Form D · Other Investment Fund

Upper90 Thrasio II, LLC

New York, NY · CIK 0001782548

Offering snapshot reported Feb 21, 2020 · SEC filing

Reported sold: $38.6M
Investors reported: 75
Minimum accepted: $0
First sale: Sep 27, 2019

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 21, 2020	Initial	$38,550,000	No comparison	75	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-361075

Source: Form D, filed Feb 21, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UPPER90 THRASIO II, LLC

Investment adviser: UPPER90 CAPITAL MANAGEMENT, LP

Gross asset value: $98.6K
Beneficial owners: 82
ADV minimum commitment: $0

Reported in Form ADV on Aug 25, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES (US) LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY & CO ENGLEWOOD, Colorado, United States

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY & CO
PCAOB 673

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Filing source

Form ADV 1560463 · Aug 25, 2021 · Schedule D 7.B.(1), fund 805-6188019131

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Upper90 Thrasio, LLC	Apr 12, 2019	$16,500,000	47
Upper90 Thrasio II, LLC (this fund)	Feb 21, 2020	$38,550,000	75
Upper90 Thrasio IV LLC	Mar 27, 2020	$3,180,000	19
Upper90 Thrasio VI, LLC	Apr 15, 2020	Yet to sell	0
Upper90 Thrasio VII LLC	Mar 23, 2022	$44,425,579	177

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Upper90 Capital Management, Llc	Promoter
N/A Upper90 Partners Spv Gp, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Upper90 Partners Spv Gp, Llc 114 West 26 Th Street, 5 Th Floor
New York, NY, 10001