Investment adviser · CRD 104973
WELLS CAPITAL MANAGEMENT INC
WELLS CAPITAL MANAGEMENT INCORPORATED
SAN FRANCISCO, CA, United States · Form ADV filed Sep 28, 2021
- Regulatory AUM
- $483B Form ADV · Item 5.F
- Client accounts
- 4,063 Accounts, not individual clients
- Employees
- 880 Reported in this filing
- Advisory professionals
- 395 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 186 | $310,559,575,053 | 64.3% |
| Government entities | 89 | $40,745,743,227 | 8.4% |
| Insurance companies | 173 | $39,811,583,905 | 8.2% |
| Corporations & businesses | 284 | $25,729,518,551 | 5.3% |
| Pooled investment vehicles | 172 | $22,180,044,954 | 4.6% |
| Retirement plans | 85 | $20,126,398,297 | 4.2% |
| Charities | 83 | $12,676,703,669 | 2.6% |
| Sovereign wealth & foreign institutions | 6 | $7,016,909,756 | 1.5% |
| High-net-worth individuals | 483 | $3,072,870,011 | 0.6% |
| Individuals | 1,788 | $901,308,779 | 0.2% |
Filing source
Form ADV 1557712 · Sep 28, 2021 · Item 5.D
Reported by WELLS CAPITAL MANAGEMENT INCORPORATED (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
20 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
US LOW VOLATILITY FUND LPOther Private Fund$56.7MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716
Fund details & source
- Fund ID
- 805-4332560483
- Reported beneficial owners
- 4
- Minimum commitment
- $5M
- Form D file number
- 021-19109
Form ADV 1557712 · Sep 28, 2021 · Schedule D 7.B.(1)
Reported by WELLS CAPITAL MANAGEMENT INCORPORATED (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
FLOATING RATE LOAN FUND, A SERIES OF 525 MARKET STREET FUND, LLCOther Private Fund$39.1MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716
Fund details & source
- Fund ID
- 805-9205957615
- Reported beneficial owners
- 6
- Minimum commitment
- $5M
- Form D file number
- 021-263464
Form ADV 1557712 · Sep 28, 2021 · Schedule D 7.B.(1)
Reported by WELLS CAPITAL MANAGEMENT INCORPORATED (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GLOBAL TACTICAL ASSET ALLOCATION FUND, A SERIES OF 525 MARKET STREET FUND, LLCOther Private Fund$8.21MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716
Fund details & source
- Fund ID
- 805-9525528511
- Reported beneficial owners
- 2
- Minimum commitment
- $5M
- Form D file number
- 021-263466
Form ADV 1557712 · Sep 28, 2021 · Schedule D 7.B.(1)
Reported by WELLS CAPITAL MANAGEMENT INCORPORATED (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
FUNDAMENTAL SMALL CAP GROWTH FUND, A SERIES OF 525 MARKET STREET FUND, LLCOther Private Fund$3MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLC
PCAOB 185
WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716
Fund details & source
- Fund ID
- 805-9280758475
- Reported beneficial owners
- 3
- Minimum commitment
- $1M
- Form D file number
- 021-243381
Form ADV 1557712 · Sep 28, 2021 · Schedule D 7.B.(1)
Reported by WELLS CAPITAL MANAGEMENT INCORPORATED (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
US EQUITY MARKET NEUTRAL FUND LPHedge Fund$1.14MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
MORGAN STANLEY & CO. LLC
SEC 8-15869
WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-6657723941
- Reported beneficial owners
- 2
- Minimum commitment
- $5M
- Form D file number
- 021-260588
Form ADV 1557712 · Sep 28, 2021 · Schedule D 7.B.(1)
Reported by WELLS CAPITAL MANAGEMENT INCORPORATED (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
EMERGING MARKETS SMALL CAP FUND, A SERIES OF 525 MARKET STREET FUND, LLCOther Private Fund$996KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716
Fund details & source
- Fund ID
- 805-8282276186
- Reported beneficial owners
- 4
- Minimum commitment
- $1M
- Form D file number
- 021-301041
Form ADV 1557712 · Sep 28, 2021 · Schedule D 7.B.(1)
Reported by WELLS CAPITAL MANAGEMENT INCORPORATED (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
No comparable changes in the displayed metrics.
Filing source
Form ADV 1557712 · Sep 28, 2021 · Items 1 & 5
Reported by WELLS CAPITAL MANAGEMENT INCORPORATED (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $482B
- Non-discretionary
- $1B
Filing history · 0 annual filings
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
525 MARKET ST, 12TH FLOORSAN FRANCISCO, CA, 94105, United States
CRD 104973
Filing source
Form ADV 1557712 · Sep 28, 2021 · Items 1 & 5
Reported by WELLS CAPITAL MANAGEMENT INCORPORATED (CRD 104973).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.