Form D · Venture Capital Fund

AEI Fisker Investments IV, LLC

Chicago, IL · CIK 0001503794

Offering snapshot reported Jan 25, 2011 · SEC filing

Reported sold
$21M
Indefinite offering
Investors reported
185
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Oct 29, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.5M$21MNov 12, 2010: $832,833.00Nov 12, 2010Dec 9, 2010: $7,768,436.00Dec 9, 2010Dec 27, 2010: $10,687,151.00Dec 27, 2010Jan 25, 2011: $20,998,526.00Jan 25, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,687,151 → $20,998,526
  • Reported investors118 → 185

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 25, 2011Amendment$20,998,526$10,311,375vs Dec 27, 2010185SEC filing
Dec 27, 2010Amendment$10,687,151$2,918,715vs Dec 9, 2010118SEC filing
Dec 9, 2010Amendment$7,768,436$6,935,603vs Nov 12, 201079SEC filing
Nov 12, 2010Initial$832,833No comparison11SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$1.03M
Finders' fees
$0
Form D file number
021-150394

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
James Piff1991874Advanced Equities Inc. · CRD 35545
Peter McDonnell1374657Advanced Equities Inc. · CRD 35545
Scott Kyle2703722Advanced Equities Inc. · CRD 35545
Tom Tang5518409Advanced Equities Inc. · CRD 35545
William Pedersen2586686Advanced Equities Inc. · CRD 35545
Wesley Gordon5000607Advanced Equities Inc. · CRD 35545
Kevin Asano4450052First Allied Securities Inc. · CRD 32444
Kevin Graetz1935982Advanced Equities Inc. · CRD 35545
Joe Hede2389098Advanced Equities Inc. · CRD 35545
Arthur Coleman847936Advanced Equities Inc. · CRD 35545
Bijal Modi5155401Advanced Equities Inc. · CRD 35545
George Wojciechowski4498456Advanced Equities Inc. · CRD 35545
Christopher Capra2691295Advanced Equities Inc. · CRD 35545
Caryn Wechsler1523007Advanced Equities Inc. · CRD 35545
Eric Richardson3182616Advanced Equities Inc. · CRD 35545
Gary Saccaro1806863Advanced Equities Inc. · CRD 35545
Geoff Carfagnini2771125Advanced Equities Inc. · CRD 35545
Jeffrey Hiera4927416Advanced Equities Inc. · CRD 35545
Jared Carmel4796201Advanced Equities Inc. · CRD 35545
Jared Slater4476358Advanced Equities Inc. · CRD 35545
Jeff Binkert2491492Advanced Equities Inc. · CRD 35545
Chris Gambino4129800Advanced Equities Inc. · CRD 35545
Chris Struck4288655Advanced Equities Inc. · CRD 35545
James Kozak2237880Advanced Equities Inc. · CRD 35545
John Ferrick2568789Advanced Equities Inc. · CRD 35545
Jordan Berlin821934Advanced Equities Inc. · CRD 35545
Larry Cohen3191796Advanced Equities Inc. · CRD 35545
Sandino Napolis4048454Advanced Equities Inc. · CRD 35545
Timothy Touloukian2803832Advanced Equities Inc. · CRD 35545
Andrew Koerner2207442First Allied Securities Inc. · CRD 32444
Deborah Walker833928First Allied Securities Inc. · CRD 32444
Andrew Scheirer4256666First Allied Securities Inc. · CRD 32444
Colin Mansfield4643275First Allied Securities Inc. · CRD 32444
Greg Krpalek1137374First Allied Securities Inc. · CRD 32444
Bhagwati Mahendru2360416First Allied Securities Inc. · CRD 32444
Patrick McCown2392443First Allied Securities Inc. · CRD 32444
Robert Webster1104509First Allied Securities Inc. · CRD 32444
Verna Schoen1420124First Allied Securities Inc. · CRD 32444
Chris Clark1952666Advanced Equities Inc. · CRD 35545
Chris Harney1417453Advanced Equities Inc. · CRD 35545
Cooper Cordin3182812Advanced Equities Inc. · CRD 35545
David Battisto2468847Advanced Equities Inc. · CRD 35545
Lisa Julin4327915Advanced Equities Inc. · CRD 35545
James Duncan1781313Advanced Equities Inc. · CRD 35545
William Metz808295Advanced Equities Inc. · CRD 35545
Ryan Metz5609347Advanced Equities Inc. · CRD 35545
Christine Tang4774839First Allied Securities Inc. · CRD 32444
Anh Tran5198283First Allied Securities Inc. · CRD 32444
Edward Yoon2408137First Allied Securities Inc. · CRD 32444
Jeffrey Forehand1618003First Allied Securities Inc. · CRD 32444
John Diaz1327431First Allied Securities Inc. · CRD 32444
Paul Lewis1052535First Allied Securities Inc. · CRD 32444
Chris Gilmor1701597Advanced Equities Inc. · CRD 35545
Gordon Fallone1767760Advanced Equities Inc. · CRD 35545
Rick Post5469061Advanced Equities Inc. · CRD 35545
Raymond Kim4443798Advanced Equities Inc. · CRD 35545
Hayward Roy2842866Advanced Equities Inc. · CRD 35545
James Depke2804126Advanced Equities Inc. · CRD 35545
Brian Czupek2254610Advanced Equities Inc. · CRD 35545
Mark Miller5742278Advanced Equities Inc. · CRD 35545
Max Odom5744627Advanced Equities Inc. · CRD 35545
Tyler Engh5132951Advanced Equities Inc. · CRD 35545
Brett Young1641730First Allied Securities Inc. · CRD 32444
Peter Han4704497First Allied Securities Inc. · CRD 32444
Stuart Hoshide1838860First Allied Securities Inc. · CRD 32444

Source: Form D, filed Jan 25, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Fisker Management Corp. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Dr Suite 1650
Chicago, IL, 60606