Form D · Hedge Fund

PTAM Enhanced Structured Credit Fund Offshore, L.P.

West Bay, Grand Cayman, E9 · CIK 0001488926

Offering snapshot reported Mar 7, 2019 · SEC filing

Reported sold
$29.9M
Indefinite offering
Investors reported
23
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.9M$29.9MApr 20, 2010: $3,947,408.00Apr 20, 2010Apr 20, 2011: $5,892,033.00Apr 18, 2012: $6,027,033.00Apr 18, 2013: $27,593,430.00Apr 18, 2014: $28,393,355.00Apr 20, 2015: $28,687,817.00Apr 20, 2016: $29,363,717.00Mar 24, 2017: $29,363,717.00Mar 23, 2018: $29,363,717.00Mar 7, 2019: $29,896,192.00Mar 7, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$29,363,717 → $29,896,192

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 7, 2019Amendment$29,896,192$532,475vs Mar 23, 201823SEC filing
Mar 23, 2018Amendment$29,363,717$0vs Mar 24, 201723SEC filing
Mar 24, 2017Amendment$29,363,717$0vs Apr 20, 201623SEC filing
Apr 20, 2016Amendment$29,363,717$970,362vs Apr 18, 201423SEC filing
Apr 20, 2015Amendment$28,687,817$294,462vs Apr 18, 201423SEC filing
Apr 18, 2014Amendment$28,393,355$799,925vs Apr 18, 201323SEC filing
Apr 18, 2013Amendment$27,593,430$21,566,397vs Apr 18, 201220SEC filing
Apr 18, 2012Amendment$6,027,033$135,000vs Apr 20, 201116SEC filing
Apr 20, 2011Amendment$5,892,033$1,944,625vs Apr 20, 201016SEC filing
Apr 20, 2010Initial$3,947,408No comparison11SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-140853

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNone

Source: Form D, filed Mar 7, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PTAM ENHANCED STRUCTURED CREDIT FUND OFFSHORE, L.P.

Investment adviser: PT ASSET MANAGEMENT, LLC

Gross asset value
$64.3M
Beneficial owners
20
ADV minimum commitment
$1M

Reported in Form ADV on Feb 6, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LTD. WEST BAY, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN, LLP CHICAGO, Illinois, United States
Auditor RSM CAYMAN LTD. GRAND CAYMAN, Cayman Islands
Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer ANTHONY J. GOULD CHICAGO, Illinois, United States Related to adviser: No
Marketer AUSDAL FINANCIAL PARTNERS, INC. DAVENPORT, Iowa, United States Related to adviser: No
Marketer DAVENPORT CAPITAL LIMITED SOUTH YORKSHIRE, United Kingdom Related to adviser: No
Marketer ROTHSCHILD INVESTMENT CORPORATION CHICAGO, Illinois, United States Related to adviser: No
Marketer WATER VALLEY INVESTMENT ADVISORS, INC. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

J.P. MORGAN SECURITIES INC.
SEC 8-36950

AUSDAL FINANCIAL PARTNERS, INC.
CRD 7995 · SEC 801-69266

ROTHSCHILD INVESTMENT CORPORATION
CRD 728 · SEC 801-7395

WATER VALLEY INVESTMENT ADVISORS, INC.
CRD 116936

Filing source

Form ADV 874774 · Feb 6, 2015 · Schedule D 7.B.(1), fund 805-2314866850

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Performance Trust Gp Iii, Llc Performance Trust Gp Iii, Llc Executive
Performance Trust Gp Iii, Llc Executive
Ptam Holdings, Llc Executive
Pt Asset Management, Llc Promoter
Pt Financial, Llc Pt Financial, Llc Executive
Pt Financial, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O U.S. Bancorp Fund Services, Ltd. 23 Lime Tree Bay Avenue, P.O. Box 10555
West Bay, Grand Cayman, E9, KY1-1005