Form D · Hedge Fund

PTAM Structured Credit Fund Offshore, L.P.

West Bay, Grand Cayman, E9 · CIK 0001488927

Offering snapshot reported Apr 20, 2015 · SEC filing

Reported sold: $10M
Investors reported: 1
Minimum accepted: $100K
First sale: Sep 1, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 20, 2015	Amendment	$10,000,000	$0vs Apr 18, 2014	1	SEC filing
Apr 18, 2014	Amendment	$10,000,000	$0vs Sep 7, 2012	1	SEC filing
Sep 9, 2013	Amendment	$10,000,000	$0vs Sep 7, 2012	1	SEC filing
Sep 7, 2012	Initial	$10,000,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-183785

Source: Form D, filed Apr 20, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PTAM STRUCTURED CREDIT FUND OFFSHORE, L.P.

Investment adviser: PT ASSET MANAGEMENT, LLC

Gross asset value: $21.1M
Beneficial owners: 4
ADV minimum commitment: $1M

Reported in Form ADV on Feb 6, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LTD. WEST BAY, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY & PULLEN, LLP CHICAGO, Illinois, United States

Auditor RSM CAYMAN LTD. GRAND CAYMAN, Cayman Islands

Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Marketer ANTHONY J. GOULD CHICAGO, Illinois, United States Related to adviser: No

Marketer AUSDAL FINANCIAL PARTNERS, INC. DAVENPORT, Iowa, United States Related to adviser: No

Marketer DAVENPORT CAPITAL LIMITED SOUTH YORKSHIRE, United Kingdom Related to adviser: No

Marketer ROTHSCHILD INVESTMENT CORPORATION CHICAGO, Illinois, United States Related to adviser: No

Marketer WATER VALLEY INVESTMENT ADVISORS, INC. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

J.P. MORGAN SECURITIES INC.
SEC 8-36950

AUSDAL FINANCIAL PARTNERS, INC.
CRD 7995 · SEC 801-69266

ROTHSCHILD INVESTMENT CORPORATION
CRD 728 · SEC 801-7395

WATER VALLEY INVESTMENT ADVISORS, INC.
CRD 116936

Filing source

Form ADV 874774 · Feb 6, 2015 · Schedule D 7.B.(1), fund 805-3305410803

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Performance Trust Gp Ii, Llc Performance Trust Gp Ii, Llc	Executive
Performance Trust Gp Ii, Llc	Executive
Pt Asset Management, Llc	Promoter
Pt Financial, Llc Pt Financial, Llc	Executive
Pt Financial, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O U.S. Bancorp Fund Services, Ltd. 23 Lime Tree Bay Avenue, P.O. Box 10555
West Bay, Grand Cayman, E9, KY1-1005