Form D · Other Investment Fund

Fundamental Small Cap Growth Fund, a series of 525 Market Street Fund, LLC

San Francisco, CA · CIK 0001647464

Offering snapshot reported Mar 29, 2021 · SEC filing

Reported sold
$1M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 24, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$501K$1MJul 9, 2015: $1,000,000.00Jul 9, 2015Jan 10, 2017: $1,001,000.00Mar 29, 2017: $1,001,000.00Mar 29, 2018: $1,001,000.00Mar 29, 2019: $1,001,000.00Mar 27, 2020: $1,001,000.00Mar 29, 2021: $1,001,000.00Mar 29, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 29, 2021Amendment$1,001,000$0vs Mar 27, 20203SEC filing
Mar 27, 2020Amendment$1,001,000$0vs Mar 29, 20193SEC filing
Mar 29, 2019Amendment$1,001,000$0vs Mar 29, 20183SEC filing
Mar 29, 2018Amendment$1,001,000$0vs Mar 29, 20173SEC filing
Mar 29, 2017Amendment$1,001,000$0vs Jan 10, 20173SEC filing
Jan 10, 2017Amendment$1,001,000$1,000vs Jul 9, 20153SEC filing
Jul 9, 2015Initial$1,000,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-243381

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wells Fargo Funds Distributor, LLC133366

Source: Form D, filed Mar 29, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Francis Jon Baranko Director, Executive
Jon F. Baranko Director, Executive
Siobhan Connolly Foy Director, Executive
J. David Germany Executive
Kirk D. Hartman Director, Executive
Wells Capital Management Incorporated Promoter
Amru A. Khan Executive
Randy Guy Mangelsen Director
Daniel James Mavico Executive
Ann Marie Milletti Director
Karen L. Norton Director, Executive
Sallie C. Squire Director, Executive
Sallie Clements Squires Director, Executive
N/A Wells Capital Management Inc Promoter
N/A Wells Capital Management Incorporated Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
525 Market St, 10 Th Floor
San Francisco, CA, 94105
Phone: 866-259-3305