Form D · Hedge Fund
Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund
Dublin, L2 · CIK 0001527860
Offering snapshot reported Aug 12, 2024 · SEC filing
- Reported sold
- $31M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 1, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 12, 2024 | Amendment | $31,000,000 | $0vs Aug 11, 2023 | 1 | SEC filing |
| Aug 11, 2023 | Amendment | $31,000,000 | $0vs Aug 12, 2022 | 1 | SEC filing |
| Aug 12, 2022 | Amendment | $31,000,000 | $0vs Aug 13, 2021 | 1 | SEC filing |
| Aug 13, 2021 | Amendment | $31,000,000 | No comparison | Not reported | SEC filing |
| Aug 14, 2020 | Amendment | $31,000,000 | $0vs Aug 15, 2019 | 1 | SEC filing |
| Aug 15, 2019 | Amendment | $31,000,000 | $0vs Aug 15, 2018 | 1 | SEC filing |
| Aug 15, 2018 | Amendment | $31,000,000 | -$19,093,404vs Aug 15, 2017 | 1 | SEC filing |
| Aug 15, 2017 | Amendment | $50,093,404 | $0vs Aug 15, 2016 | 2 | SEC filing |
| Aug 15, 2016 | Amendment | $50,093,404 | $6,893,404vs Aug 14, 2015 | 2 | SEC filing |
| Aug 14, 2015 | Amendment | $43,200,000 | $10,500,000vs Aug 15, 2014 | 2 | SEC filing |
| Aug 15, 2014 | Amendment | $32,700,000 | $11,510,047vs Aug 16, 2013 | 3 | SEC filing |
| Aug 16, 2013 | Amendment | $21,189,953 | $2,500,000vs Aug 17, 2012 | 3 | SEC filing |
| Aug 17, 2012 | Amendment | $18,689,953 | -$3,512,269vs Aug 17, 2011 | 2 | SEC filing |
| Aug 17, 2011 | Initial | $22,202,222 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-164591
Source: Form D, filed Aug 12, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
MARSHALL WACE FUNDS PLC - MW JAPAN MARKET NEUTRAL ERISA FUND
Investment adviser: MARSHALL WACE ASIA LIMITED
- Gross asset value
- $41.6M
- Beneficial owners
- 1
- ADV minimum commitment
- $109K
Reported in Form ADV on Jul 21, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG
PCAOB 1411
Filing source
Form ADV 1776207 · Jul 21, 2023 · Schedule D 7.B.(1), fund 805-1001514932
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gregory Bennett | Director |
| Robert Bovet | Director |
| Ronan Daly | Director |
| Patrick Flaherty | Director |
| David Hammond | Director |
| Barbara Healy | Director |
| Marshall Wace Asia Limited | Promoter |
| Marshall Wace North America L.P. | Promoter |
| Linburgh Martin | Director |
| Barry Mc Grath | Director |
| Marion Mulvey | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Dublin, L2, 2