Investment adviser · CRD 124744
MARINER INVESTMENT GROUP, LLC
HARRISON, NY, United States · Form ADV filed Mar 1, 2022
- Regulatory AUM
- $188B Form ADV · Item 5.F
- Client accounts
- 35 Accounts, not individual clients
- Employees
- 109 Reported in this filing
- Advisory professionals
- 55 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 28 | $179,369,377,107 | 95.4% |
| Other investment advisers | Fewer than 5 | $7,123,378,456 | 3.8% |
| Retirement plans | Fewer than 5 | $1,032,271,890 | 0.5% |
| Corporations & businesses | Fewer than 5 | $270,976,340 | 0.1% |
| Government entities | Fewer than 5 | $229,966,618 | 0.1% |
Filing source
Form ADV 1611521 · Mar 1, 2022 · Item 5.D
Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
14 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
CONCORDIA G-10 FIXED INCOME RELATIVE VALUE FUND LPHedge Fund · Master$100BGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
GRANT THORNTON LLP
PCAOB 248
J.P. MORGAN SECURITIES LLC
SEC 8-35008
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702
MARINER GROUP CAPITAL MARKETS, LLC
CRD 25878 · SEC 8-42116
Fund details & source
- Fund ID
- 805-5936999570
- Reported beneficial owners
- 236
- Minimum commitment
- $1M
- Form D file number
- 021-215495
- Form D file number
- 021-173173
Form ADV 1611521 · Mar 1, 2022 · Schedule D 7.B.(1)
Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARINER ALTERNATIVE RELATIVE VALUE MASTER FUND, LPHedge Fund · Master$43.4BGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG LLP
PCAOB 185
J.P. MORGAN SECURITIES LLC
SEC 8-35008
BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008
Fund details & source
- Fund ID
- 805-9037651295
- Reported beneficial owners
- 4
- Minimum commitment
- $400K
Form ADV 1611521 · Mar 1, 2022 · Schedule D 7.B.(1)
Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARINER ATLANTIC MULTI-STRATEGY MASTER FUND, LTD. (FORMER MARINER LDC)Hedge Fund · Master$18.2BGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
BNP PARIBAS SECURITIES CORP.
SEC 8-32682
J.P. MORGAN SECURITIES LLC
SEC 8-35008
SG AMERICAS SECURITIES, LLC
SEC 8-66125
Fund details & source
- Fund ID
- 805-4991304990
- Reported beneficial owners
- 247
- Minimum commitment
- $5M
- Form D file number
- 021-126777
- Form D file number
- 021-127002
- Form D file number
- 021-121432
Form ADV 1611521 · Mar 1, 2022 · Schedule D 7.B.(1)
Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CONCORDIA INSTITUTIONAL MULTI-STRATEGY LTDHedge Fund$13.6BGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GRANT THORNTON LLP
PCAOB 248
J.P. MORGAN SECURITIES LLC
SEC 8-35008
PERSHING LLC
SEC 8-17574
Fund details & source
- Fund ID
- 805-6049676519
- Reported beneficial owners
- 14
- Minimum commitment
- $1M
Form ADV 1611521 · Mar 1, 2022 · Schedule D 7.B.(1)
Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GALTON MORTGAGE BASIS MASTER FUND, LPHedge Fund · Master$2.03BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
J.P. MORGAN SECURITIES LLC
SEC 8-35008
MARINER GROUP CAPITAL MARKETS, LLC
CRD 25878 · SEC 8-42116
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008
Fund details & source
- Fund ID
- 805-5277137882
- Reported beneficial owners
- 20
- Minimum commitment
- $1M
- Form D file number
- 021-420876
Form ADV 1611521 · Mar 1, 2022 · Schedule D 7.B.(1)
Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GALTON AGENCY MBS MASTER FUND, LPHedge Fund · Master$2BGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
J.P. MORGAN SECURITIES LLC
SEC 8-35008
MARINER GROUP CAPITAL MARKETS, LLC
CRD 25878 · SEC 8-42116
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008
Fund details & source
- Fund ID
- 805-6409951832
- Reported beneficial owners
- 24
- Minimum commitment
- $1M
- Form D file number
- 021-306502
- Form D file number
- 021-355322
Form ADV 1611521 · Mar 1, 2022 · Schedule D 7.B.(1)
Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GALTON MORTGAGE STRATEGIES MASTER FUND, L.P.Hedge Fund · Master$1.77BGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
J.P. MORGAN SECURITIES LLC
SEC 8-35008
MARINER GROUP CAPITAL MARKETS, LLC
CRD 25878 · SEC 8-42116
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008
Fund details & source
- Fund ID
- 805-2244533172
- Reported beneficial owners
- 30
- Minimum commitment
- $5M
- Form D file number
- 021-135186
- Form D file number
- 021-177991
Form ADV 1611521 · Mar 1, 2022 · Schedule D 7.B.(1)
Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
No comparable changes in the displayed metrics.
Filing source
Form ADV 1611521 · Mar 1, 2022 · Items 1 & 5
Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $188B
- Non-discretionary
- $124M
Filing history · 0 annual filings
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Performance-based
Principal office
500 MAMARONECK AVENUE, 4TH FLOORHARRISON, NY, 10528, United States
CRD 124744
Filing source
Form ADV 1611521 · Mar 1, 2022 · Items 1 & 5
Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.