Form D · Private Equity Fund

InvestX Growth Equity IV-US (QP) LP

New York, NY · CIK 0001965687

Offering snapshot reported Aug 30, 2024 · SEC filing

Reported sold
$9.03M
Indefinite offering
Investors reported
36
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 27, 2023
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.51M$9.03MOct 4, 2023: $3,300,000.00Oct 4, 2023Jun 20, 2024: $6,500,000.00Jun 20, 2024Aug 30, 2024: $9,029,000.00Aug 30, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,500,000 → $9,029,000
  • Reported investors20 → 36

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 30, 2024Amendment$9,029,000$2,529,000vs Jun 20, 202436SEC filing
Jun 20, 2024Amendment$6,500,000$3,200,000vs Oct 4, 202320SEC filing
Oct 4, 2023Initial$3,300,000No comparison10SEC filing
Jul 5, 2023Amendment$2,300,000$1,730,000vs Feb 24, 20239SEC filing
Feb 24, 2023Amendment$570,000$0vs Feb 23, 20239SEC filing
Feb 23, 2023Initial$570,000No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$448K (estimated)
Finders' fees
$0
Form D file number
021-493834

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Bill Young4787488Ameriprise Financial Services, LLC · CRD 6363
Theodore Henrickus Franse1418012NI Advisors · CRD 134502
Alejandro Levy Schwed6202422InvestX Markets LLC · CRD 148248
Marcus A. New7235082InvestX Markets LLC · CRD 148248
Morris Gordon Nutt2891940Kingswood Capital Partners, LLC · CRD 288898
Kalyan Kavili5511974Kingswood Capital Partners, LLC · CRD 288898
Daniel Savoie5696391InvestX Markets LLC · CRD 148248
Brian Michael Dixon4567985Kingswood Capital Partners, LLC · CRD 288898

Source: Form D, filed Aug 30, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INVESTX GROWTH EQUITY IV-US (QP) LP

Investment adviser: INVESTX ASSET MANAGEMENT LLC

Gross asset value
$18M
Beneficial owners
11
ADV minimum commitment
$75K

Reported in Form ADV on Sep 10, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GREAT LAKES FUND SOLUTIONS, INC. LAKE VILLA, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG LLP VANCOUVER, BRITISH COLUMBIA, Canada
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

ERNST AND YOUNG LLP
PCAOB 1263

Filing source

Form ADV 2132027 · Sep 10, 2026 · Schedule D 7.B.(1), fund 805-8465843735

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Patrick Brake Director
Marcus A New Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19 Fulton Street Suite 300
New York, NY, 10038