Form D · Other Investment Fund

BALANCE POINT CAPITAL PARTNERS II, L.P.

Westport, CT · CIK 0001630404

Offering snapshot reported Jan 4, 2017 · SEC filing

Reported sold
$81M
Offering amount: $81M
Investors reported
51
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 2, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$40.5M$81MJan 14, 2015: $62,151,515.00Jan 14, 2015May 13, 2015: $71,542,424.00Jul 15, 2015: $76,011,893.00Jul 15, 2015Jan 4, 2017: $80,964,646.00Jan 4, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$76,011,893 → $80,964,646
  • Reported investors45 → 51

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 4, 2017Amendment$80,964,646$4,952,753vs Jul 15, 201551SEC filing
Jul 15, 2015Amendment$76,011,893$4,469,469vs May 13, 201545SEC filing
May 13, 2015Amendment$71,542,424$9,390,909vs Jan 14, 201542SEC filing
Jan 14, 2015Initial$62,151,515No comparison37SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-232155

Source: Form D, filed Jan 4, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BALANCE POINT CAPITAL PARTNERS II, LP

Investment adviser: BALANCE POINT CAPITAL ADVISORS, LLC

Gross asset value
$73.9M
Beneficial owners
53
ADV minimum commitment
$500K

Reported in Form ADV on Apr 22, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator WAYSTONE ADMINISTRATIVE SOLUTIONS US INC. FAIR LAWN, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor RSM US LLP STAMFORD, Connecticut, United States
Custodian TD BANK, N.A. WESTPORT, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

TD BANK, N.A.
LEI 03D0JEWFDFUS0SEEKG8

Filing source

Form ADV 2097387 · Apr 22, 2026 · Schedule D 7.B.(1), fund 805-2807583004

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Seth W. Alvord Executive
N/A Balance Point Capital Managers Ii, Llc Executive
Justin Kaplan Executive
B. Lance Sauerteig Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
285 Riverside Avenue Suite 200
Westport, CT, 06880