Form D · Private Equity Fund

C-III Recovery Fund II L.P.

Irving, TX · CIK 0001580635

Offering snapshot reported Jun 3, 2014 · SEC filing

Reported sold
$523M
Indefinite offering
Investors reported
95
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 5, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$262M$523MJul 19, 2013: $369,857,895.00Jul 19, 2013Jun 3, 2014: $523,090,000.00Jun 3, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$369,857,895 → $523,090,000
  • Reported investors75 → 95

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 3, 2014Amendment$523,090,000$153,232,105vs Jul 19, 201395SEC filing
Jul 19, 2013Initial$369,857,895No comparison75SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$10.2M
Finders' fees
$0
Form D file number
021-199956
Total Amount Sold in Item 13(b) excludes $12,825,000 contributed to the Issuer by C-III RF Directives II LLC, which is the General Partner of the Issuer.
Sales commissions are paid as a percentage of certain sales of securities, and are economically borne by the General Partner or its affiliates, not the Issuer or its limited partners.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANoneAnubis Securities LLC · CRD 157642

Source: Form D, filed Jun 3, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

C-III RECOVERY FUND II L.P.

Investment adviser: C-III INVESTMENT MANAGEMENT LLC

Gross asset value
$331M
Beneficial owners
108
ADV minimum commitment
$10M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor FORVIS MAZARS, LLP ASHEVILLE, North Carolina, United States
Custodian FUNDBANK, NATIONAL ASSOCIATION AUSTIN, Texas, United States Related to adviser: No
Custodian MORGAN STANLEY PRIVATE WEALTH MANAGEMENT PURCHASE, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. PITTSBURGH, Pennsylvania, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. GREENVILLE, South Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FORVIS MAZARS, LLP
PCAOB 686

MORGAN STANLEY PRIVATE WEALTH MANAGEMENT
LEI 7PDDXEMZ0ZV0CEDU4D16

Filing source

Form ADV 2074218 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-1626966654

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James A. Aston Executive
C Iii Rf Directives Ii Llc C Iii Rf Directives Ii Llc Executive
Jefferey P. Cohen Director, Executive
Andrew L. Farkas Executive
Frank M. Garrison Director, Executive
Paul A. Hughson Executive
Robert C. Lieber Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5221 North O'connor Boulevard
Irving, TX, 75039