Investment adviser · CRD 151736

PATHSTONE

Investment adviser filing (IA)

PATHSTONE FAMILY OFFICE, LLC

ENGLEWOOD, NJ, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $110B
Client accounts: 27,165
Employees: 704
Advisory professionals: 365

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	1,834	$91,001,328,224	82.5%
Pooled investment vehicles	165	$10,664,570,838	9.7%
Charities	72	$6,340,998,378	5.7%
Corporations & businesses	23	$1,907,984,517	1.7%
Retirement plans	5	$306,567,608	0.3%
Individuals	145	$74,424,173	0.1%

Filing source

Form ADV 2081708 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

HCP GLOBAL INVESTMENT FUND, L.P.Hedge Fund · Last reported Mar 31, 2026$271MGross asset value

Form D fundraising filings

HCP GLOBAL INVESTMENT FUND, L.P.

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PWC LLP SAN FRANCISCO, California, United States

Custodian CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States Related to adviser: No

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PWC LLP
PCAOB 238

CHARLES SCHWAB & CO., INC.
SEC 8-16514

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-9331149277
Reported beneficial owners: 52
Minimum commitment: $3M
Form D file number: 021-127828

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HCP PRIVATE EQUITY FUND IX, L.P.Private Equity Fund · Last reported Mar 31, 2026$265MGross asset value

Form D fundraising filings

HCP PRIVATE EQUITY FUND IX, L.P.

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PWC LLP SAN FRANCISCO, California, United States

Custodian CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States Related to adviser: No

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PWC LLP
PCAOB 238

CHARLES SCHWAB & CO., INC.
SEC 8-16514

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-5556486459
Reported beneficial owners: 106
Minimum commitment: $500K
Form D file number: 021-337079

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CRESTONE ALTERNATIVE STRATEGIES LPHedge Fund · Last reported Mar 31, 2026$247MGross asset value

Form D fundraising filings

Crestone Alternative Strategies LP

Fund administrator ALPS ALTERNATIVE INVESTMENT SERVICES MIAMI, Florida, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor PLANTE & MORAN, PLLC DENVER, Colorado, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian UMB FINANCIAL SERVICES, INC. KANSAS CITY, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PLANTE & MORAN, PLLC
PCAOB 166

UMB FINANCIAL SERVICES, INC.
SEC 8-34999

Fund details & source

Fund ID: 805-2740106186
Reported beneficial owners: 202
Minimum commitment: $250K
Form D file number: 021-79272

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VLP050 - VITTORIA FUND - NI, LPHedge Fund · Last reported Mar 31, 2026$212MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC. COLUMBUS, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian HSBC LIMITED MUMBAI, India Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-5645343405
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HCP GLOBAL INVESTMENT FUND-A, L.P.Hedge Fund · Last reported Mar 31, 2026$186MGross asset value

Form D fundraising filings

HCP GLOBAL INVESTMENT FUND-A, L.P.

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PWC LLP SAN FRANCISCO, California, United States

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PWC LLP
PCAOB 238

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-4609081606
Reported beneficial owners: 7
Minimum commitment: $3M
Form D file number: 021-127816

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HCP PRIVATE EQUITY FUND XI, L.P.Private Equity Fund · Last reported Mar 31, 2026$171MGross asset value

Form D fundraising filings

HCP PRIVATE EQUITY FUND XI, L.P.

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PWC LLP SAN FRANCISCO, California, United States

Custodian CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States Related to adviser: No

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PWC LLP
PCAOB 238

CHARLES SCHWAB & CO., INC.
SEC 8-16514

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-8995036358
Reported beneficial owners: 148
Minimum commitment: $500K
Form D file number: 021-435031

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HCP PRIVATE EQUITY FUND VII, L.P.Private Equity Fund · Last reported Mar 31, 2026$149MGross asset value

Form D fundraising filings

HCP Private Equity Fund VII, L.P.

Feeder funds

HCP PRIVATE EQUITY FUND VII (CAYMAN), L.P.

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PWC LLP SAN FRANCISCO, California, United States

Custodian CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States Related to adviser: No

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Custodian UBS FINANCIAL SERVICES INC. NASHVILLE, Tennessee, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PWC LLP
PCAOB 238

CHARLES SCHWAB & CO., INC.
SEC 8-16514

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-8871234731
Reported beneficial owners: 74
Minimum commitment: $1M
Form D file number: 021-235651
Form D file number: 021-235939

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

10 STERLING BLVD, SUITE 402
ENGLEWOOD, NJ, 07631, United States

CRD 151736

Filing source

Form ADV 2081708 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.