Form D · Other Investment Fund

Upper90 Thrasio VII LLC

New York, NY · CIK 0001836486

Offering snapshot reported Mar 23, 2022 · SEC filing

Reported sold
$44.4M
Offering amount: $44.4M
Investors reported
177
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Feb 3, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$22.2M$44.4MFeb 17, 2021: $44,425,579.00Feb 17, 2021Mar 23, 2022: $44,425,579.00Mar 23, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 23, 2022Amendment$44,425,579$0vs Feb 17, 2021177SEC filing
Feb 17, 2021Initial$44,425,579No comparison177SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-389626

Source: Form D, filed Mar 23, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UPPER90 THRASIO VII, LLC

Investment adviser: UPPER90 CAPITAL MANAGEMENT, LP

Gross asset value
$67.6M
Beneficial owners
162
ADV minimum commitment
$10K

Reported in Form ADV on Mar 28, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES (US) LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RICHEY MAY & CO.
PCAOB 673

Filing source

Form ADV 1731720 · Mar 28, 2023 · Schedule D 7.B.(1), fund 805-6077034896

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lp Upper90 Capital Management Director
Llc Upper90 Partners Equity Spv Gp Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
114 West 26th St 5th Floor
New York, NY, 10001