Form D · Hedge Fund

PTAM Structured Credit Fund, LP

Chicago, IL · CIK 0001447711

Offering snapshot reported Apr 20, 2015 · SEC filing

Reported sold: $244M
Investors reported: 132
Minimum accepted: $0
First sale: Jan 2, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 20, 2015	Amendment	$243,547,552	$0vs Apr 18, 2014	132	SEC filing
Apr 18, 2014	Amendment	$243,547,552	$34,079,298vs Feb 4, 2013	132	SEC filing
Feb 4, 2014	Amendment	$243,547,552	$34,079,298vs Feb 4, 2013	132	SEC filing
Feb 4, 2013	Amendment	$209,468,254	$119,419,008vs Feb 3, 2012	130	SEC filing
Feb 3, 2012	Amendment	$90,049,246	$30,417,633vs Feb 10, 2011	58	SEC filing
Feb 10, 2011	Amendment	$59,631,613	-$18,711,964vs Oct 23, 2009	53	SEC filing
Oct 23, 2009	Amendment	$78,343,577	$78,343,577vs Oct 14, 2008	93	SEC filing
Oct 14, 2008	Initial	$0	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-123396

Source: Form D, filed Apr 20, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PTAM STRUCTURED CREDIT FUND, LP

Investment adviser: PT ASSET MANAGEMENT, LLC

Gross asset value: $50.2M
Beneficial owners: 17
ADV minimum commitment: $1M

Reported in Form ADV on Dec 7, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator U.S. BANCORP FUND SERVICES, LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM CAYMAN LTD. GRAND CAYMAN, Cayman Islands

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer ROTHSCHILD INVESTMENT CORPORATION CHICAGO, Illinois, United States Related to adviser: No

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

SG AMERICAS SECURITIES, LLC
SEC 8-66125

ROTHSCHILD INVESTMENT CORPORATION
CRD 728 · SEC 801-7395

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Filing source

Form ADV 1052096 · Dec 7, 2016 · Schedule D 7.B.(1), fund 805-4722729273

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard S. Berg	Executive, Promoter
James V. Lorentsen	Executive, Promoter
James H. Matson	Executive, Promoter
Phillip M. Nussbaum	Executive, Promoter
Performance Trust Gp Ii, Llc Performance Trust Gp Ii, Llc	Executive
Performance Trust Gp Ii, Llc	Executive
Pt Asset Management, Llc	Promoter
Pt Financial, Llc	Executive
Pt Financial, Llc Pt Financial, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Performance Trust Gp Ii, Llc 500 W. Madison Street, Suite 470
Chicago, IL, 60661