Form D · Other Investment Fund
Floating Rate Loan Fund, a series of 525 Market Street Fund, LLC
Charlotte, NC · CIK 0001552268
Offering snapshot reported Dec 21, 2022 · SEC filing
- Reported sold
- $168M Indefinite offering
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 28, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$166,844,213 → $167,935,189
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 21, 2022 | Amendment | $167,935,189 | $1,090,976vs Dec 22, 2021 | 14 | SEC filing |
| Dec 22, 2021 | Amendment | $166,844,213 | $741,087vs Mar 29, 2021 | 14 | SEC filing |
| Mar 29, 2021 | Amendment | $166,103,126 | $1,585,974vs Mar 27, 2020 | 14 | SEC filing |
| Mar 27, 2020 | Amendment | $164,517,152 | $3,701,233vs Mar 29, 2019 | 14 | SEC filing |
| Mar 29, 2019 | Amendment | $160,815,919 | $24,184,985vs Mar 29, 2018 | 14 | SEC filing |
| Mar 29, 2018 | Amendment | $136,630,934 | $8,593,108vs Mar 29, 2017 | 13 | SEC filing |
| Mar 29, 2017 | Amendment | $128,037,826 | $2,776,415vs May 19, 2016 | 13 | SEC filing |
| May 19, 2016 | Initial | $125,261,411 | No comparison | 11 | SEC filing |
| Jan 6, 2015 | Amendment | $88,615,693 | $1,438,761vs May 22, 2014 | 8 | SEC filing |
| May 22, 2014 | Amendment | $87,176,932 | $7,106,147vs May 28, 2013 | 8 | SEC filing |
| May 28, 2013 | Amendment | $80,070,785 | No comparison | 6 | SEC filing |
| Jun 19, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $108K
- Finders' fees
- $0
- Form D file number
- 021-263464
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Allspring Funds Distributor, LLC | 133366 |
Source: Form D, filed Dec 21, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
Adviser links for this issuer
These links apply to the issuer record and have not been matched to the fundraising shown above.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Allspring Global Investments, Llc | Promoter |
| Francis Jon Baranko | Executive |
| Jon F. Baranko | Director, Executive |
| Karin Lynn Brotman | Executive |
| Siobhan Connolly Foy | Director, Executive |
| J. David Germany | Executive |
| Jennifer Lea Grunberg | Executive |
| Kirk D. Hartman | Director, Executive |
| Amru A. Khan | Executive |
| Randy Guy Mangelsen | Director |
| Daniel James Mavico | Executive |
| Molly Festa Mc Millin | Executive |
| Ann Marie Milletti | Director |
| Karen L. Norton | Director, Executive |
| Mai S. Shiver | Executive |
| Sallie C. Squire | Director, Executive |
| Sallie Clements Squires | Executive |
| Incorporated Wells Capital Management | Promoter |
| N/A Wells Capital Management Inc | Promoter |
| Institutional Investments Wells Fargo Trust For | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Charlotte, NC, 28203
Phone: 1-833-568-4255