Investment adviser · CRD 321985

INVESTX ASSET MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 10, 2026

Regulatory AUM: $207M
Client accounts: 17
Employees: 18
Advisory professionals: 16

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	17	$206,754,903	100.0%

Filing source

Form ADV 2132027 · Sep 10, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

17 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

INVESTX SERIES (XAI-U1), A SERIES OF INVESTX MASTER LLCPrivate Equity Fund · Last reported Sep 10, 2026$31.1MGross asset value

Form D fundraising filings

INVESTX SERIES (XAI-U1), A SERIES OF INVESTX MASTER LLC

Fund administrator GREAT LAKES FUND SOLUTIONS, INC. LAKE VILLA, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST AND YOUNG LLP VANCOUVER, BRITISH COLUMBIA, Canada

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

ERNST AND YOUNG LLP
PCAOB 1263

Fund details & source

Fund ID: 805-2701765398
Reported beneficial owners: 45
Minimum commitment: $75K
Form D file number: 021-512753

Form ADV 2132027 · Sep 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INVESTX SERIES 20-03, A SERIES OF INVESTX MASTER LLCPrivate Equity Fund · Last reported Sep 10, 2026$26.6MGross asset value

Form D fundraising filings

INVESTX SERIES 20-03, A SERIES OF INVESTX MASTER LLC

Fund administrator GREAT LAKES FUND SOLUTIONS, INC. LAKE VILLA, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7393325949
Reported beneficial owners: 26
Minimum commitment: $75K
Form D file number: 021-379659

Form ADV 2132027 · Sep 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INVESTX SERIES (ATR-U5 QP), A SERIES OF INVESTX MASTER LLCPrivate Equity Fund · Last reported Sep 10, 2026$22.5MGross asset value

Form D fundraising filings

InvestX Series (ATR-U5 QP), a Series of InvestX Master LLC

Fund administrator GREAT LAKES FUND SOLUTIONS, INC. LAKE VILLA, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST AND YOUNG LLP VANCOUVER, BRITISH COLUMBIA, Canada

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

ERNST AND YOUNG LLP
PCAOB 1263

Fund details & source

Fund ID: 805-5906801820
Reported beneficial owners: 101
Minimum commitment: $75K
Form D file number: 021-574764

Form ADV 2132027 · Sep 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INVESTX SERIES SPX-U2, A SERIES OF INVESTX MASTER LLCPrivate Equity Fund · Last reported Sep 10, 2026$21.4MGross asset value

Form D fundraising filings

InvestX Series (SPX-U2), a Series of InvestX Master LLC

Fund administrator GREAT LAKES FUND SOLUTIONS, INC. LAKE VILLA, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1751663201
Reported beneficial owners: 81
Minimum commitment: $75K
Form D file number: 021-478649

Form ADV 2132027 · Sep 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INVESTX SERIES (ATR-U1), A SERIES OF INVESTX MASTER LLCPrivate Equity Fund · Last reported Sep 10, 2026$21MGross asset value

Form D fundraising filings

INVESTX SERIES (ATR-U1), A SERIES OF INVESTX MASTER LLC

Fund administrator GREAT LAKES FUND SOLUTIONS, INC. LAKE VILLA, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST AND YOUNG LLP VANCOUVER, BRITISH COLUMBIA, Canada

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

ERNST AND YOUNG LLP
PCAOB 1263

Fund details & source

Fund ID: 805-4046443983
Reported beneficial owners: 34
Minimum commitment: $75K
Form D file number: 021-505579

Form ADV 2132027 · Sep 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INVESTX GROWTH EQUITY IV-US (QP) LPPrivate Equity Fund · Last reported Sep 10, 2026$18MGross asset value

Form D fundraising filings

InvestX Growth Equity IV-US (QP) LP

Fund administrator GREAT LAKES FUND SOLUTIONS, INC. LAKE VILLA, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST AND YOUNG LLP VANCOUVER, BRITISH COLUMBIA, Canada

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

ERNST AND YOUNG LLP
PCAOB 1263

Fund details & source

Fund ID: 805-8465843735
Reported beneficial owners: 11
Minimum commitment: $75K
Form D file number: 021-493834

Form ADV 2132027 · Sep 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INVESTX SERIES (SPX-U3), A SERIES OF INVESTX MASTER LLCPrivate Equity Fund · Last reported Sep 10, 2026$16.1MGross asset value

Form D fundraising filings

INVESTX SERIES (SPX-U3), A SERIES OF INVESTX MASTER LLC

Fund administrator GREAT LAKES FUND SOLUTIONS, INC. LAKE VILLA, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST AND YOUNG LLP VANCOUVER, BRITISH COLUMBIA, Canada

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

ERNST AND YOUNG LLP
PCAOB 1263

Fund details & source

Fund ID: 805-5297025150
Reported beneficial owners: 52
Minimum commitment: $75K
Form D file number: 021-509780

Form ADV 2132027 · Sep 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 10, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

88 PINE STREET, SUITE 2430
NEW YORK, NY, 10005, United States

CRD 321985

Filing source

Form ADV 2132027 · Sep 10, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.