Form D · Private Equity Fund

Balance Point Capital Partners IV, L.P.

Westport, CT · CIK 0001794431

Offering snapshot reported Nov 19, 2019 · SEC filing

Reported sold: $85.9M
Investors reported: 44
Minimum accepted: $0
First sale: Nov 8, 2019

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 19, 2019	Initial	$85,876,289	No comparison	44	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-353725

Source: Form D, filed Nov 19, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BALANCE POINT CAPITAL PARTNERS IV, LP

Investment adviser: BALANCE POINT CAPITAL ADVISORS, LLC

Gross asset value: $332M
Beneficial owners: 50
ADV minimum commitment: $500K

Reported in Form ADV on Apr 22, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT US, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator WAYSTONE ADMINISTRATION SOLUTIONS (US) INC. FAIR LAWN, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP STAMFORD, Connecticut, United States

Custodian M&T BANK BUFFALO, New York, United States Related to adviser: No

Custodian TD BANK, N.A. WESTPORT, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

M&T BANK
LEI 549300WYXDDBYRASEG81

TD BANK, N.A.
LEI 03D0JEWFDFUS0SEEKG89

Filing source

Form ADV 2097387 · Apr 22, 2026 · Schedule D 7.B.(1), fund 805-9717072420

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Balance Point Capital Partners, L.P.	Dec 10, 2012	$41,996,919	34
BALANCE POINT CAPITAL PARTNERS II, L.P.	Jan 4, 2017	$80,964,646	51
Balance Point Capital Partners III, L.P.	Sep 17, 2018	$375,747,000	19
Balance Point Capital Partners IV, L.P. (this fund)	Nov 19, 2019	$85,876,289	44
Balance Point Capital Partners V, L.P.	Sep 15, 2021	$577,415,790	Not reported
Balance Point Capital Partners VI, L.P.	Dec 11, 2024	$386,000,000	27
Balance Point Capital Partners VII, L.P.	Jan 31, 2025	$51,320,000	26

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Seth W. Alvord	Executive
N/A Balance Point Capital Advisors, Llc	Executive
N/A Balance Point Capital Managers Iv, Llc	Executive
Justin M. Kaplan	Executive
S. Lindsay Koltay	Executive
B. Lance Sauerteig	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

285 Riverside Avenue Suite 200
Westport, CT, 06880