Form D · Other Investment Fund

InvestX Series (SPX-U2), a Series of InvestX Master LLC

New York, NY · CIK 0001972060

Offering snapshot reported Sep 20, 2023 · SEC filing

Reported sold
$8.7M
Indefinite offering
Investors reported
77
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Mar 3, 2023
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.35M$8.7MApr 12, 2023: $384,590.00Apr 12, 2023May 2, 2023: $2,534,590.00Jun 20, 2023: $4,770,590.00Jun 20, 2023Jul 21, 2023: $5,920,590.00Jul 21, 2023Aug 22, 2023: $6,820,590.00Aug 22, 2023Sep 20, 2023: $8,695,590.00Sep 20, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,820,590 → $8,695,590
  • Reported investors63 → 77

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 20, 2023Amendment$8,695,590$1,875,000vs Aug 22, 202377SEC filing
Aug 22, 2023Amendment$6,820,590$900,000vs Jul 21, 202363SEC filing
Jul 21, 2023Amendment$5,920,590$1,150,000vs Jun 20, 202354SEC filing
Jun 20, 2023Amendment$4,770,590$4,386,000vs Apr 12, 202345SEC filing
May 2, 2023Amendment$2,534,590$2,150,000vs Apr 12, 202317SEC filing
Apr 12, 2023Initial$384,590No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c
Duration over one year
No
Business combination
No
Sales commissions
$391K (estimated)
Finders' fees
$0
Form D file number
021-478649
The Issuer may require investors brought by a registered broker-dealer to pay up to 4.5% of the investor's commitment to such dealer-broker. In addition, selling agents and referring firms may receive a carried interest of 5.0%.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
InvestX Markets LLC148248
Kingswood Capital Partners, LLC288898

Source: Form D, filed Sep 20, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INVESTX SERIES SPX-U2, A SERIES OF INVESTX MASTER LLC

Investment adviser: INVESTX ASSET MANAGEMENT LLC

Gross asset value
$21.4M
Beneficial owners
81
ADV minimum commitment
$75K

Reported in Form ADV on Sep 10, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GREAT LAKES FUND SOLUTIONS, INC. LAKE VILLA, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 2132027 · Sep 10, 2026 · Schedule D 7.B.(1), fund 805-1751663201

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Null Great Lakes Fund Solutions, Inc. Executive
Null Invest X Asset Management Llc Director
Null Invest X Markets Llc Promoter
Robert Mc Lamore Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19 Fulton Street Suite 300
New York, NY, 10038