Form D · Other Investment Fund

INVESTX SERIES (SPX-U3), A SERIES OF INVESTX MASTER LLC

Denver, CO · CIK 0002018496

Offering snapshot reported Jul 3, 2024 · SEC filing

Reported sold
$4.39M
Indefinite offering
Investors reported
47
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Mar 19, 2024
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.19M$4.39MApr 5, 2024: $2,520,000.00Apr 5, 2024Apr 15, 2024: $3,085,000.00May 6, 2024: $3,660,000.00May 6, 2024Jul 3, 2024: $4,385,000.00Jul 3, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,660,000 → $4,385,000
  • Reported investors40 → 47

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 3, 2024Amendment$4,385,000$725,000vs May 6, 202447SEC filing
May 6, 2024Amendment$3,660,000$575,000vs Apr 15, 202440SEC filing
Apr 15, 2024Amendment$3,085,000$565,000vs Apr 5, 202434SEC filing
Apr 5, 2024Initial$2,520,000No comparison26SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c
Duration over one year
No
Business combination
No
Sales commissions
$197K (estimated)
Finders' fees
$0
Form D file number
021-509780
The Issuer may require investors brought by a registered broker-dealer to pay up to 4.5% of the investor's commitment to such dealer-broker. In addition, selling agents and referring firms may receive a carried interest of 5.0%.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Daniel Bernard Savoie569391InvestX Markets LLC · CRD 148248
Ashley Mofrad7286124InvestX Markets LLC · CRD 148248
Namhee Park6724895Kingswood Capital Partners, LLC · CRD 288898
John Jason Ferneau6136562Kingswood Capital Partners, LLC · CRD 288898
Han Gu6863727Kingswood Capital Partners, LLC · CRD 288898
Rhett Price Grimes6283241Kingswood Capital Partners, LLC · CRD 288898
Morris Gordon Nutt2891940Kingswood Capital Partners, LLC · CRD 288898
Gary Glenn Garcia II5027185Kingswood Capital Partners, LLC · CRD 288898
Daniel M. King5954543Kingswood Capital Partners, LLC · CRD 288898
Judson Harris Gee2453009Kingswood Capital Partners, LLC · CRD 288898
Aaron Wall7805948Fidelis Capital · CRD 322287
Justin Dale Tompkins6319600InvestX Markets LLC · CRD 148248
Marcus A. New7235082InvestX Markets LLC · CRD 148248
Svitlana S. Kyrukhina5894900Kingswood Capital Partners, LLC · CRD 288898
Kyle Rodgers6811728Kingswood Capital Partners, LLC · CRD 288898

Source: Form D, filed Jul 3, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INVESTX SERIES (SPX-U3), A SERIES OF INVESTX MASTER LLC

Investment adviser: INVESTX ASSET MANAGEMENT LLC

Gross asset value
$16.1M
Beneficial owners
52
ADV minimum commitment
$75K

Reported in Form ADV on Sep 10, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GREAT LAKES FUND SOLUTIONS, INC. LAKE VILLA, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG LLP VANCOUVER, BRITISH COLUMBIA, Canada
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

ERNST AND YOUNG LLP
PCAOB 1263

Filing source

Form ADV 2132027 · Sep 10, 2026 · Schedule D 7.B.(1), fund 805-5297025150

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Null Great Lakes Fund Solutions, Inc. Executive
Null Invest X Asset Management Llc Director
Null Invest X Markets Llc Promoter
Robert Mc Lamore Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19 Fulton Street Suite 300
Denver, CO, 80202