Form D · Private Equity Fund

C-III Recovery Fund I, L.P.

Irving, TX · CIK 0001528271

Offering snapshot reported May 23, 2012 · SEC filing

Reported sold: $309M
Investors reported: 50
Minimum accepted: $250K
First sale: Aug 5, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$208,950,000 → $309,115,000
Reported investors31 → 50

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 23, 2012	Amendment	$309,115,000	$100,165,000vs Aug 22, 2011	50	SEC filing
Aug 22, 2011	Initial	$208,950,000	No comparison	31	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-164765

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N/A	None

Source: Form D, filed May 23, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

C-III RECOVERY FUND I L.P.

Investment adviser: C-III INVESTMENT MANAGEMENT LLC

Gross asset value: $77.6M
Beneficial owners: 55
ADV minimum commitment: $10M

Reported in Form ADV on Mar 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor FORVIS, LLP ASHEVILLE, North Carolina, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO, N.A. GREENVILLE, South Carolina, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

FORVIS, LLP
PCAOB 686

Filing source

Form ADV 1707322 · Mar 30, 2023 · Schedule D 7.B.(1), fund 805-8980601868

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
C-III Recovery Fund I, L.P. (this fund)	May 23, 2012	$309,115,000	50
C-III Recovery Fund II L.P.	Jun 3, 2014	$523,090,000	95
C-III Recovery Fund III L.P.	Nov 19, 2018	$478,025,000	76

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James A. Aston	Executive
George E. Carleton	Executive
C Iii Rfi Directives Llc C Iii Rfi Directives Llc	Executive
Jeffrey P. Cohen	Executive
Andrew L. Farkas	Director
Frank M. Garrison	Executive
Paul A. Hughson	Executive
Robert C. Lieber	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

5221 North O'conner Boulevard, Suite 600
Irving, TX, 75309