Form D · Hedge Fund

MW Global Financials Market Neutral ERISA Fund

Dublin, L2 · CIK 0001554031

Offering snapshot reported Jul 16, 2013 · SEC filing

Reported sold
$21M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.5M$21MJul 16, 2012: $20,021,263.00Jul 16, 2012Jul 16, 2013: $21,021,263.00Jul 16, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$20,021,263 → $21,021,263
  • Reported investors2 → 3

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 16, 2013Amendment$21,021,263$1,000,000vs Jul 16, 20123SEC filing
Jul 16, 2012Initial$20,021,263No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-181315

Source: Form D, filed Jul 16, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARSHALL WACE FUNDS PLC - MW GLOBAL FINANCIALS MARKET NEUTRAL ERISA FUND

Investment adviser: MARSHALL WACE ASIA LIMITED

Gross asset value
$20.1M
Beneficial owners
1
ADV minimum commitment
$136K

Reported in Form ADV on Jun 24, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Custodian CITCO BANK NEDERLAND N.V. DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 830987 · Jun 24, 2014 · Schedule D 7.B.(1), fund 805-9457302492

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Fritz Becker Director
Robert Bovet Director
Ronan Daly Director
Linburgh Martin Director
Barry Mc Grath Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Beaux Lane House, Mercer Street Lower
Dublin, L2, 2