Form D · Other Investment Fund

INVESTX SERIES (ATR-U1), A SERIES OF INVESTX MASTER LLC

New York, NY · CIK 0002012182

Offering snapshot reported Apr 8, 2024 · SEC filing

Reported sold
$2.55M
Indefinite offering
Investors reported
21
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Feb 2, 2024
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.28M$2.55MFeb 20, 2024: $500,000.00Feb 20, 2024Feb 28, 2024: $1,800,000.00Apr 8, 2024: $2,550,000.00Apr 8, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,800,000 → $2,550,000
  • Reported investors10 → 21

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 8, 2024Amendment$2,550,000$750,000vs Feb 28, 202421SEC filing
Feb 28, 2024Amendment$1,800,000$1,300,000vs Feb 20, 202410SEC filing
Feb 20, 2024Initial$500,000No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c
Duration over one year
No
Business combination
No
Sales commissions
$115K (estimated)
Finders' fees
$0
Form D file number
021-505579
The Issuer may require investors brought by a registered broker-dealer to pay up to 4.5% of the investor's commitment to such dealer-broker and a 6.0% placement agent commission. Selling agents and referring firms may receive a carried interest of 5.0%

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Alejandro Levy Schwed6202422InvestX Markets LLC · CRD 148248
Kalyan Kamal Kavili5511974Kingswood Capital Partners, LLC · CRD 288898
Gary G. Garcia II5027185Kingswood Capital Partners, LLC · CRD 288898
Paul Sangyop Lee5541067Kingswood Capital Partners, LLC · CRD 288898
Namhee Park6724895Kingswood Capital Partners, LLC · CRD 288898
John Jason Ferneau6136562Kingswood Capital Partners, LLC · CRD 288898
Han Gu6863727Kingswood Capital Partners, LLC · CRD 288898
Krishna Chaitanya Grandi5511980Kingswood Capital Partners, LLC · CRD 288898

Source: Form D, filed Apr 8, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INVESTX SERIES (ATR-U1), A SERIES OF INVESTX MASTER LLC

Investment adviser: INVESTX ASSET MANAGEMENT LLC

Gross asset value
$21M
Beneficial owners
34
ADV minimum commitment
$75K

Reported in Form ADV on Sep 10, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GREAT LAKES FUND SOLUTIONS, INC. LAKE VILLA, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG LLP VANCOUVER, BRITISH COLUMBIA, Canada
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

ERNST AND YOUNG LLP
PCAOB 1263

Filing source

Form ADV 2132027 · Sep 10, 2026 · Schedule D 7.B.(1), fund 805-4046443983

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Null Great Lakes Fund Solutions, Inc. Executive
Null Invest X Asset Management Llc Director
Null Invest X Markets Llc Promoter
Robert Mc Lamore Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19 Fulton Street Suite 300
New York, NY, 10038