Investment adviser · CRD 157501

MARSHALL WACE ASIA LIMITED

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

HONG KONG, Hong Kong · Form ADV filed May 29, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

15 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MARSHALL WACE INVESTMENT STRATEGIES - JAPAN MARKET NEUTRAL FUNDHedge Fund · Last reported May 29, 2026$114MGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (IRELAND) LTD DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Custodian ANZ, LONDON BRANCH LONDON, United Kingdom Related to adviser: No
Custodian CITCO BANK NEDERLAND N.V. DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST SA/NV, DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No
Prime broker BARCLAYS BANK PLC LONDON, United Kingdom
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker BNP PARIBAS, NEW YORK NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker HSBC BANK PLC LONDON, United Kingdom
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker JP MORGAN SECURITIES LTD LONDON, United Kingdom
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Prime broker MORGAN STANLEY & CO INTL PLC LONDON, United Kingdom
Prime broker UBS AG LONDON LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1411

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-8728738677
Reported beneficial owners
7
Minimum commitment
$115K

Form ADV 2109018 · May 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARSHALL WACE INVESTMENT STRATEGIES - GLOBAL OPPORTUNITIES FUNDHedge Fund · Last reported Jun 27, 2024$4.54BGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Custodian ANZ, LONDON BRANCH LONDON, United Kingdom Related to adviser: No
Custodian BNP PARIBAS, DUBLIN DUBLIN, Ireland Related to adviser: No
Custodian CITCO BANK NEDERLAND N.V. DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST SA/NV DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No
Marketer KKR CAPITAL MARKETS LIMITED NEW YORK, New York, United States Related to adviser: No
Marketer KKR CAPITAL MARKETS LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BARCLAYS BANK PLC LONDON, United Kingdom
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker BNP PARIBAS, NEW YORK NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS LIMITED IPB LONDON, United Kingdom
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker HSBC BANK PLC LONDON, United Kingdom
Prime broker JP MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker JP MORGAN SECURITIES LTD LONDON, United Kingdom
Prime broker MERRILL LYNCH BANK OF AMERICA SECURITIES NEW YORK, New York, United States
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Prime broker MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom
Prime broker UBS AG LONDON LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 1411

KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578

Fund details & source
Fund ID
805-1720573137
Reported beneficial owners
392
Minimum commitment
$100K

Form ADV 1885725 · Jun 27, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARSHALL WACE INVESTMENT STRATEGIES - GLOBAL FINANCIALS EMERGING GROWTH FUNDHedge Fund · Last reported Jun 24, 2014$480MGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Custodian BNY MELLON TRUST COMPANY (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian JP MORGAN SECURITIES PLC LONDON, United Kingdom Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom
Prime broker DEUTSCHE BANK AG LONDON, United Kingdom
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker HSBC BANK PLC LONDON, United Kingdom
Prime broker JP MORGAN SECURITIES PLC LONDON, United Kingdom
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom
Prime broker UBS AG LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8063093238
Reported beneficial owners
3
Minimum commitment
$136K

Form ADV 830987 · Jun 24, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARSHALL WACE INVESTMENT STRATEGIES - ASIA TOPS FUNDHedge Fund · Last reported May 17, 2012$385MGross asset value

Feeder funds

  • MARSHALL WACE FUNDS PLC - MW ASIA TOPS FUND
Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY INTERNATIONAL LIMITED LONDON, United Kingdom Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON LONDON, United Kingdom Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom
Prime broker DEUTSCHE BANK AG LONDON, United Kingdom
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Prime broker MORGAN STANLEY INTERNATIONAL LIMITED LONDON, United Kingdom
Prime broker UBS AG LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5721987688
Reported beneficial owners
12
Minimum commitment
$0

Form ADV 646025 · May 17, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARSHALL WACE INVESTMENT STRATEGIES - GLOBAL FINANCIALS MARKET NEUTRAL FUNDHedge Fund · Last reported Nov 15, 2022$289MGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Custodian ANZ, LONDON BRANCH LONDON, United Kingdom Related to adviser: No
Custodian BNP PARIBAS, DUBLIN DUBLIN, Ireland Related to adviser: No
Custodian BNY MELLON TRUST COMPANY (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Custodian CITCO BANK NEDERLAND N.V. DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No
Prime broker BARCLAYS BANK PLC LONDON, United Kingdom
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS LIMITED IPB LONDON, United Kingdom
Prime broker CREDIT SUISSE AG, DUBLIN DUBLIN, Ireland
Prime broker DEUTSCHE BANK AG LONDON, United Kingdom
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker HSBC BANK PLC LONDON, United Kingdom
Prime broker JP MORGAN CHASE BANK, N. A. NEW YORK, New York, United States
Prime broker JP MORGAN SECURITIES LTD LONDON, United Kingdom
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO INCORPORATED NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom
Prime broker UBS AG, LONDON LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1411

Fund details & source
Fund ID
805-4891177030
Reported beneficial owners
1,668
Minimum commitment
$111K

Form ADV 1688209 · Nov 15, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARSHALL WACE INVESTMENT STRATEGIES - GO II FUNDHedge Fund · Last reported Jun 24, 2014$285MGross asset value

Feeder funds

  • MARSHALL WACE FUNDS LP - MW GO II (US) FUND
Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Custodian BNY MELLON TRUST COMPANY (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian JP MORGAN SECURITIES PLC LONDON, United Kingdom Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY INTERNATIONAL LIMITED LONDON, United Kingdom Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom
Prime broker DEUTSCHE BANK AG LONDON, United Kingdom
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker HSBC BANK PLC LONDON, United Kingdom
Prime broker JP MORGAN SECURITIES PLC LONDON, United Kingdom
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Prime broker MORGAN STANLEY INTERNATIONAL LIMITED LONDON, United Kingdom
Prime broker UBS AG LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5413899358
Reported beneficial owners
2
Minimum commitment
$136K

Form ADV 830987 · Jun 24, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARSHALL WACE INVESTMENT STRATEGIES - JAPAN MARKET NEUTRAL PLUS FUNDHedge Fund · Last reported May 29, 2025$271MGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (IRELAND) LTD DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Custodian BNP PARIBAS, DUBLIN DUBLIN, Ireland Related to adviser: No
Custodian CITCO BANK NEDERLAND N.V. DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST SA/NV, DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No
Marketer KKR CAPITAL MARKETS LIMITED NEW YORK, New York, United States Related to adviser: No
Marketer KKR CAPITAL MARKETS LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BARCLAYS BANK PLC LONDON, United Kingdom
Prime broker BARCLAYS CAPITAL INC NEW YORK, New York, United States
Prime broker BNP PARIBAS, NEW YORK NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker HSBC BANK PLC LONDON, United Kingdom
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker JP MORGAN SECURITIES LTD LONDON, United Kingdom
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Prime broker MORGAN STANLEY & CO INTL PLC LONDON, United Kingdom
Prime broker UBS AG LONDON LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 1411

KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578

Fund details & source
Fund ID
805-4273127764
Reported beneficial owners
2
Minimum commitment
$109K

Form ADV 1993731 · May 29, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 29, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

23/F, LHT TOWER, 31 QUEENS ROAD CENTRAL
HONG KONG, Hong Kong

CRD 157501

Filing source

Form ADV 2109018 · May 29, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.