Form D · Hedge Fund

Universa Black Swan Protection Protocol XXXIX L.P.

Miami, FL · CIK 0001811611

Offering snapshot reported Apr 17, 2024 · SEC filing

Reported sold
$6.73M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 18, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.36M$6.73MMay 19, 2020: $2,500,000.00May 19, 2020Apr 29, 2021: $2,500,000.00Apr 29, 2021Apr 27, 2022: $4,170,000.00Apr 27, 2022May 2, 2023: $5,840,000.00May 2, 2023Apr 17, 2024: $6,726,042.00Apr 17, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,840,000 → $6,726,042

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 17, 2024Amendment$6,726,042$886,042vs May 2, 20231SEC filing
May 2, 2023Amendment$5,840,000$1,670,000vs Apr 27, 20221SEC filing
Apr 27, 2022Amendment$4,170,000$1,670,000vs Apr 29, 20211SEC filing
Apr 29, 2021Amendment$2,500,000$0vs May 19, 20201SEC filing
May 19, 2020Initial$2,500,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-367233
Limited Partner Interests

Source: Form D, filed Apr 17, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UNIVERSA BLACK SWAN PROTECTION PROTOCOL XXXIX LP

Investment adviser: UNIVERSA INVESTMENTS L.P.

Gross asset value
$75M
Beneficial owners
1
ADV minimum commitment
$150M

Reported in Form ADV on Jul 9, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST FUND SERVICES PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States
Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker BOFA SECURITIES, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

BOFA SECURITIES, INC.
SEC 8-69787

BOFA SECURITIES, INC.
CRD 283942 · SEC 8-69787

Filing source

Form ADV 1888064 · Jul 9, 2024 · Schedule D 7.B.(1), fund 805-7238760560

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Eric Spencer Executive
Mark W. Spitznagel Executive
N/A Universa Black Swan Gp Xxxix Llc Executive
N/A Universa Safe Haven Delaware Gp 2 Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2601 South Bayshore Drive, Suite 2030
Miami, FL, 33133