Form D · Other Investment Fund

Maxim Income Opportunity Fund II, L.P.

New York, NY · CIK 0001757954

Offering snapshot reported Nov 5, 2020 · SEC filing

Reported sold
$348M
Indefinite offering
Investors reported
324
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Oct 15, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$174M$348MNov 5, 2018: $102,125,000.00Nov 5, 2018Nov 5, 2019: $272,981,500.00Nov 5, 2019Nov 5, 2020: $347,776,500.00Nov 5, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$272,981,500 → $347,776,500
  • Reported investors283 → 324

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 5, 2020Amendment$347,776,500$74,795,000vs Nov 5, 2019324SEC filing
Nov 5, 2019Amendment$272,981,500$170,856,500vs Nov 5, 2018283SEC filing
Nov 5, 2018Initial$102,125,000No comparison41SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-325046
Clarification of Item 11 - The General Partner, may accept investments of lesser amounts.

Source: Form D, filed Nov 5, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MAXIM INCOME OPPORTUNITY FUND II, L.P.

Investment adviser: MAXIM CAPITAL GROUP, LLC

Gross asset value
$470M
Beneficial owners
349
ADV minimum commitment
$250K

Reported in Form ADV on Apr 8, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE, LLP DALLAS, Texas, United States
Custodian JP MORGAN CHASE, NA NEW YORK, New York, United States Related to adviser: No
Marketer RAYMOND JAMES & ASSOCIATES, INC. NEW YORK, New York, United States Related to adviser: No
Marketer SEXTANT SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Marketer STUART PORTFOLIO CONSULTANTS, L.P. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE, LLP
PCAOB 34

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418

SEXTANT SECURITIES, LLC
CRD 283937 · SEC 8-69772

STUART PORTFOLIO CONSULTANTS, L.P.
CRD 44487 · SEC 8-50721

Filing source

Form ADV 2092579 · Apr 8, 2026 · Schedule D 7.B.(1), fund 805-8372208507

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Edward Martinson Executive
N/A Maxim Capital Group, Llc Promoter
N/A Maxim Capital Partners, Llc. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
660 Madison Avenue Suite 1700
New York, NY, 10065