Form D · Hedge Fund

Universa Black Swan Protection Protocol XVIII L.P.

Miami, FL · CIK 0001639499

Offering snapshot reported Mar 17, 2023 · SEC filing

Reported sold
$18.3M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 15, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.13M$18.3MApr 20, 2015May 22, 2015: $6,000,000.00May 20, 2016: $8,955,082.00May 18, 2017: $12,955,082.00May 3, 2018: $12,955,082.00Apr 16, 2019: $16,755,082.00Apr 2, 2020: $18,255,082.00Mar 22, 2021: $18,255,082.00Mar 18, 2022: $18,255,082.00Mar 17, 2023: $18,255,082.00Mar 17, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 17, 2023Amendment$18,255,082$0vs Mar 18, 20223SEC filing
Mar 18, 2022Amendment$18,255,082$0vs Mar 22, 20213SEC filing
Mar 22, 2021Amendment$18,255,082$0vs Apr 2, 20203SEC filing
Apr 2, 2020Amendment$18,255,082$1,500,000vs Apr 16, 20193SEC filing
Apr 16, 2019Amendment$16,755,082$3,800,000vs May 3, 20183SEC filing
May 3, 2018Amendment$12,955,082$4,000,000vs May 20, 20163SEC filing
May 18, 2017Amendment$12,955,082$4,000,000vs May 20, 20163SEC filing
May 20, 2016Amendment$8,955,082$2,955,082vs May 22, 20153SEC filing
May 22, 2015Amendment$6,000,000No comparison2SEC filing
Apr 20, 2015InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-238256
Limited Partner Interests

Source: Form D, filed Mar 17, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UNIVERSA BLACK SWAN PROTECTION PROTOCOL XVIII L.P.

Investment adviser: UNIVERSA INVESTMENTS L.P.

Gross asset value
$45M
Beneficial owners
1
ADV minimum commitment
$150M

Reported in Form ADV on Jul 9, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST FUND SERVICES PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States
Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker BOFA SECURITIES, INC. NEW YORK, New York, United States
Prime broker INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

BOFA SECURITIES, INC.
SEC 8-69787

INTERACTIVE BROKERS LLC
SEC 8-47257

BOFA SECURITIES, INC.
CRD 283942 · SEC 8-69787

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 1888064 · Jul 9, 2024 · Schedule D 7.B.(1), fund 805-8905206082

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Eric Spencer Executive
Mark W. Spitznagel Executive
N/A Universa Black Swan Gp Xviii Llc Executive
N/A Universa Safe Haven Delaware Gp 3 Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2601 South Bayshore Drive, Suite 2030
Miami, FL, 33133