Form D · Hedge Fund

MW Global Financials Emerging Growth (US) Fund

Grand Cayman, E9 · CIK 0001504536

Offering snapshot reported Dec 10, 2012 · SEC filing

Reported sold
$750K
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Apr 30, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$529K$1.06MDec 8, 2010: $1,057,314.00Dec 8, 2010Dec 8, 2011: $742,618.00Dec 8, 2011Dec 10, 2012: $750,000.00Dec 10, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$742,618 → $750,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 10, 2012Amendment$750,000$7,382vs Dec 8, 20111SEC filing
Dec 8, 2011Amendment$742,618-$314,696vs Dec 8, 20101SEC filing
Dec 8, 2010Initial$1,057,314No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-151582

Source: Form D, filed Dec 10, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARSHALL WACE FUNDS LP - MW GLOBAL FINANCIALS EMERGING GROWTH (US) FUND

Investment adviser: MARSHALL WACE ASIA LIMITED

Gross asset value
$1.86M
Beneficial owners
3
ADV minimum commitment
$500K

Reported in Form ADV on May 17, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 646025 · May 17, 2012 · Schedule D 7.B.(1), fund 805-8252385601

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Fritz Becker Executive
Robert Bovet Executive
Barry Bovet Executive
Ronan Daly Executive
Linburgh Martin Executive
Barry Mc Grath Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Marshall Wace (Gp1) Ltd.,Po Box 1034 Harbour Place, 103 South Church Street
Grand Cayman, E9, KY1-1102