Form D · Other Investment Fund

Maxim Income Opportunity Fund I, L.P.

New York, NY · CIK 0001702475

Offering snapshot reported Oct 26, 2017 · SEC filing

Reported sold
$20.8M
Indefinite offering
Investors reported
16
Form D · investor count
Minimum accepted
$40K
Reported outside-investor minimum
First sale
Mar 22, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.4M$20.8MMar 31, 2017: $20,800,000.00Mar 31, 2017Oct 26, 2017: $20,800,000.00Oct 26, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$250,000 → $40,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 26, 2017Amendment$20,800,000$0vs Mar 31, 201716SEC filing
Mar 31, 2017Initial$20,800,000No comparison16SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-283795

Source: Form D, filed Oct 26, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MAXIM INCOME OPPORTUNITY FUND I, L.P.

Investment adviser: MAXIM CAPITAL GROUP, LLC

Gross asset value
$300M
Beneficial owners
193
ADV minimum commitment
$250K

Reported in Form ADV on Apr 8, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE, LLP DALLAS, Texas, United States
Custodian JP MORGAN CHASE, NA NEW YORK, New York, United States Related to adviser: No
Marketer RAYMOND JAMES & ASSOCIATES, INC. NEW YORK, New York, United States Related to adviser: No
Marketer SEXTANT SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE, LLP
PCAOB 34

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418

SEXTANT SECURITIES, LLC
CRD 283937 · SEC 8-69772

Filing source

Form ADV 2092579 · Apr 8, 2026 · Schedule D 7.B.(1), fund 805-2590248791

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Maxim Capital Group, Llc Executive
N/A Maxim Capital Partners, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maxim Capital Group, Llc 276 Fifth Avenue, Suite 404
New York, NY, 10001