Form D · Other Investment Fund
Risk Allocator Growth Fund, a series of 525 Market Street Fund, LLC
Charlotte, NC · CIK 0001516895
Offering snapshot reported Dec 21, 2023 · SEC filing
- Reported sold
- $135M Indefinite offering
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 1, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$128,964,842 → $135,115,841
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 21, 2023 | Amendment | $135,115,841 | $6,150,999vs Dec 21, 2022 | 6 | SEC filing |
| Dec 21, 2022 | Amendment | $128,964,842 | $292,522vs Feb 22, 2022 | 6 | SEC filing |
| Feb 22, 2022 | Amendment | $128,672,320 | $0vs Dec 22, 2021 | 6 | SEC filing |
| Dec 22, 2021 | Amendment | $128,672,320 | $82,500vs Mar 29, 2021 | 6 | SEC filing |
| Mar 29, 2021 | Amendment | $128,589,820 | $108,886vs Mar 27, 2020 | 6 | SEC filing |
| Mar 27, 2020 | Amendment | $128,480,934 | $234,156vs Mar 29, 2019 | 6 | SEC filing |
| Mar 29, 2019 | Amendment | $128,246,778 | $1,162,092vs Mar 29, 2018 | 6 | SEC filing |
| Mar 29, 2018 | Amendment | $127,084,686 | $1,442,480vs Mar 29, 2017 | 6 | SEC filing |
| Mar 29, 2017 | Amendment | $125,642,206 | $1,618,627vs May 19, 2016 | 6 | SEC filing |
| May 19, 2016 | Initial | $124,023,579 | No comparison | 6 | SEC filing |
| Jan 6, 2015 | Amendment | $85,422,395 | $1,979,476vs May 22, 2014 | 2 | SEC filing |
| May 22, 2014 | Amendment | $83,442,919 | $7,106,482vs May 28, 2013 | 2 | SEC filing |
| May 28, 2013 | Amendment | $76,336,437 | $38,068,797vs May 29, 2012 | 2 | SEC filing |
| May 29, 2012 | Amendment | $38,267,640 | $0vs Mar 29, 2011 | 4 | SEC filing |
| Mar 29, 2011 | Initial | $38,267,640 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $257K
- Finders' fees
- $0
- Form D file number
- 021-263466
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Allspring Funds Distributor, LLC | 133366 |
Source: Form D, filed Dec 21, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
Adviser links for this issuer
These links apply to the issuer record and have not been matched to the fundraising shown above.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Allspring Global Investments, Llc | Promoter |
| Francis Jon Baranko | Executive |
| Jon F. Baranko | Director, Executive |
| Karin Lynn Brotman | Executive |
| Siobhan Connolly Foy | Director, Executive |
| J. David Germany | Executive |
| Jennifer Lea Grunberg | Executive |
| Kirk D. Hartman | Director, Executive |
| Amru A. Khan | Executive |
| Randy Guy Mangelsen | Director |
| Daniel James Mavico | Executive |
| Molly Festa Mc Millin | Executive |
| Ann Marie Milletti | Director |
| Karen L. Norton | Director, Executive |
| Mai S. Shiver | Executive |
| Sallie C. Squire | Director, Executive |
| Sallie Clements Squires | Executive |
| Incorporated Wells Capital Management | Promoter |
| N/A Wells Capital Management Inc | Promoter |
| For Institutional Investments Wells Fargo Trust | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Charlotte, NC, 28203
Phone: 1-833-568-4255