Investment adviser · CRD 304179

UPPER90

Investment adviser filing (IA)

UPPER90 CAPITAL MANAGEMENT, LP

PROVIDENCE, RI, United States · Form ADV filed Mar 26, 2026

Regulatory AUM
$1.11B
Form ADV · Item 5.F
Client accounts
31
Accounts, not individual clients
Employees
18
Reported in this filing
Advisory professionals
11
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles31$1,105,342,447100.0%
Filing source

Form ADV 2074559 · Mar 26, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

46 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

UPPER90 FUND III PARALLEL MASTER, LPPrivate Equity Fund · Last reported Mar 26, 2026$227MGross asset value

Form D fundraising filings

Upper90 Fund III Parallel Master, LP

Feeder funds

  • UPPER90 FUND III FEEDER, LP
Fund administrator APEX FUND SERVICES (US) LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG NEW YORK, New York, United States
Custodian CITIZENS BANK PROVIDENCE, Rhode Island, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 185

Fund details & source
Fund ID
805-6285700901
Reported beneficial owners
356
Minimum commitment
$250K
Form D file number
021-479843

Form ADV 2074559 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UPPER90 FUND II, LPPrivate Equity Fund · Last reported Mar 26, 2026$111MGross asset value

Form D fundraising filings

Upper90 Fund II, LP

Fund administrator APEX FUND SERVICES (US) LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States
Custodian CITIZENS BANK PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RICHEY MAY & CO.
PCAOB 673

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source
Fund ID
805-9656135017
Reported beneficial owners
287
Minimum commitment
$12.5K
Form D file number
021-373789

Form ADV 2074559 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UPPER90 CRUSOE EQUITY V SPV LLCPrivate Equity Fund · Last reported Mar 26, 2026$83.1MGross asset value
Fund administrator APEX FUND SERVICES (US) LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RICHEY MAY & CO. DENVER, Colorado, United States
Custodian CITIZENS BANK PROVIDENCE, Rhode Island, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RICHEY MAY & CO.
PCAOB 673

Fund details & source
Fund ID
805-6174021948
Reported beneficial owners
11
Minimum commitment
$250K

Form ADV 2074559 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CRUSOE ACQUISITION PARTNERS 2024, LLCPrivate Equity Fund · Last reported Mar 26, 2026$44.5MGross asset value
Fund administrator APEX FUND SERVICES (US) LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RICHEY MAY & CO DENVER, Colorado, United States
Custodian CITIZENS BANK PROVIDENCE, Rhode Island, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RICHEY MAY & CO
PCAOB 673

Fund details & source
Fund ID
805-1977485189
Reported beneficial owners
57
Minimum commitment
$250K

Form ADV 2074559 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UPPER90 FUND III, LPPrivate Equity Fund · Last reported Mar 26, 2026$43.1MGross asset value

Form D fundraising filings

Upper90 Fund III, LP

Feeder funds

  • UPPER90 FUND III FEEDER, LP
Fund administrator APEX FUND SERVICES (US) LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG NEW YORK, New York, United States
Custodian CITIZENS BANK PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 185

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source
Fund ID
805-6159562970
Reported beneficial owners
356
Minimum commitment
$12.5K
Form D file number
021-450982

Form ADV 2074559 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UPPER90 CRUSOE EQUITY II SPV LLCPrivate Equity Fund · Last reported Mar 26, 2026$35.1MGross asset value

Form D fundraising filings

Upper90 Crusoe Equity II SPV LLC

Fund administrator APEX FUND SERVICES (US) LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RICHEY MAY & CO.
PCAOB 673

Fund details & source
Fund ID
805-6821861442
Reported beneficial owners
23
Minimum commitment
$15K
Form D file number
021-384361

Form ADV 2074559 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UPPER90 FUND, LPPrivate Equity Fund · Last reported Mar 26, 2026$31.5MGross asset value

Form D fundraising filings

Upper90 Fund, LP

Fund administrator APEX FUND SERVICES (US) LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RICHEY MAY & CO ENGLEWOOD, Colorado, United States
Custodian CITIZENS BANK PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RICHEY MAY & CO
PCAOB 673

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source
Fund ID
805-9056372398
Reported beneficial owners
100
Minimum commitment
$25K
Form D file number
021-315271

Form ADV 2074559 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 26, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

269 C SOUTH MAIN STREET
PROVIDENCE, RI, 02903, United States

CRD 304179

Filing source

Form ADV 2074559 · Mar 26, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.