJP5I7OUK5573

BARCLAYS BANK PLC, NEW YORK BRANCH
LEI G5GSEF7VJP5I7OUK5573

BARCLAYS CAPITAL INC.
SEC 8-41342

BARCLAYS CAPITAL SECURITIES, LTD.
LEI K9WDOH4D2PYBSLSOB484

BLACK ROCK, INC.
LEI 549300LRIF3NWCU26A80

BMO CAPITAL MARKETS CORP.
SEC 8-34344 · LEI RUC0QBLBRPRCU4W1NE59

BNP PARIBAS
LEI R0MUWSFPU8MPRO8K5P83

BNP PARIBAS SA
LEI R0MUWSFPU8MPRO8K5P83

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

BOFA SECURITIES, INC.
SEC 8-69787

BOFA SECURITIES INDIA LIMITED
LEI 549300A5QXDCAXLKH833

CANADIAN IMPERIAL BANK OF COMMERCE
LEI 2IGI19DL77OX0HC3ZE78

CANADIAN IMPERIAL BANK OF COMMERCE, NY BRANCH
LEI 549300H8L46OOZOFHU82

CIBC WORLD MARKETS CORP.
LEI 549300445CON3DBMU275

CITIBANK N.A.
LEI E57ODZWZ7FF32TWEFA76

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CITIGROUP GLOBAL MARKETS LTD
LEI XKZZ2JZF41MRHTR1V493

COMPUTERSHARE LIMITED
LEI 21380085HOKTMGLV9G93

CREDIT SUISSE SECURITIES (EUROPE) LIMITED
LEI DL6FFRRLF74S01HE2M14

DAIWA CAPITAL MARKETS EUROPE LIMITED
LEI MIM2K09LFYD4IB163W58

DEUTSCHE BANK AG
LEI 7LTWFZYICNSX8D621K86

DEUTSCHE BANK SECURITIES INC.
LEI 9J6MBOOO7BECTDTUZW19

EQUINITI TRUST COMPANY
LEI 254900TS5EWP83BEOU02

GOLDMAN SACHS BANK USA
LEI KD3XUN7C6T14HNAYLU02

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

HSBC BANK BERMUDA LIMITED
LEI 0W1U67PTV5WY3WYWKD79

HSBC BANK PLC
LEI MP6I5ZYZBEU3UXPYFY54

HSBC BANK USA, N.A.
LEI 1IE8VN30JCEQV1H4R804

HSBC LUXEMBOURG
LEI 213800CD235ST4TMNL94

HSBC SECURITIES (USA) INC.
LEI CYYGQCGNHMHPSMRL3R97

INVESCO ADVISERS, INC.
LEI O37NHJVF7S22I1ONOU83

JEFFERIES FINANCIAL SERVICES INC.
LEI O26QTPAJC1X7058KCW11

JPMORGAN CHASE BANK N.A.
LEI 7H6GLXDRUGQFU57RNE97

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES PLC
LEI K6Q0W1PS1L1O4IQL9C32

MACQUARIE BANK LIMITED
LEI 4ZHCHI4KYZG2WVRT8631

MERRILL LYNCH CAPITAL SERVICES, INC.
LEI GDWTXX036O1TB7DW3U69

MERRILL LYNCH INTERNATIONAL
LEI GGDZP1UYGU9STUHRDP48

MIZUHO CAPITAL MARKETS LLC
LEI OV6W8S6QX2D1J857QP30

MIZUHO MARKETS AMERICAS LLC
LEI 549300Y6K4T3QBM4LN29

MIZUHO SECURITIES USA LLC
SEC 8-37710

MORGAN STANLEY BANK, N.A.
LEI G1MLHIS0N32I3QPILB75

MORGAN STANLEY CAPITAL SERVICES, INC.
LEI I7331LVCZKQKX5T7XV54

MORGAN STANLEY & CO. INTERNATIONAL PLC
LEI 4PQUHN3JPFGFNF3BB653

MORGAN STANLEY & CO. LLC
SEC 8-15869 · LEI 9R7GPTSO7KV3UQJZQ078

NATIONAL BANK OF CANADA FINANCIAL INC.
SEC 8-39947 · LEI 549300K66TF1ST7A3V76

NATIXIS NEW YORK BRANCH
LEI KX1WK48MPD4Y2NCUIZ63

NATIXIS SA
LEI KX1WK48MPD4Y2NCUIZ63

NATIXIS SECURITIES AMERICAS LLC
LEI 549300L8G1E7ZHVEOG75

NATWEST MARKETS PLC
LEI RR3QWICWWIPCS8A4S074

NOMURA GLOBAL FINANCIAL PRODUCTS INC.
LEI 0Z3VO5H2G7GRS05BHJ91

NOMURA INTERNATIONAL PLC
LEI DGQCSV2PHVF7I2743539

NOMURA SECURITIES INTERNATIONAL, INC.
SEC 8-15255

NORTHERN TRUST INVESTMENTS, INC.
LEI BEL4B8X7EHJU845Y2N39

ROYAL BANK OF CANADA
LEI ES7IP3U3RHIGC71XBU11

ROYAL BANK OF CANADA, NEW YORK BRANCH
LEI 549300HXQQQCCUBS2Z23

SCOTIA CAPITAL (USA) INC.
SEC 8-3716 · LEI 549300BLWPABP1VNME36

SKANDINAVISKA ENSKILDA BANKEN AB
LEI F3JS33DEI6XQ4ZBPTN86

SMBC CAPITAL MARKETS, INC.
LEI TVJ8SHLIZL0RGWGDTN03

SOCIETE GENERALE
LEI O2RNE8IBXP4R0TD8PU41

STANDARD CHARTERED BANK
LEI RILFO74KP1CM8P6PCT96

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

THE BANK OF NOVA SCOTIA
LEI L3I9ZG2KFGXZ61BMYR72

THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND
LEI Q2GQA2KF6XJ24W42G291

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

UBS AG
LEI BFM8T61CT2L1QCEMIK50

UBS AG, LONDON BRANCH
LEI BFM8T61CT2L1QCEMIK50

UBS SECURITIES LLC
LEI T6FIZBDPKLYJKFCRVK44

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

BMO CAPITAL MARKETS CORP.
CRD 16686 · SEC 8-34344

BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682

BOFA SECURITIES, INC.
CRD 283942 · SEC 8-69787

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MIZUHO SECURITIES USA LLC
CRD 19647 · SEC 8-37710

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

NATIONAL BANK OF CANADA FINANCIAL INC.
CRD 22698 · SEC 8-39947

NOMURA SECURITIES INTERNATIONAL, INC.
CRD 4297 · SEC 8-15255

SCOTIA CAPITAL (USA) INC.
CRD 2739 · SEC 8-3716

Fund details & source
Fund ID
805-3232297563
Reported beneficial owners
15
Minimum commitment
$1M
Form D file number
021-131597
Form D file number
021-131599

Form ADV 2124876 · Aug 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DEDIOII PORTFOLIOS, L.L.C.Hedge Fund · Last reported Aug 14, 2026$1.59BGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LTD. JERSEY CITY, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian BANCO SANTANDER, S.A. SANTANDER, Spain Related to adviser: No
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian BNP PARIBAS PARIS, France Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian HSBC BANK USA, N.A. MCLEAN, Virginia, United States Related to adviser: No
Custodian STATE STREET INSTITUTIONAL INVESTMENT TRUST BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS AG ZURICH, Switzerland Related to adviser: No
Prime broker BANCO SANTANDER, S.A. SANTANDER, Spain
Prime broker BARCLAYS BANK PLC LONDON, United Kingdom
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker BNP PARIBAS PARIS, France
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker UBS AG ZURICH, Switzerland
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

BANCO SANTANDER, S.A.
LEI 5493006QMFDDMYWIAM13

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

BARCLAYS BANK PLC
LEI G5GSEF7VJP5I7OUK5573

BARCLAYS CAPITAL INC.
SEC 8-41342 · LEI AC28XWWI3WIBK2824319

BNP PARIBAS
LEI R0MUWSFPU8MPRO8K5P83

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

HSBC BANK PLC
LEI MP6I5ZYZBEU3UXPYFY54

HSBC BANK USA, N.A.
LEI 1IE8VN30JCEQV1H4R804

UBS AG
LEI BFM8T61CT2L1QCEMIK50

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

Fund details & source
Fund ID
805-9933400638
Reported beneficial owners
30
Minimum commitment
$1M
Form D file number
021-516913
Form D file number
021-516914

Form ADV 2124876 · Aug 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DEAVI PORTFOLIOS, L.L.C.Hedge Fund · Last reported Aug 14, 2026$1.34BGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LTD. JERSEY CITY, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian ALLSPRING FUNDS MANAGEMENT, LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian BANCO SANTANDER, S.A. SANTANDER, Spain Related to adviser: No
Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS CAPITAL SECURITIES, LTD. LONDON, United Kingdom Related to adviser: No
Custodian BNP PARIBAS PARIS, France Related to adviser: No
Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian HSBC BANK USA, N.A. MCLEAN, Virginia, United States Related to adviser: No
Custodian HSBC LUXEMBOURG BOULEVARD DE KOCKELSCHEUER, Luxembourg Related to adviser: No
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY INDIA COMPANY PRIVATE LIMITED MUMBAI, India Related to adviser: No
Prime broker BANCO SANTANDER, S.A. SANTANDER, Spain
Prime broker BARCLAYS BANK PLC LONDON, United Kingdom
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker BARCLAYS CAPITAL SECURITIES, LTD. LONDON, United Kingdom
Prime broker BNP PARIBAS PARIS, France
Prime broker BOFA SECURITIES, INC. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom
Prime broker MORGAN STANLEY INDIA COMPANY PRIVATE LIMITED MUMBAI, India
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

ALLSPRING FUNDS MANAGEMENT, LLC
LEI 549300HDKZE50HZZOG90

BANCO SANTANDER, S.A.
LEI 5493006QMFDDMYWIAM13

BARCLAYS BANK PLC
LEI G5GSEF7VJP5I7OUK5573

BARCLAYS CAPITAL INC.
SEC 8-41342 · LEI AC28XWWI3WIBK2824319

BARCLAYS CAPITAL SECURITIES, LTD.
LEI K9WDOH4D2PYBSLSOB484

BNP PARIBAS
LEI R0MUWSFPU8MPRO8K5P83

BOFA SECURITIES, INC.
SEC 8-69787 · LEI 549300HN4UKV1E2R3U73

HSBC BANK PLC
LEI MP6I5ZYZBEU3UXPYFY54

HSBC BANK USA, N.A.
LEI 1IE8VN30JCEQV1H4R804

HSBC LUXEMBOURG
LEI 213800CD235ST4TMNL94

MORGAN STANLEY & CO. INTERNATIONAL PLC
LEI 4PQUHN3JPFGFNF3BB653

MORGAN STANLEY INDIA COMPANY PRIVATE LIMITED
LEI OYO6KC46QF54MHNL5D43

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

BOFA SECURITIES, INC.
CRD 283942 · SEC 8-69787

Fund details & source
Fund ID
805-8452274016
Reported beneficial owners
37
Minimum commitment
$1M
Form D file number
021-490865
Form D file number
021-490866

Form ADV 2124876 · Aug 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 14, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

TWO MANHATTAN WEST, 375 NINTH AVENUE, 52ND FLOOR
NEW YORK, NY, 10001, United States

CRD 108679

Filing source

Form ADV 2124876 · Aug 14, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.