Form D · Hedge Fund

Universa Black Swan Protection Protocol XXVI L.P.

Miami, FL · CIK 0001692112

Offering snapshot reported Dec 8, 2021 · SEC filing

Reported sold
$35M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Feb 8, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$17.5M$35MDec 14, 2016Jan 12, 2018: $17,500,000.00Jan 12, 2018Jan 2, 2019: $17,500,000.00Jan 2, 2019Dec 18, 2019: $35,000,000.00Dec 18, 2019Dec 10, 2020: $35,000,000.00Dec 10, 2020Dec 8, 2021: $35,000,000.00Dec 8, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 8, 2021Amendment$35,000,000$0vs Dec 10, 20203SEC filing
Dec 10, 2020Amendment$35,000,000$0vs Dec 18, 20193SEC filing
Dec 18, 2019Amendment$35,000,000$17,500,000vs Jan 2, 20193SEC filing
Jan 2, 2019Amendment$17,500,000$0vs Jan 12, 20182SEC filing
Jan 12, 2018Amendment$17,500,000No comparison2SEC filing
Dec 14, 2016InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-276255
Limited Partner Interests

Source: Form D, filed Dec 8, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UNIVERSA BLACK SWAN PROTECTION PROTOCOL XXVI LP

Investment adviser: UNIVERSA INVESTMENTS L.P.

Gross asset value
$105M
Beneficial owners
3
ADV minimum commitment
$150M

Reported in Form ADV on Jul 5, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST FUND SERVICES PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States
Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker BOFA SECURITIES, INC. NEW YORK, New York, United States
Prime broker INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

BOFA SECURITIES, INC.
SEC 8-69787

INTERACTIVE BROKERS LLC
SEC 8-47257

BOFA SECURITIES, INC.
CRD 283942 · SEC 8-69787

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 1661940 · Jul 5, 2022 · Schedule D 7.B.(1), fund 805-9023863065

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Eric Spencer Executive
Mark W. Spitznagel Executive
N/A Universa Black Swan Gp Xxvi Llc Executive
N/A Universa Safe Haven Delaware Gp I Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2601 South Bayshore Drive, Suite 2030
Miami, FL, 33133