Form D · Other Investment Fund

Upper90 Thrasio IV LLC

New York, NY · CIK 0001796852

Offering snapshot reported Mar 27, 2020 · SEC filing

Reported sold: $3.18M
Investors reported: 19
Minimum accepted: $10K
First sale: Mar 3, 2020

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$3,100,000 → $3,180,000
Reported investors18 → 19

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 27, 2020	Amendment	$3,180,000	$80,000vs Mar 23, 2020	19	SEC filing
Mar 23, 2020	Amendment	$3,100,000	$100,000vs Mar 4, 2020	18	SEC filing
Mar 4, 2020	Initial	$3,000,000	No comparison	17	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-361973

Source: Form D, filed Mar 27, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UPPER90 THRASIO IV LLC

Investment adviser: UPPER90 CAPITAL MANAGEMENT, LP

Gross asset value: $40.6M
Beneficial owners: 13
ADV minimum commitment: $10K

Reported in Form ADV on Mar 28, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES (US) LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY & CO.
PCAOB 673

Filing source

Form ADV 1731720 · Mar 28, 2023 · Schedule D 7.B.(1), fund 805-9147444971

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Upper90 Thrasio, LLC	Apr 12, 2019	$16,500,000	47
Upper90 Thrasio II, LLC	Feb 21, 2020	$38,550,000	75
Upper90 Thrasio IV LLC (this fund)	Mar 27, 2020	$3,180,000	19
Upper90 Thrasio VI, LLC	Apr 15, 2020	Yet to sell	0
Upper90 Thrasio VII LLC	Mar 23, 2022	$44,425,579	177

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management Ii	Executive
Richard Thoms	Executive
Llc Upper90 Partners Equity Spv Gp	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

114 West 26th Street
New York, NY, 10001