Form D · Other Investment Fund

EMERGING MARKETS SMALL CAP FUND, A SERIES OF 525 MARKET STREET FUND, LLC

Charlotte, NC · CIK 0001725501

Offering snapshot reported Dec 21, 2022 · SEC filing

Reported sold
$10M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 15, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5M$10MDec 18, 2017: $10,001,000.00Dec 18, 2017Dec 17, 2018: $10,001,000.00Mar 29, 2019: $10,001,000.00Mar 27, 2020: $10,001,000.00Mar 29, 2021: $10,001,000.00Dec 22, 2021: $10,001,000.00Dec 21, 2022: $10,001,000.00Dec 21, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 21, 2022Amendment$10,001,000$0vs Dec 22, 20215SEC filing
Dec 22, 2021Amendment$10,001,000$0vs Mar 29, 20215SEC filing
Mar 29, 2021Amendment$10,001,000$0vs Mar 27, 20205SEC filing
Mar 27, 2020Amendment$10,001,000$0vs Mar 29, 20195SEC filing
Mar 29, 2019Amendment$10,001,000$0vs Dec 17, 20182SEC filing
Dec 17, 2018Amendment$10,001,000$0vs Dec 18, 20172SEC filing
Dec 18, 2017Initial$10,001,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-301041

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Allspring Funds Distributor, LLC133366

Source: Form D, filed Dec 21, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.

Adviser links for this issuer

These links apply to the issuer record and have not been matched to the fundraising shown above.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Allspring Global Investments, Llc Promoter
Francis Jon Baranko Executive
Jon F. Baranko Director, Executive
Karin Lynn Brotman Executive
Siobhan Connolly Foy Director, Executive
Jennifer Lea Grunberg Executive
Kirk D. Hartman Director, Executive
Amru A. Khan Executive
Randy Guy Mangelsen Director
Daniel James Mavico Executive
Molly Festa Mc Millin Executive
Ann Marie Milletti Director
Karen L. Norton Director, Executive
Sallie C. Squire Director, Executive
Sallie Clements Squires Executive
N/A Wells Capital Management Inc Promoter
N/A Wells Capital Management Incorporated Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1415 Vantage Park Drive, 3 Rd Floor
Charlotte, NC, 28203
Phone: 1-833-568-4255