Form D · Hedge Fund

PTAM Enhanced Structured Credit Fund, LP

Chicago, IL · CIK 0001488928

Offering snapshot reported Mar 7, 2019 · SEC filing

Reported sold
$147M
Indefinite offering
Investors reported
120
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$73.7M$147MApr 20, 2010: $67,050,433.00Apr 20, 2010Apr 20, 2011: $75,874,792.00Apr 18, 2012: $86,011,292.00Apr 18, 2013: $132,723,607.00Apr 18, 2014: $128,916,921.00Apr 20, 2015: $144,994,364.00Apr 20, 2016: $147,009,863.00Mar 24, 2017: $147,009,863.00Mar 23, 2018: $147,159,863.00Mar 7, 2019: $147,409,863.00Mar 7, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$147,159,863 → $147,409,863

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 7, 2019Amendment$147,409,863$250,000vs Mar 23, 2018120SEC filing
Mar 23, 2018Amendment$147,159,863$150,000vs Mar 24, 2017120SEC filing
Mar 24, 2017Amendment$147,009,863$0vs Apr 20, 2016119SEC filing
Apr 20, 2016Amendment$147,009,863$18,092,942vs Apr 18, 2014119SEC filing
Apr 20, 2015Amendment$144,994,364$16,077,443vs Apr 18, 2014115SEC filing
Apr 18, 2014Amendment$128,916,921-$3,806,686vs Apr 18, 2013113SEC filing
Apr 18, 2013Amendment$132,723,607$46,712,315vs Apr 18, 2012112SEC filing
Apr 18, 2012Amendment$86,011,292$10,136,500vs Apr 20, 201187SEC filing
Apr 20, 2011Amendment$75,874,792$8,824,359vs Apr 20, 201084SEC filing
Apr 20, 2010Initial$67,050,433No comparison79SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-140852

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNone

Source: Form D, filed Mar 7, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PTAM ENHANCED STRUCTURED CREDIT FUND, LP

Investment adviser: PT ASSET MANAGEMENT, LLC

Gross asset value
$113M
Beneficial owners
34
ADV minimum commitment
$1M

Reported in Form ADV on Mar 25, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator U.S. BANCORP FUND SERVICES, LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM CAYMAN LTD. GRAND CAYMAN, Cayman Islands
Auditor RSM US LLP CHICAGO, Illinois, United States
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MB FINANCIAL BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. CHARLOTTE, North Carolina, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MB FINANCIAL BANK, N.A.
LEI YJMYTIGWK1HM7EQ06C15

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

SG AMERICAS SECURITIES, LLC
SEC 8-66125

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Filing source

Form ADV 1299777 · Mar 25, 2019 · Schedule D 7.B.(1), fund 805-9763469967

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Performance Trust Gp Iii, Llc Performance Trust Gp Iii, Llc Executive
Performance Trust Gp Iii, Llc Executive
Ptam Holdings, Llc Executive
Pt Asset Management, Llc Promoter
Pt Financial, Llc Pt Financial, Llc Executive
Pt Financial, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Performance Trust Gp Iii, Llc 500 W. Madison Street, Suite 470
Chicago, IL, 60661