Form D · Private Equity Fund

Balance Point Capital Partners III, L.P.

Westport, CT · CIK 0001710629

Offering snapshot reported Sep 17, 2018 · SEC filing

Reported sold
$376M
Offering amount: $400M
Investors reported
19
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 7, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 19

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 17, 2018Amendment$375,747,000No comparison19SEC filing
Jun 29, 2017InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-289739
Amount to be paid is based upon a percentage of capital raised.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Lazard Freres & Co. LLC2528

Source: Form D, filed Sep 17, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BALANCE POINT CAPITAL PARTNERS III, L.P.

Investment adviser: BALANCE POINT CAPITAL ADVISORS, LLC

Gross asset value
$403M
Beneficial owners
23
ADV minimum commitment
$5M

Reported in Form ADV on Apr 22, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT US, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator WAYSTONE ADMINISTRATION SOLUTIONS (US) INC. FAIR LAWN, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor RSM US LLP STAMFORD, Connecticut, United States
Custodian SILICON VALLEY BANK A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Custodian TD BANK, N.A. WESTPORT, Connecticut, United States Related to adviser: No
Marketer LAZARD FRERES & CO. LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

RSM US LLP
PCAOB 49

SILICON VALLEY BANK A DIVISION OF FIRST CITIZENS BANK
LEI 0K2D5AK28E3O5CC06E35

TD BANK, N.A.
LEI 03D0JEWFDFUS0SEEKG89

LAZARD FRERES & CO. LLC
CRD 2528 · SEC 8-2595

Filing source

Form ADV 2097387 · Apr 22, 2026 · Schedule D 7.B.(1), fund 805-9013289518

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Seth Alvord Executive
N/A Balance Point Capital Managers Iii, Llc Executive
Justin Kaplan Executive
B. Lance Sauerteig Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Balance Point Capital Advisors, Llc 285 Riverside Avenue, Suite 200
Westport, CT, 06880