Investment adviser · CRD 288321

MAXIM CAPITAL GROUP, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Apr 8, 2026

Regulatory AUM: $2.19B
Client accounts: 20
Employees: 19
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	15	$1,710,946,775	78.2%
Insurance companies	5	$478,352,002	21.8%

Filing source

Form ADV 2092579 · Apr 8, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MAXIM INCOME OPPORTUNITY FUND II, L.P.Real Estate Fund · Last reported Apr 8, 2026$470MGross asset value

Form D fundraising filings

Maxim Income Opportunity Fund II, L.P.

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE, LLP DALLAS, Texas, United States

Custodian JP MORGAN CHASE, NA NEW YORK, New York, United States Related to adviser: No

Marketer RAYMOND JAMES & ASSOCIATES, INC. NEW YORK, New York, United States Related to adviser: No

Marketer SEXTANT SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer STUART PORTFOLIO CONSULTANTS, L.P. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE, LLP
PCAOB 34

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418

SEXTANT SECURITIES, LLC
CRD 283937 · SEC 8-69772

STUART PORTFOLIO CONSULTANTS, L.P.
CRD 44487 · SEC 8-50721

Fund details & source

Fund ID: 805-8372208507
Reported beneficial owners: 349
Minimum commitment: $250K
Form D file number: 021-325046

Form ADV 2092579 · Apr 8, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAXIM INCOME REIT II, LLCReal Estate Fund · Last reported Apr 8, 2026$469MGross asset value

Form D fundraising filings

Maxim Income REIT II, LLC

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP DALLAS, Texas, United States

Custodian JP MORGAN CHASE, NA NEW YORK, New York, United States Related to adviser: No

Custodian MAVRIDES, MOYAL, PACKMAN & SADKIN NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION ST. PAUL, Minnesota, United States Related to adviser: No

Custodian WESTERN ALLIANCE BANK PHOENIX, Arizona, United States Related to adviser: No

Marketer A5 SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

WESTERN ALLIANCE BANK
LEI SI7YQSVPFZBSQ878IC17

A5 SECURITIES LLC
CRD 288410 · SEC 8-69944

Fund details & source

Fund ID: 805-3065209296
Reported beneficial owners: 124
Minimum commitment: $250K
Form D file number: 021-337702

Form ADV 2092579 · Apr 8, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAXIM INCOME OPPORTUNITY FUND IV, L.P.Real Estate Fund · Last reported Apr 8, 2026$340MGross asset value

Form D fundraising filings

Maxim Income Opportunity Fund IV, L.P.

Feeder funds

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE, LLP DALLAS, Texas, United States

Custodian JP MORGAN CHASE, NA NEW YORK, New York, United States Related to adviser: No

Marketer FUSION MARKETING CHATSWORTH, California, United States Related to adviser: No

Marketer JMP SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No

Marketer KONOMI TOKYO, Japan Related to adviser: No

Marketer SEXTANT SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer STUART PORTFOLIO CONSULTANTS, L.P. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE, LLP
PCAOB 34

SEXTANT SECURITIES, LLC
CRD 283937 · SEC 8-69772

STUART PORTFOLIO CONSULTANTS, L.P.
CRD 44487 · SEC 8-50721

Fund details & source

Fund ID: 805-6407064547
Reported beneficial owners: 357
Minimum commitment: $250K
Form D file number: 021-466840

Form ADV 2092579 · Apr 8, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAXIM INCOME REIT IV, LLCReal Estate Fund · Last reported Apr 8, 2026$339MGross asset value

Form D fundraising filings

Maxim Income REIT IV, LLC

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP DALLAS, Texas, United States

Custodian JP MORGAN CHASE, NA NEW YORK, New York, United States Related to adviser: No

Custodian MAVRIDES, MOYAL, PACKMAN & SADKIN NEW YORK, New York, United States Related to adviser: No

Custodian M&T SECURITIES, INC. BUFFALO, New York, United States Related to adviser: No

Custodian WILMINGTON TRUST INVESTMENT MANAGEMENT, LLC WILMINGTON, Delaware, United States Related to adviser: No

Marketer A5 SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

M&T SECURITIES, INC.
SEC 8-35185

WILMINGTON TRUST INVESTMENT MANAGEMENT, LLC
SEC 8-37376

A5 SECURITIES LLC
CRD 288410 · SEC 8-69944

Fund details & source

Fund ID: 805-8077189056
Reported beneficial owners: 124
Minimum commitment: $250K
Form D file number: 021-472714

Form ADV 2092579 · Apr 8, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAXIM INCOME REIT III, LLCReal Estate Fund · Last reported Apr 8, 2026$319MGross asset value

Form D fundraising filings

Maxim Income REIT III, LLC

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP DALLAS, Texas, United States

Custodian JP MORGAN CHASE, NA NEW YORK, New York, United States Related to adviser: No

Custodian MAVRIDES, MOYAL, PACKMAN & SADKIN NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION ST. PAUL, Minnesota, United States Related to adviser: No

Custodian WESTERN ALLIANCE BANK PHOENIX, Arizona, United States Related to adviser: No

Marketer A5 SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

WESTERN ALLIANCE BANK
LEI SI7YQSVPFZBSQ878IC17

A5 SECURITIES LLC
CRD 288410 · SEC 8-69944

Fund details & source

Fund ID: 805-7740574644
Reported beneficial owners: 124
Minimum commitment: $250K
Form D file number: 021-388185

Form ADV 2092579 · Apr 8, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MIOF-CI III, L.PReal Estate Fund · Last reported Apr 8, 2026$319MGross asset value

Feeder funds

MAXIM INCOME OPPORTUNITY FUND III, L.P.

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE, LLP DALLAS, Texas, United States

Custodian JP MORGAN CHASE, NA NEW YORK, New York, United States Related to adviser: No

Marketer STUART PORTFOLIO CONSULTANTS, L.P. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE, LLP
PCAOB 34

STUART PORTFOLIO CONSULTANTS, L.P.
CRD 44487 · SEC 8-50721

Fund details & source

Fund ID: 805-8603020481
Reported beneficial owners: 2
Minimum commitment: $250K

Form ADV 2092579 · Apr 8, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAXIM INCOME OPPORTUNITY FUND I, L.P.Real Estate Fund · Last reported Apr 8, 2026$300MGross asset value

Form D fundraising filings

Maxim Income Opportunity Fund I, L.P.

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE, LLP DALLAS, Texas, United States

Custodian JP MORGAN CHASE, NA NEW YORK, New York, United States Related to adviser: No

Marketer RAYMOND JAMES & ASSOCIATES, INC. NEW YORK, New York, United States Related to adviser: No

Marketer SEXTANT SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE, LLP
PCAOB 34

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418

SEXTANT SECURITIES, LLC
CRD 283937 · SEC 8-69772

Fund details & source

Fund ID: 805-2590248791
Reported beneficial owners: 193
Minimum commitment: $250K
Form D file number: 021-283795

Form ADV 2092579 · Apr 8, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 8, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

600 MADISON AVENUE, 17TH FLOOR
NEW YORK, NY, 10022, United States

CRD 288321

Filing source

Form ADV 2092579 · Apr 8, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.