Investment adviser · CRD 156553

C-III INVESTMENT MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM
$2.47B
Form ADV · Item 5.F
Client accounts
9
Accounts, not individual clients
Employees
80
Reported in this filing
Advisory professionals
30
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles8$2,444,970,25399.2%
Insurance companiesFewer than 5$20,158,6740.8%
Filing source

Form ADV 2074218 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

34 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

C-III RECOVERY FUND III L.P.Real Estate Fund · Last reported Mar 31, 2026$1.5BGross asset value

Form D fundraising filings

C-III Recovery Fund III L.P.

Auditor FORVIS MAZARS, LLP ASHEVILLE, North Carolina, United States
Custodian FUNDBANK, NATIONAL ASSOCIATION AUSTIN, Texas, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY PRIVATE WEALTH MANAGEMENT PURCHASE, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. PITTSBURGH, Pennsylvania, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. GREENVILLE, South Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FORVIS MAZARS, LLP
PCAOB 686

MORGAN STANLEY PRIVATE WEALTH MANAGEMENT
LEI 7PDDXEMZ0ZV0CEDU4D16

Fund details & source
Fund ID
805-8125683257
Reported beneficial owners
105
Minimum commitment
$375K
Form D file number
021-296897

Form ADV 2074218 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARCAP 2006-RR7 RESECURITIZATION, INC.Securitized Asset Fund · Last reported Mar 31, 2026$399MGross asset value
Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7844575119
Reported beneficial owners
30
Minimum commitment
$100K

Form ADV 2074218 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

C-III RECOVERY FUND II L.P.Real Estate Fund · Last reported Mar 31, 2026$331MGross asset value

Form D fundraising filings

C-III Recovery Fund II L.P.

Auditor FORVIS MAZARS, LLP ASHEVILLE, North Carolina, United States
Custodian FUNDBANK, NATIONAL ASSOCIATION AUSTIN, Texas, United States Related to adviser: No
Custodian MORGAN STANLEY PRIVATE WEALTH MANAGEMENT PURCHASE, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. PITTSBURGH, Pennsylvania, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. GREENVILLE, South Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FORVIS MAZARS, LLP
PCAOB 686

MORGAN STANLEY PRIVATE WEALTH MANAGEMENT
LEI 7PDDXEMZ0ZV0CEDU4D16

Fund details & source
Fund ID
805-1626966654
Reported beneficial owners
108
Minimum commitment
$10M
Form D file number
021-199956

Form ADV 2074218 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CENTERLINE 2007-1 RESECURITIZATION, INC.Securitized Asset Fund · Last reported Mar 31, 2026$104MGross asset value
Fund administrator COMPUTERSHARE TRUST CO. N.A. CANTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian COMPUTERSHARE TRUST CO. N.A. CANTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4095436547
Reported beneficial owners
2
Minimum commitment
$100K

Form ADV 2074218 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

C-III RECOVERY FUND II CO-INVESTMENT L.P.Real Estate Fund · Last reported Mar 31, 2026$72.7MGross asset value
Auditor FORVIS MAZARS, LLP ASHEVILLE, North Carolina, United States
Custodian FUNDBANK, NATIONAL ASSOCIATION AUSTIN, Texas, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. PITTSBURGH, Pennsylvania, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. GREENVILLE, South Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FORVIS MAZARS, LLP
PCAOB 686

Fund details & source
Fund ID
805-1549405063
Reported beneficial owners
4
Minimum commitment
$0

Form ADV 2074218 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

C-III HIGH YIELD REAL ESTATE DEBT FUND IV L.P.Hedge Fund · Last reported Mar 31, 2026$36.3MGross asset value

Form D fundraising filings

C-III High Yield Real Estate Debt Fund IV L.P.

Auditor FORVIS MAZARS, LLP ASHEVILLE, North Carolina, United States
Custodian CORTLAND CAPITAL MARKET SERVICES LLC CHICAGO, Illinois, United States Related to adviser: No
Custodian FUNDBANK, NATIONAL ASSOCIATION AUSTIN, Texas, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. PITTSBURGH, Pennsylvania, United States Related to adviser: No
Custodian U.S. BANK, N.A. BOSTON, Massachusetts, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. GREENVILLE, South Carolina, United States Related to adviser: No
Custodian WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FORVIS MAZARS, LLP
PCAOB 686

WELLS FARGO SECURITIES, LLC
SEC 8-65876

Fund details & source
Fund ID
805-6023019379
Reported beneficial owners
11
Minimum commitment
$1M
Form D file number
021-242702

Form ADV 2074218 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

C-III RECOVERY FUND II CO-INVESTMENT II (NY2) L.P.Real Estate Fund · Last reported Mar 31, 2026$5.34MGross asset value
Auditor FORVIS MAZARS, LLP ASHEVILLE, North Carolina, United States
Custodian FUNDBANK, NATIONAL ASSOCIATION AUSTIN, Texas, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. PITTSBURGH, Pennsylvania, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. GREENVILLE, South Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FORVIS MAZARS, LLP
PCAOB 686

Fund details & source
Fund ID
805-8653927951
Reported beneficial owners
2
Minimum commitment
$5M

Form ADV 2074218 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

717 FIFTH AVENUE, 18TH FLOOR
NEW YORK, NY, 10022, United States

CRD 156553

Filing source

Form ADV 2074218 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.