Form D · Other Investment Fund

HCP PRIVATE EQUITY FUND IX, L.P.

San Francisco, CA · CIK 0001772414

Offering snapshot reported Apr 20, 2020 · SEC filing

Reported sold
$256M
Indefinite offering
Investors reported
103
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 1, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$128M$256MApr 11, 2019: $154,065,000.00Apr 11, 2019Apr 20, 2020: $255,970,000.00Apr 20, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$154,065,000 → $255,970,000
  • Reported investors64 → 103

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 20, 2020Amendment$255,970,000$101,905,000vs Apr 11, 2019103SEC filing
Apr 11, 2019Initial$154,065,000No comparison64SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-337079

Source: Form D, filed Apr 20, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HCP PRIVATE EQUITY FUND IX, L.P.

Investment adviser: PATHSTONE FAMILY OFFICE, LLC

Gross asset value
$265M
Beneficial owners
106
ADV minimum commitment
$500K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PWC LLP SAN FRANCISCO, California, United States
Custodian CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States Related to adviser: No
Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PWC LLP
PCAOB 238

CHARLES SCHWAB & CO., INC.
SEC 8-16514

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-5556486459

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Eric E. Alt Director, Executive
N/A Hall Capital Partners Llc Director
N/A Hcp Pef Ix Management Llc Director
Simon C. Krinsky Director, Executive
Sarah E. Stein Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Maritime Plaza, Sixth Floor
San Francisco, CA, 94111