Form D · Hedge Fund

Universa Black Swan Protection Protocol XIX L.P.

Miami, FL · CIK 0001645036

Offering snapshot reported Jun 10, 2016 · SEC filing

Reported sold
$2.5M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Oct 1, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 1

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 10, 2016Amendment$2,500,000No comparison1SEC filing
Jun 16, 2015InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-241902
Limited Partner Interests

Source: Form D, filed Jun 10, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UNIVERSA BLACK SWAN PROTECTION PROTOCOL XIX L.P.

Investment adviser: UNIVERSA INVESTMENTS L.P.

Gross asset value
$50M
Beneficial owners
1
ADV minimum commitment
$50M

Reported in Form ADV on Sep 16, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST FUND SERVICES PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States
Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SG AMERICAS SECURITIES, LLC
SEC 8-66125

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Filing source

Form ADV 1039141 · Sep 16, 2016 · Schedule D 7.B.(1), fund 805-5668319966

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Eric Spencer Executive
Mark W. Spitznagel Executive
N/A Universa Black Swan Gp Xix Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2601 South Bayshore Drive, Suite 2030
Miami, FL, 33133