Form D · Hedge Fund
PTAM Dynamic Fixed Income Fund (Cayman), Ltd.
Chicago, IL · CIK 0001596527
Offering snapshot reported Aug 24, 2017 · SEC filing
- Reported sold
- $119M Indefinite offering
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Sep 1, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$118,810,760 → $119,396,760
- Reported investors9 → 10
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 24, 2017 | Amendment | $119,396,760 | $586,000vs Sep 14, 2016 | 10 | SEC filing |
| Sep 14, 2016 | Amendment | $118,810,760 | $66,160,760vs Sep 4, 2015 | 9 | SEC filing |
| Sep 4, 2015 | Amendment | $52,650,000 | $2,500,000vs Sep 9, 2014 | 3 | SEC filing |
| Sep 9, 2014 | Initial | $50,150,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-224316
Source: Form D, filed Aug 24, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PTAM DYNAMIC FIXED INCOME FUND (CAYMAN), LTD
Investment adviser: PT ASSET MANAGEMENT, LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Aug 10, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1234213 · Aug 10, 2018 · Schedule D 7.B.(1), fund 805-5683818875
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard Berg | Executive, Promoter |
| Anne Marie Leadbetter | Director |
| Alan Milgate | Director |
| Michelle Morgan | Director |
| Philip Nussbaum | Executive, Promoter |
| Cassandra Powell | Director |
| N/A Pt Asset Management, Llc | Promoter |
| Douglas Rothschild | Executive |
| David F. Wilding | Executive |
| Ethan Youderian | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60661