Investment adviser · CRD 151736

PATHSTONE

Investment adviser filing (IA)

PATHSTONE FAMILY OFFICE, LLC

ENGLEWOOD, NJ, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $110B
Client accounts: 27,165
Employees: 704
Advisory professionals: 365

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	1,834	$91,001,328,224	82.5%
Pooled investment vehicles	165	$10,664,570,838	9.7%
Charities	72	$6,340,998,378	5.7%
Corporations & businesses	23	$1,907,984,517	1.7%
Retirement plans	5	$306,567,608	0.3%
Individuals	145	$74,424,173	0.1%

Filing source

Form ADV 2081708 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

THE VITTORIA FUND, L.P.Hedge Fund · Last reported Mar 31, 2026$2.47BGross asset value

Feeder funds

THE VITTORIA OFFSHORE FUND, LTD

Fund administrator SS&C TECHNOLOGIES, INC. COLUMBUS, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian PNC BANK, NA PHILADELPHIA, Pennsylvania, United States Related to adviser: No

Custodian US BANK, N.A. MILWAUKEE, Wisconsin, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Prime broker PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

INTERACTIVE BROKERS LLC
SEC 8-47257

PERSHING ADVISOR SOLUTIONS LLC
SEC 8-47425

US BANK, N.A.
LEI 6BYL5QZYBDK8S7L73M0

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

PERSHING ADVISOR SOLUTIONS LLC
CRD 36671 · SEC 8-47425

Fund details & source

Fund ID: 805-8958233702
Reported beneficial owners: 432
Minimum commitment: $1M
Form D file number: 021-91225

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EH INVESTMENT FUND, L.P.Other Private Fund · Last reported Mar 31, 2026$1.91BGross asset value

Form D fundraising filings

EH Investment Fund, L.P.

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PWC LLP SAN FRANCISCO, California, United States

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Custodian UBS FINANCIAL SERVICES INC. NASHVILLE, Tennessee, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PWC LLP
PCAOB 238

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-5025339893
Reported beneficial owners: 5
Minimum commitment: $0
Form D file number: 021-267301

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PLEIADES INVESTMENT PARTNERS, L.P.Hedge Fund · Last reported Mar 31, 2026$519MGross asset value

Form D fundraising filings

Pleiades Investment Partners, L.P.

Feeder funds

THE PLEIADES OFFSHORE FUND, LTD

Fund administrator SS&C TECHNOLOGIES, INC. COLUMBUS, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian PNC BANK, NA PHILADELPHIA, Pennsylvania, United States Related to adviser: No

Custodian US BANK, N.A. MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-5713811159
Reported beneficial owners: 276
Minimum commitment: $1M
Form D file number: 021-129947

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VLP043 - VITTORIA FUND - OC, LPHedge Fund · Last reported Mar 31, 2026$368MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC. COLUMBUS, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian BNP PARIBAS PRIME BROKERAGE, INC HONG KONG, China Related to adviser: No

Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian HSBC LIMITED HONG KONG, China Related to adviser: No

Custodian MERRILL LYNCH INTERNATIONAL SINGAPORE, Singapore Related to adviser: No

Custodian MORGAN STANLEY & CO INT PLC LONDON, United Kingdom Related to adviser: No

Custodian NOMURA TOKYO, Japan Related to adviser: No

Custodian STANDARD CHARTER BANK MUMBAI, India Related to adviser: No

Custodian UBS AG SINGAPORE, Singapore Related to adviser: No

Prime broker BNP PARIBAS PRIME BROKERAGE, INC. HONG KONG, Hong Kong

Prime broker BNY MELLON NEW YORK, New York, United States

Prime broker GOLMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker HSBC LIMITED HONG KONG, China

Prime broker MERRILL LYNCH INTERNATIONAL SINGAPORE, Singapore

Prime broker MORGAN STANLEY & CO. INT PLC LONDON, United Kingdom

Prime broker NOMURA TOKYO, Japan

Prime broker STANDARD CHARTER BANK MUMBAI, India

Prime broker UBS AG SINGAPORE, Singapore

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-2585825656
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VLP035 - VITTORIA FUND - E - LPHedge Fund · Last reported Mar 31, 2026$366MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC. COLUMBUS, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY & CO INT PLC LONDON, United Kingdom Related to adviser: No

Custodian UBS AG LONDON BRANCH LONDON, United Kingdom Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker MORGAN STANLEY & CO. INT PLC LONDON, United Kingdom

Prime broker UBS AG, LONDAN BRANCH LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-7263214947
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VLP057Hedge Fund · Last reported Mar 31, 2026$301MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC. COLUMBUS, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY & CO INT PLC LONDON, United Kingdom Related to adviser: No

Custodian NOMURA TOKYO, Japan Related to adviser: No

Custodian UBS AG SINGAPORE, Singapore Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker JP MORGAN CHASE NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. INT PLC LONDON, United Kingdom

Prime broker NOMURA TOKYO, Japan

Prime broker UBS AG SINGAPORE, Singapore

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-4306501951
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HCP PRIVATE EQUITY FUND VIII, L.P.Private Equity Fund · Last reported Mar 31, 2026$296MGross asset value

Form D fundraising filings

HCP PRIVATE EQUITY FUND VIII, L.P.

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PWC LLP SAN FRANCISCO, California, United States

Custodian CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States Related to adviser: No

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Custodian UBS FINANCIAL SERVICES INC. NASHVILLE, Tennessee, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PWC LLP
PCAOB 238

CHARLES SCHWAB & CO., INC.
SEC 8-16514

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-7198578765
Reported beneficial owners: 91
Minimum commitment: $500K
Form D file number: 021-297532

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

10 STERLING BLVD, SUITE 402
ENGLEWOOD, NJ, 07631, United States

CRD 151736

Filing source

Form ADV 2081708 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.