Form D · Other Investment Fund

INVESTX SERIES (XAI-U1), A SERIES OF INVESTX MASTER LLC

New York, NY · CIK 0002022761

Offering snapshot reported May 17, 2024 · SEC filing

Reported sold
$3.38M
Indefinite offering
Investors reported
17
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Apr 19, 2024
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.69M$3.38MMay 9, 2024: $2,975,000.00May 9, 2024May 17, 2024: $3,375,000.00May 17, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,975,000 → $3,375,000
  • Reported investors13 → 17

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 17, 2024Amendment$3,375,000$400,000vs May 9, 202417SEC filing
May 9, 2024Initial$2,975,000No comparison13SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c
Duration over one year
No
Business combination
No
Sales commissions
$152K (estimated)
Finders' fees
$0
Form D file number
021-512753
The Issuer may require investors brought by a registered broker-dealer to pay up to 4.5% of the investor's commitment to such dealer-broker. In addition, selling agents and referring firms may receive a carried interest of 5.0%.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Daniel Bernard Savoie569391InvestX Markets LLC · CRD 148248
Marcus A. New7235082InvestX Markets LLC · CRD 148248
Justin Dale Tompkins6319600InvestX Markets LLC · CRD 148248
Alejandro Levy Schwed6202422InvestX Markets LLC · CRD 148248
Ashley Mofrad7286124InvestX Markets LLC · CRD 148248

Source: Form D, filed May 17, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INVESTX SERIES (XAI-U1), A SERIES OF INVESTX MASTER LLC

Investment adviser: INVESTX ASSET MANAGEMENT LLC

Gross asset value
$31.1M
Beneficial owners
45
ADV minimum commitment
$75K

Reported in Form ADV on Sep 10, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GREAT LAKES FUND SOLUTIONS, INC. LAKE VILLA, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG LLP VANCOUVER, BRITISH COLUMBIA, Canada
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

ERNST AND YOUNG LLP
PCAOB 1263

Filing source

Form ADV 2132027 · Sep 10, 2026 · Schedule D 7.B.(1), fund 805-2701765398

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Null Great Lakes Fund Solutions, Inc. Executive
Null Invest X Asset Management Llc Director
Null Invest X Markets Llc Promoter
Robert Mc Lamore Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19 Fulton Street Suite 300
New York, NY, 10038