Form D · Private Equity Fund
C-III Recovery Fund III L.P.
Irving, TX · CIK 0001703143
Offering snapshot reported Nov 19, 2018 · SEC filing
- Reported sold
- $478M Indefinite offering
- Investors reported
- 76 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 15, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 19, 2018 | Amendment | $478,025,000 | $0vs Oct 17, 2018 | 76 | SEC filing |
| Oct 17, 2018 | Amendment | $478,025,000 | $6,325,000vs Jun 22, 2018 | 76 | SEC filing |
| Jun 22, 2018 | Amendment | $471,700,000 | No comparison | 65 | SEC filing |
| Oct 17, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $18.6M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-296897
The Issuer is targeting an offering of $600,000,000, but may accept additional commitments at the General Partner's discretion.
Based on a % of commitments relating to a theoretical amount of securities sold. Up to $16,000,000 would be borne by the GP or its affiliates, not the issuer or LPs, and up to $2,586,500 would be paid by certain LPs identified by specific brokers/dealers.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | LPL Financial LLC · CRD 6413 |
Source: Form D, filed Nov 19, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
C-III RECOVERY FUND III L.P.
Investment adviser: C-III INVESTMENT MANAGEMENT LLC
- Gross asset value
- $1.5B
- Beneficial owners
- 105
- ADV minimum commitment
- $375K
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
FORVIS MAZARS, LLP
PCAOB 686
MORGAN STANLEY PRIVATE WEALTH MANAGEMENT
LEI 7PDDXEMZ0ZV0CEDU4D16
Filing source
Form ADV 2074218 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-8125683257
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James A. Aston | Executive |
| George E. Carleton | Executive |
| N/A C Iii Rf Directives Iii Llc | Executive |
| Jefferey P. Cohen | Director |
| Jeffrey P. Cohen | Director |
| Andrew L. Farkas | Director |
| Frank M. Garrison | Director |
| Paul A. Hughson | Executive |
| Marc W. Levy | Executive |
| Robert C. Lieber | Executive |
| Robert C. Lieber | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Irving, TX, 75039