Form D · Hedge Fund

Marshall Wace Funds LP - MW Japan Market Neutral Plus (US) Fund

George Town, E9 · CIK 0001693937

Offering snapshot reported Jan 9, 2026 · SEC filing

Reported sold
$25M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$103M$205MJan 10, 2017Jan 10, 2018: $155,000,000.00Jan 10, 2019: $205,000,000.00Jan 10, 2020: $205,000,000.00Jan 11, 2021: $25,000,000.00Jan 11, 2022: $25,000,000.00Jan 11, 2023: $25,000,000.00Jan 11, 2024: $25,000,000.00Jan 10, 2025: $25,000,000.00Jan 9, 2026: $25,000,000.00Jan 9, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 9, 2026Amendment$25,000,000$0vs Jan 10, 20251SEC filing
Jan 10, 2025Amendment$25,000,000$0vs Jan 11, 20241SEC filing
Jan 11, 2024Amendment$25,000,000$0vs Jan 11, 20231SEC filing
Jan 11, 2023Amendment$25,000,000$0vs Jan 11, 20221SEC filing
Jan 11, 2022Amendment$25,000,000$0vs Jan 11, 20211SEC filing
Jan 11, 2021Amendment$25,000,000-$180,000,000vs Jan 10, 20201SEC filing
Jan 10, 2020Amendment$205,000,000$0vs Jan 10, 20191SEC filing
Jan 10, 2019Amendment$205,000,000$50,000,000vs Jan 10, 20181SEC filing
Jan 10, 2018Amendment$155,000,000No comparison1SEC filing
Jan 10, 2017InitialYet to sellNo comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-278073

Source: Form D, filed Jan 9, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARSHALL WACE FUNDS LP - MW JAPAN MARKET NEUTRAL PLUS (US) FUND

Investment adviser: MARSHALL WACE ASIA LIMITED

Gross asset value
$221M
Beneficial owners
2
ADV minimum commitment
$5M

Reported in Form ADV on May 29, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (USA) INC JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Custodian CITCO BANK NEDERLAND N.V. DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No
Marketer KKR CAPITAL MARKETS LIMITED NEW YORK, New York, United States Related to adviser: No
Marketer KKR CAPITAL MARKETS LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 1411

KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578

Filing source

Form ADV 1993731 · May 29, 2025 · Schedule D 7.B.(1), fund 805-3573949561

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gregory Bennett Director
Robert Bovet Director
Ronan Daly Director
Patrick Flaherty Director
David Hammond Director
Barbara Healy Director
Marshall Wace (Gp1) Ltd. Executive
Marshall Wace North America L.P. Promoter
Linburgh Martin Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Marshall Wace (Gp1) Ltd. One Nexus Way, Camana Bay
George Town, E9, KY1-9005