Investment adviser · CRD 107619

PT ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

CHICAGO, IL, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $11.3B
Client accounts: 5
Employees: 52
Advisory professionals: 16

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	4	$11,332,322,492	99.9%
Corporations & businesses	Fewer than 5	$9,259,644	0.1%
Other clients	Fewer than 5	$4,318,168	0.0%

Filing source

Form ADV 2064040 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PTAM DYNAMIC FIXED INCOME MASTER FUND, LTD.Hedge Fund · Last reported Aug 10, 2018$313MGross asset value

Feeder funds

PTAM DYNAMIC FIXED INCOME FUND (CAYMAN), LTD
PTAM DYNAMIC FIXED INCOME FUND (US), LLC
PTAM DYNAMIC FIXED INCOME INTERMEDIATE FUND, LTD.

Fund administrator NORTHERN TRUST GLOBAL FUND SERVICES CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MB FINANCIAL BANK, N.A. ROSEMONT, Illinois, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. CHARLOTTE, North Carolina, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

ERNST & YOUNG LTD.
PCAOB 1655

BARCLAYS CAPITAL INC.
SEC 8-41342

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MB FINANCIAL BANK, N.A.
LEI YJMYTIGWK1HM7EQ06C15

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

SG AMERICAS SECURITIES, LLC
SEC 8-66125

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source

Fund ID: 805-9287766795
Reported beneficial owners: 41
Minimum commitment: $1M
Form D file number: 021-210038
Form D file number: 021-224316

Form ADV 1234213 · Aug 10, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PTAM ENHANCED STRUCTURED CREDIT FUND, LPHedge Fund · Last reported Mar 25, 2019$113MGross asset value

Form D fundraising filings

PTAM Enhanced Structured Credit Fund, LP

Feeder funds

PTAM ENHANCED STRUCTURED CREDIT FUND OFFSHORE, L.P.

Fund administrator U.S. BANCORP FUND SERVICES, LLC HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator U.S. BANCORP FUND SERVICES, LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM CAYMAN LTD. GRAND CAYMAN, Cayman Islands

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MB FINANCIAL BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. CHARLOTTE, North Carolina, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States

Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MB FINANCIAL BANK, N.A.
LEI YJMYTIGWK1HM7EQ06C15

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

SG AMERICAS SECURITIES, LLC
SEC 8-66125

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source

Fund ID: 805-9763469967
Reported beneficial owners: 34
Minimum commitment: $1M
Form D file number: 021-140852
Form D file number: 021-140853

Form ADV 1299777 · Mar 25, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PTAM STRUCTURED CREDIT FUND, LPHedge Fund · Last reported Dec 7, 2016$50.2MGross asset value

Form D fundraising filings

PTAM Structured Credit Fund, LP

Feeder funds

PTAM STRUCTURED CREDIT FUND OFFSHORE, L.P.

Fund administrator U.S. BANCORP FUND SERVICES, LLC HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator U.S. BANCORP FUND SERVICES, LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM CAYMAN LTD. GRAND CAYMAN, Cayman Islands

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer ROTHSCHILD INVESTMENT CORPORATION CHICAGO, Illinois, United States Related to adviser: No

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

SG AMERICAS SECURITIES, LLC
SEC 8-66125

ROTHSCHILD INVESTMENT CORPORATION
CRD 728 · SEC 801-7395

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source

Fund ID: 805-4722729273
Reported beneficial owners: 17
Minimum commitment: $1M
Form D file number: 021-123396
Form D file number: 021-183785

Form ADV 1052096 · Dec 7, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PTMR CAPITAL PARTNERS, LPPrivate Equity Fund · Last reported Mar 22, 2017$33MGross asset value

Form D fundraising filings

PTMR Capital Partners, LP

Fund administrator MUFG FUND SERVICES (CANADA) LIMITED WATERLOO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian MB FINANCIAL BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No

Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No

Marketer PERFORMANCE TRUST CAPITAL PARTNERS, LLC CHICAGO, Illinois, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RBC CAPITAL MARKETS, LLC
SEC 8-45411

PERFORMANCE TRUST CAPITAL PARTNERS, LLC
CRD 36155 · SEC 801-72427

Fund details & source

Fund ID: 805-8767034063
Reported beneficial owners: 38
Minimum commitment: $2M
Form D file number: 021-166636

Form ADV 1086500 · Mar 22, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Business portfolio management

Compensation

Percentage of assets

Principal office

500 W. MADISON STREET, SUITE 500
CHICAGO, IL, 60661, United States

CRD 107619

Filing source

Form ADV 2064040 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.