Form D · Other Investment Fund
InvestX Series (ATR-U5 QP), a Series of InvestX Master LLC
New York, NY · CIK 0002112822
Offering snapshot reported Feb 26, 2026 · SEC filing
- Reported sold
- $20.6M Indefinite offering
- Investors reported
- 78 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jan 16, 2026 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 26, 2026 | Initial | $20,624,608 | No comparison | 78 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $928K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-574764
The Issuer may require investors brought by a registered broker-dealer to pay up to 4.5% of the Investor's capital contribution to such broker-dealer. In addition, selling agents may receive a portion of the carried interest.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Marcus New | 7235082 | InvestX Markets LLC · CRD 148248 |
| Mike Lyons | 7830008 | InvestX Markets LLC · CRD 148248 |
| Alejandro Levy | 6202422 | InvestX Markets LLC · CRD 148248 |
| Newbridge Securities Corporation | 104065 | |
| Peter J. Sarner | 2561791 | B. Riley Wealth Management · CRD 2543 |
| Han Gu | 6863727 | Kingswood Capital Partners, LLC · CRD 288898 |
| James Swinney | 5111350 | B. Riley Wealth Management · CRD 2543 |
| Christopher Russo | 2744913 | B. Riley Wealth Management · CRD 2543 |
Source: Form D, filed Feb 26, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
INVESTX SERIES (ATR-U5 QP), A SERIES OF INVESTX MASTER LLC
Investment adviser: INVESTX ASSET MANAGEMENT LLC
- Gross asset value
- $22.5M
- Beneficial owners
- 101
- ADV minimum commitment
- $75K
Reported in Form ADV on Sep 10, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST AND YOUNG LLP
PCAOB 1263
Filing source
Form ADV 2132027 · Sep 10, 2026 · Schedule D 7.B.(1), fund 805-5906801820
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Null Great Lakes Fund Solutions, Inc. | Executive |
| Null Invest X Asset Management, Llc | Director |
| Null Invest X Markets Llc | Promoter |
| Robert Mc Lamore | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10038