Form D · Other Investment Fund

Maxim Income Opportunity Fund IV, L.P.

New York, NY · CIK 0001955424

Offering snapshot reported Jan 28, 2026 · SEC filing

Reported sold: $293M
Investors reported: Not reported
Minimum accepted: Not reported
First sale: Not reported

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 28, 2026	Amendment	$292,721,927	No comparison	Not reported	SEC filing
Jan 31, 2025	Amendment	$176,123,000	$27,350,000vs Jan 31, 2024	265	SEC filing
Jan 31, 2024	Amendment	$148,773,000	$6,600,000vs Nov 20, 2023	222	SEC filing
Nov 20, 2023	Amendment	$142,173,000	No comparison	207	SEC filing
Dec 7, 2022	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Not reported
Exemptions: Not reported
Duration over one year: Not reported
Business combination: Not reported

Sales commissions: Not reported
Finders' fees: Not reported
Form D file number: 021-466840

Source: Form D, filed Jan 28, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MAXIM INCOME OPPORTUNITY FUND IV, L.P.

Investment adviser: MAXIM CAPITAL GROUP, LLC

Gross asset value: $340M
Beneficial owners: 357
ADV minimum commitment: $250K

Reported in Form ADV on Apr 8, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE, LLP DALLAS, Texas, United States

Custodian JP MORGAN CHASE, NA NEW YORK, New York, United States Related to adviser: No

Marketer FUSION MARKETING CHATSWORTH, California, United States Related to adviser: No

Marketer JMP SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No

Marketer KONOMI TOKYO, Japan Related to adviser: No

Marketer SEXTANT SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer STUART PORTFOLIO CONSULTANTS, L.P. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE, LLP
PCAOB 34

SEXTANT SECURITIES, LLC
CRD 283937 · SEC 8-69772

STUART PORTFOLIO CONSULTANTS, L.P.
CRD 44487 · SEC 8-50721

Filing source

Form ADV 2092579 · Apr 8, 2026 · Schedule D 7.B.(1), fund 805-6407064547

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Maxim Income Opportunity Fund I, L.P.	Oct 26, 2017	$20,800,000	16
Maxim Income Opportunity Fund II, L.P.	Nov 5, 2020	$347,776,500	324
Maxim Income Opportunity Fund III, L.P.	Nov 5, 2021	$217,228,000	253
Maxim Income Opportunity Fund IV, L.P. (this fund)	Jan 28, 2026	$292,721,927	Not reported

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Adam Glick	Executive
Edward Martinson	Executive
Group, Llc Maxim Capital	Promoter
Partners, Llc Maxim Capital	Promoter
Edward Maxim Capital Group, Llc	Promoter
N/A Maxim Capital Group, Llc	Promoter
Edward Maxim Capital Partners, Llc	Promoter
N/A Maxim Capital Partners, Llc	Promoter
Brian Steiner	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

600 Madison Avenue Ste 1700
New York, NY, 10022