Investment adviser · CRD 264789

BALANCE POINT CAPITAL ADVISORS, LLC

Investment adviser filing (IA)

WESTPORT, CT, United States · Form ADV filed Apr 22, 2026

Regulatory AUM: $2.44B
Client accounts: 7
Employees: 23
Advisory professionals: 13

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	6	$2,424,333,962	99.3%
Other clients	Fewer than 5	$17,749,815	0.7%

Filing source

Form ADV 2097387 · Apr 22, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BALANCE POINT CAPITAL PARTNERS V, LPPrivate Equity Fund · Last reported Apr 22, 2026$772MGross asset value

Form D fundraising filings

Balance Point Capital Partners V, L.P.

Feeder funds

BALANCE POINT CAPITAL PARTNERS V FEEDER, L.P.

Fund administrator STANDISH MANAGEMENT US, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator WAYSTONE ADMINISTRATIVE SOLUTIONS US INC. FAIR LAWN, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP STAMFORD, Connecticut, United States

Custodian SILICON VALLEY BANK A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No

Custodian TD BANK, N.A. WESTPORT, Connecticut, United States Related to adviser: No

Marketer EQUUS FINANCIAL CONSULTING LLC (D/B/A CROSSBAY CAPITAL PARTNERS) NEW CANAAN, Connecticut, United States Related to adviser: No

Marketer LAZARD FRERES & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

SILICON VALLEY BANK A DIVISION OF FIRST CITIZENS BANK
LEI 0K2D5AK28E3O5CC06E35

TD BANK, N.A.
LEI 03D0JEWFDFUS0SEEKG89

LAZARD FRERES & CO. LLC
CRD 2528 · SEC 8-2595

Fund details & source

Fund ID: 805-4062304407
Reported beneficial owners: 34
Minimum commitment: $5M
Form D file number: 021-371197

Form ADV 2097387 · Apr 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BALANCE POINT CAPITAL PARTNERS VI, LPPrivate Equity Fund · Last reported Apr 22, 2026$699MGross asset value

Form D fundraising filings

Balance Point Capital Partners VI, L.P.

Feeder funds

BALANCE POINT CAPITAL PARTNERS VI RATED NOTE FEEDER, L.P.
BALANCE POINT CAPITAL PARTNERS VI FEEDER, L.P.

Fund administrator STANDISH MANAGEMENT US, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator WAYSTONE ADMINISTRATIVE SOLUTIONS US INC. FAIR LAWN, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP STAMFORD, Connecticut, United States

Custodian SILICON VALLEY BANK A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No

Marketer EQUUS FINANCIAL CONSULTING LLC (D/B/A CROSSBAY CAPITAL PARTNERS) NEW CANAAN, Connecticut, United States Related to adviser: No

Marketer TENEO PARTNERS JAPAN LIMITED TOKYO, Japan Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

SILICON VALLEY BANK A DIVISION OF FIRST CITIZENS BANK
LEI 0K2D5AK28E3O5CC06E3

Fund details & source

Fund ID: 805-1737533829
Reported beneficial owners: 39
Minimum commitment: $5M
Form D file number: 021-482066

Form ADV 2097387 · Apr 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BALANCE POINT CAPITAL PARTNERS III, L.P.Private Equity Fund · Last reported Apr 22, 2026$403MGross asset value

Form D fundraising filings

Balance Point Capital Partners III, L.P.

Feeder funds

BALANCE POINT CAPITAL PARTNERS III FEEDER, L.P.

Fund administrator STANDISH MANAGEMENT US, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator WAYSTONE ADMINISTRATION SOLUTIONS (US) INC. FAIR LAWN, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP STAMFORD, Connecticut, United States

Custodian SILICON VALLEY BANK A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No

Custodian TD BANK, N.A. WESTPORT, Connecticut, United States Related to adviser: No

Marketer LAZARD FRERES & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

SILICON VALLEY BANK A DIVISION OF FIRST CITIZENS BANK
LEI 0K2D5AK28E3O5CC06E35

TD BANK, N.A.
LEI 03D0JEWFDFUS0SEEKG89

LAZARD FRERES & CO. LLC
CRD 2528 · SEC 8-2595

Fund details & source

Fund ID: 805-9013289518
Reported beneficial owners: 23
Minimum commitment: $5M
Form D file number: 021-289739

Form ADV 2097387 · Apr 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BALANCE POINT CAPITAL PARTNERS IV, LPPrivate Equity Fund · Last reported Apr 22, 2026$332MGross asset value

Form D fundraising filings

Balance Point Capital Partners IV, L.P.

Fund administrator STANDISH MANAGEMENT US, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator WAYSTONE ADMINISTRATION SOLUTIONS (US) INC. FAIR LAWN, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP STAMFORD, Connecticut, United States

Custodian M&T BANK BUFFALO, New York, United States Related to adviser: No

Custodian TD BANK, N.A. WESTPORT, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

M&T BANK
LEI 549300WYXDDBYRASEG81

TD BANK, N.A.
LEI 03D0JEWFDFUS0SEEKG89

Fund details & source

Fund ID: 805-9717072420
Reported beneficial owners: 50
Minimum commitment: $500K
Form D file number: 021-353725

Form ADV 2097387 · Apr 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BALANCE POINT CAPITAL PARTNERS VII, L.P.Private Equity Fund · Last reported Apr 22, 2026$144MGross asset value

Form D fundraising filings

Balance Point Capital Partners VII, L.P.

Fund administrator STANDISH MANAGEMENT US, LLC BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator WAYSTONE ADMINISTRATIVE SOLUTIONS US INC. FAIR LAWN, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP STAMFORD, Connecticut, United States

Custodian KEYBANK NA WESTPORT, Connecticut, United States Related to adviser: No

Custodian TD BANK, N.A. WESTPORT, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

KEYBANK NA
LEI HUX2X73FUCYHUVH1BK78

TD BANK, N.A.
LEI 03D0JEWFDFUS0SEEKG89

Fund details & source

Fund ID: 805-6375731279
Reported beneficial owners: 37
Minimum commitment: $500K
Form D file number: 021-536979

Form ADV 2097387 · Apr 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BALANCE POINT CAPITAL PARTNERS II, LPPrivate Equity Fund · Last reported Apr 22, 2026$73.9MGross asset value

Form D fundraising filings

BALANCE POINT CAPITAL PARTNERS II, L.P.

Fund administrator WAYSTONE ADMINISTRATIVE SOLUTIONS US INC. FAIR LAWN, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP STAMFORD, Connecticut, United States

Custodian TD BANK, N.A. WESTPORT, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

TD BANK, N.A.
LEI 03D0JEWFDFUS0SEEKG8

Fund details & source

Fund ID: 805-2807583004
Reported beneficial owners: 53
Minimum commitment: $500K
Form D file number: 021-232155

Form ADV 2097387 · Apr 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CONNECTICUT GROWTH CAPITAL, LLCOther Private Fund · Last reported Apr 22, 2026$17.7MGross asset value

Fund administrator WAYSTONE ADMINISTRATIVE SOLUTIONS US INC. FAIR LAWN, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP STAMFORD, Connecticut, United States

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-7116540630
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 2097387 · Apr 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 22, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

285 RIVERSIDE AVENUE, SUITE 200
WESTPORT, CT, 06880, United States

CRD 264789

Filing source

Form ADV 2097387 · Apr 22, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.