Form D · Private Equity Fund

PTMR Capital Partners, LP

Chicago, IL · CIK 0001531030

Offering snapshot reported Sep 30, 2011 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $2M
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 30, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $120K (estimated)
Finders' fees: $0
Form D file number: 021-166636

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Performance Trust Capital Partners, LLC	36155

Source: Form D, filed Sep 30, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PTMR CAPITAL PARTNERS, LP

Investment adviser: PT ASSET MANAGEMENT, LLC

Gross asset value: $33M
Beneficial owners: 38
ADV minimum commitment: $2M

Reported in Form ADV on Mar 22, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG FUND SERVICES (CANADA) LIMITED WATERLOO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian MB FINANCIAL BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No

Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No

Marketer PERFORMANCE TRUST CAPITAL PARTNERS, LLC CHICAGO, Illinois, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RBC CAPITAL MARKETS, LLC
SEC 8-45411

PERFORMANCE TRUST CAPITAL PARTNERS, LLC
CRD 36155 · SEC 801-72427

Filing source

Form ADV 1086500 · Mar 22, 2017 · Schedule D 7.B.(1), fund 805-8767034063

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard S. Berg	Executive
Shane B. Hoover	Executive
Philip M. Nussbaum	Executive
Michael F. Rosinus	Director, Executive
Edward M. Rosinus	Executive
Sean Sullivan	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

500 W. Madison Street Suite 350
Chicago, IL, 60661